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Such terribly British problems: The Suez Crisis

Such terribly British problems: The ‘Suez Crisis’

‘We are not at war with Egypt. We are in an armed conflict’. Sir Anthony Eden, British Prime Minister in 1956

The years after 1945 were a time of great discomfort and challenge for Britain as it faced up to an era of inevitable decline in the wake of World War II. While the establishment might try to carry on with an attitude of ‘business as usual’, the shift in the balance of power, which saw the rise of the USA and the USSR as the dominant ‘Super-powers’ in the Cold War, was such that London could no longer dictate terms or set the global agenda as it had done for more than a century. However, managing decline is one of the most difficult and horrifying tasks in many areas, be it sport, business or politics, and despite the obvious difficulties of near bankruptcy and the break-up of the Empire, there was much in the language and culture of the Establishment that still smacked of being a ‘great power’.

There was some evidence to support this position, of course, for even though the USA and the USSR were clearly the ones dictating the pace and direction of international affairs, Britain still sat at the top table and was one of the five permanent members of the Security Council of the United Nations. There was still a aura of splendour amidst the relative decay, a glorious history for which the ‘free-world’ could offer thanks with regard to the two world wars if not for every aspect of empire, but the world had changed and Britain was no longer ‘top-dog’. It had become more of a lap-dog for the USA, the ‘special relationship’ proclaiming its role in the new gang which had gathered around, or behind, Washington.  The country had changed so that an uncertain future loomed, economically, politically and militarily, putting new threats and demands on politicians and other leaders who had grown up in a different age.

No group or class could exclude itself from the enormous social and political changes that swept through Britain in the wake of the World Wars. The structure of life and its accepted core values were shaken by the turmoil of the previous decades, so that new ideas and expectations came to the fore. Industrialisation, education, political ideology, the media, the arts and other factors, combined to create a society which was radically different from that which had shaped Britain, for better and for worse, in the years up to 1945. Peace did not bring a simple desire to return to the past, to 1939, as though that were some glorious, halcyon year in which everyone wished to live. The dawn of a new era was announced with Labour’s election victory over Churchill’s tired Conservative Party, a shocking landslide that led to the creation of the ‘Welfare State’. So many ideas and actual changes  that marked the ‘post-war consensus’ were introduced under Attlee’s Government, such as the creation of the NHS and changes in the benefit system, higher rates of income tax for the rich, fundamental changes to the education system. For the next three decades and more, there was to be a greater role for the state in most areas of life, a change so clearly expressed in the huge programme of nationalisation that brought coal production, the railways, the Bank of England and, of course, the health service under State control.

In 1945, Labour took control of a country which had its most powerful days behind it. The devastating effects of the two world wars and the economic depression, it was clear that, despite any rhetoric to the contrary, there could be no going back to the days of Empire and influence. The world had changed and there were now two new superpowers, the USA and the USSR, on the  world stage. Britain had to find a new role as it tried to ensure that a ‘managed decline’ could be achieved without dramas, pain or, indeed, revolution. Much of this was achieved with surprising dignity and control, with events like the break-up of the Empire after India was granted independence in 1947, the hosting of the Olympic Games in London in 1948, the ‘Festival of Britain’ in 1951 and the coronation of Queen Elizabeth II in 1953, showing the country in a positive light despite the many troubles. However, as the years went on, other events shone a light on a country which was struggling to adapt to the post-war changes. One which may sum up the confusion and fragility of the state was the ‘Suez Crisis’ of late October, 1956. It centred on control of the Suez Canal in Egypt, which had been the key link between the Mediterranean and the Red Sea for nearly a century and was especially important to Britain and France, primarily as the shipping route to India, South and East Asia, Australia and New Zealand.

Map showing the location of the Suez Canal as it links the Mediterranean and the Red Sea. Image: here; Source: here

The Suez Canal was hailed as a major feat of engineering when it opened on 17th November, 1869. Under the guidance of Ferdinand de Lesseps,  in collaboration with the Egyptian authorities and the Emperor Napoleon III, the canal was built over a period of about ten years. Its impact was significant and, although France maintained a majority interest, Britain came to exercise some influence when it bought up Egypt’s share in the project as a result of its external debts. Although it was open to all shipping, the British saw the canal as being especially significant to its position, and through the Anglo-Egyptian Treaty of 1936, it was allowed to maintain a military presence along the ‘Suez Canal Zone’. The changed nature of world affairs and international relations in the post-World War II era saw the decline of the old Imperial powers, in Britain and France, and the rise of national and independence movements in the former colonies. In Egypt, the nationalist movement was led by Gamal Abdel Nasser (1918-1970), and an aspect of this development was a 1954 agreement with Britain which provided for the removal of the military presence over a seven year period. This was the back-drop to what happened in the ‘Suez Crisis’ but there were other factors at work in the 1950s.

Gamal Abdel Nasser (1918-1970) in 1968. Image: here; Source: here

The late 1940s and early 1950s saw some astonishing changes in the geo-political landscape of the world; indeed few periods in world history can match the post-war decade for the scale of its shift in the balance of power. The USA had established itself as the leader of the western world with incredible speed, just as a family of Communism had been built around the USSR, and reached from the heart of Europe away to the Pacific. The old Empires of Britain and France were in decline, with major developments seen in India receiving independence from Britain in 1947 and France withdrawing from Vietnam in 1954. Across Africa, Asia and South America, nationalist and independence movements were on the rise, making demands on the former colonial powers at a time when they faced significant political change alongside economic and social challenges at home. The world of the early 1950s was far from having the clarity, stability and security that had existed for the ‘Great Powers’ at the opening of the Suez Canal eight decades earlier.

The early years of the Cold War saw the establishment of the battle-lines for supremacy between the USA and the USSR. Under the leadership of Harry Truman and Joseph Stalin, the likelihood seemed that a conflict of some kind, triggered by an event such as the Korean War or the Chinese Revolution, might lead to the end of humanity. The Superpowers seemed set on a course of probable destruction due to the logic rooted in meeting force with force; no compromise nor tolerance of the other power seemed possible. The initial period of tension and hostility then received a major jolt in 1953 when Truman came to the end of his term in office and was replaced by General Dwight D. Eisenhower, for the Republicans, and in Moscow, Joseph Stalin died, with Nikita Khrushchev coming to replace him. It is a sign of the relative decline of Britain and France that it was changes in Washington and Moscow that should shape their actions; they had become rather marginal, second-class powers.

Fundamental to what happened at Suez was the fall-out from the change in the leadership of the USSR. By 1956, the USA in particular had become rather concerned about the increasingly close relationship which seemed to be developing between Egypt and the USSR. This change was a direct consequence of Khrushchev’s ideas known as ‘Peaceful coexistence’, whereby he wanted to challenge the USA and the West by competing with them directly so as to show the supremacy of the Communist system. In the arts, sport, science and industry, the USSR and its allies would show how its ways and values were stronger than those produced by capitalism and democracy. This ideology would see visits to the West by circuses, orchestras and ballet dancers, intensive competition in the Olympic Games and, of course, the dramas of the Space Race, but it would also see a struggle for influence in what was known as ‘The Third World’, the developing and, largely, non-aligned countries and the colonies that were emerging from Imperial control.

President Gamal Nasser and Premier Nikita Khrushchev at the ceremony to divert the course of the River Nile for the construction of the Aswan Dam in 1964, eight years after the ‘Suez Crisis’.  Image: here; Source: here

In the early years of the Cold War, the USA has established its hegemony, expanding its influence through its economic influence and military deals. Khrushchev believed that American influence was actually very shallow and short-term, rooted in the dollar and the gun, so that if he offered the benefits of Communism to these countries, they would actually choose to ally themselves with Moscow. ‘The Third World’ became a major ideological battlefield where the struggle was fought by engineers, doctors and educators, and it was one in which the USSR had some significant successes as it gained influence in numerous countries, not the least of them being Egypt.

Egypt is, of course, an ancient country in a strategically powerful position. At the mouth of the Nile as it enters the Mediterranean, it is forever associated with the Pharaohs and pyramids, but that was long ago. However, as with the influence of the Romans on Italy, there is something of that ancient story which has continued to shape the aspirations of many people in the modern Egypt; past glories are powerful memories, and their influence could be seen just as clearly in the way Britain and France reacted in the post-war period.  Egypt had long been a part of the Ottoman Empire but had then come under British control before attaining a level of independence in 1921-22 although, as has been mentioned, British troops remained to oversee communications and to protect European ‘interests’, namely the Suez Canal. There was a growing sense of unrest and a rejection of a certain ‘colonial’ status amongst some sectors of Egyptian society and in 1952, a military coup saw King Farouk removed with, first General Neguib, and later Colonel Gamal Abdel Nasser, in power.

Nasser had various goals as leader of Egypt. He wanted to forge a new identity for an ancient country and ensure its security, prosperity and independence from the old European powers. To enable this to happen, he needed more money, the full control of the River Nile and more electricity which could drive economic development. To make this happen, he planned to build the Aswan Dam, a project which would require massive investment from overseas. Initially, the funding and technology for the dam was to have come from the USA but this was withdrawn when it was realised that Egypt was developing closer links with the USSR, an example of ‘Peaceful coexistence’ in action. There was a great concern in Washington that Communism was going to leap into North Africa, a sign of the feared ‘domino effect’ which could see region of vital interests fall under Moscow’s control, and a direct threat to oil production in the Middle East. In retaliation against this withdrawal of promised aid, and as an act of strength and independence, Nasser decided to nationalise the Suez Canal, knowing it would inconvenience and threaten the Western powers, giving him some leverage in future negotiations.

When the Egyptian Government announced its intention to nationalise the Suez Canal and take control away from Britain and France, there was great alarm in London and Paris, as well the recently formed Israel, which was in a tense relationship with Egypt and other countries of the region. For western countries, the added cost and uncertainty from having to travel around South Africa to reach India, Australia and the Far East, would have had a huge impact on costs, safety and time. It was also a humiliation that they no longer seemed able to pull the strings in Egypt, a sign which they thought might encourage similar acts of independence and confrontation in other countries and colonies. In what always seemed to be a desperate action, Britain and France, together with Israel, decided to invade Egypt and to take back control of the canal-zone. It was always a risky project but what made it more foolhardy was that they never consulted the USA. In the context of the Cold War, and with NATO being such a key organisation, to act in such a way was simply dangerous, especially if it went wrong – which it did.

The ‘Suez Crisis’ happened in late October-early November, 1956. The plan for the attack, codenamed ‘Operation Musketeer’, had been drawn up between the three Prime Ministers in a meeting at Sèvres near Paris: Guy Mollet of France, Anthony Eden of Britain and David Ben-Gurion of Israel. It is interesting to note that Eden had been Neville Chamberlain’s Foreign Secretary during appeasement in the 1930s and he was determined that such an approach should not be followed again. The plan set out was that Israel should attack Egypt on grounds that it was concerned about Egyptian forces being armed with Soviet weapons. In response to this, Britain and France would issue an ultimatum that both sides should stop fighting, believing that Egypt would then launch a counter-attack against Israel. This would give them the excuse of sending in troops to aid Israel as Egypt had ignored the warning. As it happened, Nasser started to withdraw Egypt’s forces in response to the ultimatum but Britain and France invaded anyway. The Egyptian air force was destroyed and Anglo-French forces made quick progress but could not reach the Suez Canal before the UN called for a ceasefire and an end to all actions.

Anthony Eden, the British Prime Minister in 1956. Image: here; Source: here

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Guy Mollet, the French Prime Minister in 1956. Image: here; Source: here

David Ben-Gurion, the Israeli Prime Minister in 1956. Image: here; Source: here

In a military sense, victory and control of the canal would have been easily achieved. But politically, the ‘Suez Crisis’ was a disaster for both Britain and France: Eisenhower in the USA was furious, their standing with the UN and in the Middle East was seriously weakened and, in the British Empire in particular, the colonies were concerned and disturbed by what they had seen. A UN Peacekeeping mission was sent into control the canal-zone and neither Britain nor France ever regained its influence. In Parliament, Eden basically lied and said that there was absolutely no planning or pre-meditation in what had happened, a direct denial of the meeting at Sèvres. That statement in the House of Commons was made in December, 1956, and was to be his last as Prime Minister. Eden resigned in January, 1957, largely as a result of stress and ill-health linked with those events.

The ‘Suez Crisis’ was especially significant because it happened at exactly the same time as the ‘Hungarian Revolution’ of October-November, 1956, took place, an event which painted the USSR as a power-hungry state, imposing its will on other countries and using unacceptable violence to achieve its goals – exactly the same as the two western powers did. Suez made it impossible for the West to level criticism against the USSR for its intervention in Hungary. It was a disaster of both planning and public relations, indicating that neither Britain nor France was any longer able to act alone militarily and also raised great concerns in Washington about the relationship with its two main Cold War allies. It weakened the West’s ‘moral status’ in the world and caused many smaller countries to seek independence from the old Empires. Overall, the ‘Suez Crisis’ was a disaster and a real low-point in international affairs for both Britain and France. It also threw Israel into some chaos which would entrench positions against the Arab states which surrounded it. The USA would eventually step in to ensure Israeli security in the aftermath of the ‘Suez Crisis’, an action which has repercussions to this day.

The ‘Suez Crisis’ was an easy military success but a disaster for both the British and French Governments, an example of the danger inherent in being driven by a memory of greatness and ignoring reality, no matter how unpleasant that might be. Like a punch-drunk ex-champion in boxing, Eden (and Mollet, of course) went into the ring once too often and suffered a humiliating defeat. The Establishment was shaken to its core by these events as a once mighty group, which prized its ability to discern, to manage and to act, as well as to win, had failed to read the rather obvious ‘signs of the times’. Suez was a stab to the heart that caused even the stiffest of upper lips to quiver.

Find out more
Books: ‘Suez’ by Keith Kyle; ‘Suez 1956: The Inside Story of the First Oil War’ by Barry Turner

Appeasement: smoothing the road to war.

Appeasement: smoothing the road to war.

‘The day may come when my much cursed visit to Munich will be understood.’ Neville Chamberlain speaking to Margot Asquith, May, 1940.

‘You may gain temporary appeasement by a policy of concession to violence, but you do not gain lasting peace that way. It is a grave delusion to suppose that you can.’ Anthony Eden, British Foreign Secretary, speaking in May, 1938.

‘Appeasement’. Rarely has reaction to a word been so transformed by time, taking it from something worthy of the greatest praise to generating near-disgust. From common-sense avoidance of confrontation to cowardice rooted in ignoring the evidence, appeasement has gone from being a sensible policy for thoughtful politicians to something to be avoided at all costs. Why was it that this idea which was once so good has become so bad? Why was it followed with regard to Hitler and Mussolini in the thirties but not against, say, Saddam Hussein in 1991 and 2003?

In the 1930s, the world was dominated by the suffering caused by the ‘Great Depression’. The economic problems which were triggered by the Wall Street Crash in October, 1929, had seen unemployment rise, trade collapse, industrial production fall, share prices fall, incomes fall and wages fall. From New Zealand to New York, from Britain to Brazil, there was despair and fear, as people struggled to make ends meet. But there were countries that were making progress and there were leaders who promised hope. This was the age of the dictators and two of them in particular seemed to be working economic miracles. In the ‘red corner’, so to speak was Joseph Stalin, bringing industrial growth in the Communist Soviet Union thanks to his ‘Five Year Plans’, while in the ‘brown corner’, by contrast, was Germany’s right-wing dictator, Adolf Hitler, whose Nazi (National Socialist) policies were having a remarkable impact and transforming the country. The fact that no other major countries were doing anywhere near as well during the depression brought great envy and attention from the rest of the world.

Praise flooded in from some really rather well-respected people for both men. David Lloyd George, the British former Prime Minister, was one of those who expressed admiration for Hitler. After visiting the Führer, Lloyd George described him as a ‘George Washington of Germany…the greatest living German’. He was probably overwhelmed by the contrast between what he saw in Germany and the state of life in Britain, especially South Wales and the industrial heartlands of the country but, even so, it was a sad thing to hear from a great politician. He would later turn against Hitler, though, supporting Churchill’s ideas against appeasement but his reputation was seriously damaged. But he was far from alone in praising Hitler as there was widespread respect for his achievements across Europe and amongst several leading figures in the USA, most famously Henry Ford. The German economic recovery appeared to be so positive that most people were more than willing to overlook some of the tactics used and the shadowy side of some of the ideology.

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David Lloyd George, the ‘Welsh Wizard’, in 1932. His visits to Hitler in the 1930s undermined his status as an astute politician. (Author: Robert Sennecke; Source: here)

Likewise, there was praise for the Soviet Union and Joseph Stalin from many Western visitors who were shown neither the harsh realities of life behind the Five Year Plans nor the effects of the forced collectivisation of farms and the effects of that most terrible disaster, the Ukrainian Famine of 1933. George Bernard Shaw (1856-1950), a famous writer, was one who praised Stalin, controversially defending the Show Trials and naively believing that there was no famine in the Ukraine. He encouraged people from  the West to go to the USSR to find work and a better standard of living. Many hundreds of people did move from the USA and elsewhere to find prosperity and hope in a ‘Communist paradise’ but few found what they were looking for, as Tim Tzouliadis records in his excellent study, ‘The Forsaken’. Shaw spoke well of Stalin, putting him among those ‘superior leaders’ who had emerged during the Russian Revolution. Again, he was not alone in his opinions, with people like WEB Du Bois, one of the US founders of the civil rights group the NAACP, and the British Socialists, Sydney and Beatrice Webb, adding their praise for Stalin. In most of the world, though, overall conditions seemed worse than in Germany or the USSR.

Times of economic hardship tend to make countries turn inwards as they seek to protect their own systems, economies and people. In the USA, the richest and most powerful country of the age, this was especially true as the challenges of the Depression went alongside the renewed commitment to isolationism to which it had re-committed itself after the Great War. The USA had retreated from world affairs since Woodrow Wilson had left the White House in  1920 so that, even though it was his “Fourteen Points” had shaped the post-war world, but the US Congress had rejected the dying man’s plans for their own contribution. The post-war treaties of 1919 had not been ratified by the USA and so they had turned their backs on the League of Nations, the most important single organisation that would try to maintain peace and ensure smoother relations between nations. The League had come into existence but was only a shadow of what it needed to be and responsibility for keeping countries in line if there were unresolved disputes, rested with the two old European Powers, Britain and France. Economically they both lacked the capacity to act and politically they did not have the will to act. And in neither country was there great commitment from the ordinary people to demand decisive action, as they faced the immediate hardships of the Twenties and Thirties, and so the ‘League of Nations’ drifted. The logical thinking was, “Why should Britain and France take on these extra burdens at a time when there was such economic hardship in their own lands? Why should their men, their resources, their armies have to travel the world to sort out problems that had nothing to do with them when they would see little by way of the benefits?” The absence of the USA from the League of Nations would be a central problem which would smooth the path to war immeasurably.

Other problems afflicted the League of Nations between the wars, though. Various countries were not allowed to join the League at first, notably Germany and the other Central Powers from the war, as well as the newly formed Communist state of the USSR. These absences were a natural reaction to the horrors and chaos of the Great war but the gaps at the table would prove significant, morally and psychologically as well as politically. Germany finally joined in 1926 but the sense of ‘rejection’ in those early years was strong in Germany, as was the feeling that they had been made scapegoats for all the problems of the war and were to be ‘second class’ citizens in the new world order. Hitler and the Nazis would stoke up these fires of anger which smouldered away during the 1920s. Leaving the League of Nations was one of Hitler’s first actions in 1933, one which impact on the development of appeasement.

The League of Nations actually enjoyed some successes in the 1920s, mainly because the problems that came its way were quite small and included countries which were not too powerful. These countries were willing to accept the ‘advice’ of the League, which allowed Britain and France to avoid having to use the tougher measures they had available, like sending in troops to settle disputes. The League’s strategies for survival included actions at a more ‘diplomatic’ level: writing letters, holding meetings, sending advisers, making speeches which would criticise countries in public (the use of ‘shame’ to bring change) and trade sanctions. In reality, the solving of disputes in places like Silesia, Bulgaria the Aaland Islands did not tax Britain and France too much. They also had success in dealing with issues to do with border disputes, refugees, prisoners of war, slavery and leprosy. But some things were not well handled, such as a dispute involving Italy in Corfu, the failure to address the whole issue of military disarmament (which had been a big dream of President Wilson’s) and the invasion of the Ruhr by France in 1923 after Germany failed to make its reparations payments. The Ruhr invasion actually indicated a major tension between Britain and France as each country would choose to act in its own interests rather than the League of Nations; the two were not willing or able to cooperate. The weaknesses of the League became even clearer in the 1930′s when they were dealing with bigger countries and when the ‘easy’ solutions were not accepted.

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Woodrow Wilson, President of the USA (1856-1924) (Author: Harris & Ewing; Source: here)

Anyway, things were generally ‘okay’ for the League of Nations in the 1920s but they were to get much tougher in the 1930s as the Depression started and countries became increasingly aggressive and nationalistic in such tough economic circumstances. Germany, as has been mentioned, was invited to join the League of Nations in 1926, following the Locarno Treaty which settled all remaining border disputes after the war. Germany took its place alongside Britain, France, Japan and Italy as one of the main players in the League of Nations. However, in 1933, Germany left the League as Adolf Hitler did not want to be subject to their system, advice or sanctions. The crisis for the League was exacerbated in that same year when Japan also left because it was in dispute over Manchuria (see below). This indicated a major weakness of the League of Nations: what could they do when countries and politicians didn’t want to listen to them? In contrast, a year later Stalin decided that the USSR would join the League which seemed to strengthen it but the fundamental flaws in the system were so clear by then that even the presence of the USSR made little difference: everything would still depend on good will, reasonableness and the willingness of Britain and France to act together in a decisive manner. And the odds on these being successful were not exactly high.

Appeasement might not have been mentioned much so far but all of these developments in the League of Nations were important as background to it. The most significant political development that would put the spotlight on appeasement, of course, was that Adolf Hitler came to power in Germany on 30th January, 1933. He was invited to take on the role of Chancellor and he was determined to use this position to restore German power and pride by rebuilding the armed forces, revitalising the economy and creating a new Reich, a one party state that would end democracy. He set this process in motion as soon as he was in power, removing political opponents, closing down the Trades Unions, marginalising then attacking the Jews and so on. In time, he broke all of the restrictions placed on Germany by the Treaty of Versailles: the army was increased to more than 100 000 troops, the air force was built up, warships and submarines were built, troops were sent into the Rhineland, land lost under the Treaty of Versailles was re-occupied and so on. This did not all happen overnight; it took several years, and it was often a tentative process because Hitler knew that the country was still vulnerable to a strong military action from Britain and France. Hitler could not be sure of how these two powers would react to his breaches of the treaty, but he did have some good clues as to what would probably happen and they served only to encourage him. After 1933, Germany was no longer subject to the League of Nations, but there could still be problems from London and Paris in the form of trade sanctions or even an invasion, so why was he increasingly confident that he would face no direct confrontation? Two events from the 1930s suggested that Britain and France would do all they could to avoid conflict, choosing talking over fighting and direct action; these events were the ‘Manchurian Crisis’ (1931-34) and the ‘Abyssinian Crisis (1935-36). Appeasement was pretty much a nailed on certainty when you see what happened with these two problems.

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Maps are needed here so let’s start with Manchuria, that’s away over in the north-east of China, where the Japanese were in control in 1931. The darker red section is the main region that they occupied. (Author: CIA; Source: here)

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And now a world map to show how far it was from Britain and France. Remember, in 1931, no one was making long journeys by plane; everything was by ship, making intervention across the globe both difficult and slow. Communications by telegram and increasingly by phone were possible. But Manchuria really was a long way away in the minds of most Europeans, so why bother? (Author: Wikiacc; Source: here)

The “Manchurian Crisis” was an expression of Japanese expansionism, which had really begun when it took control of Korea in 1910. This was all tied in with Japan’s economic growth and its desire to industrialise when it had very few of its own natural resources. To cope with this situation, the army led an invasion of Manchuria in north east China, effectively telling the politicians what to do. China raised the issue of the invasion with the League of Nations in 1931,  but the initial decision of the main powers was ‘to have a look at the problem’ and so they sent some officials to check things out. They also asked Japan to leave Manchuria but this was simply ignored and nothing was done about it. When the delegation reported in October, 1932, the delay itself was a sign in itself, the decision was to recommend that the Japanese that they should give Manchuria back to the Chinese. In February, 1933, the League held a  formal vote on the matter, two years after the case had been presented to them, and there was a unanimous vote to condemn Japan and demand their immediate withdrawal from China. In response, the Japanese simply got up and walked out, ignoring the League of Nations and staying in Manchuria.

The next stage in this dispute should have been public condemnation, a ban on the sale of weapons to Japan and a trade embargo, but with the USA not involved, any such ban on trade would simply have led to more trade between those two countries. What’s the point of a ban when the country you want to punish can just trade with someone else? Added to this, Britain and France needed any trading opportunities they could have with Japan as the Great Depression was causing serious economic hardship at home. The ‘Manchurian Crisis’ passed with no real changes and clear evidence that the League of Nations would not take decisive action, especially when there were such clear flaws in the process. Added to this, no one in Britain and France really cared about what was happening on the other side of the world; the majority of people and politicians simply saw no reason to fight over Manchuria. It had been only 13 years since the end of the Great War and few people had the appetite, money or willingness to fight – and Adolf Hitler was just one of those who took note.

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A map of Abyssinia in 1908 (Author: Ken Mayer; Source: here)

 

Africa and Europe showing the strategic importance of Abyssinia

The next major challenge to the League of Nations came with the “Abyssinian Crisis” which started in late 1934. Abyssinia was the name at the time for the country we know as Ethiopia. Being in East Africa, Abyssinia was a dispute that was much closer to Europe than Manchuria had been, and was one that touched on the interests of the great powers, but it followed a similar process and had a similar result. The dispute was based on the Italian dream of power and glory, an ambition linked with control of Abyssinia.

The man at the heart of the dispute was Benito Mussolini, the Fascist dictator who led Italy between 1922-1943. One of the great posers in political history, Mussolini had an ego almost as large as his chin and his torso, both of which he liked to thrust in the general direction of an adoring crowd. For Italy, he desired greatness, power and an empire; for himself he wanted glory and adoration from the people – and to be respected and feared by his enemies. Unfortunately, the chances of Mussolini or Italy being respected and feared in the mid-1930′s were rather low as the country was a bit of a laughing stock amongst the European powers, which could be traced back to the end of the Great War when their desire for land was pretty much passed over at Versailles. The Italian army had not performed with any real credit in the war, they had few colonies and little by way of industry to support a great military force. it was not actually that long since the army had actually been humiliated with defeat to Abyssinia  at the hands of Menelik II during the battle of Adwa in 1896. When Mussolini was looking for a target and an opportunity to build an Empire in the 1930s, Abyssinia was there, providing the land and resources as well as the chance for revenge and glory.

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Benito Mussolini (1883-1945)(Author: Unknown; Source: here)

Abyssinia was actually an important area of Africa for several powers. Control of it was useful for its proximity to the important sea lanes linked with the Suez Canal, the Red Sea and India, as well as the Middle East. For some time, Britain and France had held territory in the country as did the Italians. In 1934, there was a clash between Italian and Ethiopian forces at a place called Wel-Wel which was triggered by a border dispute focused on Italian Somaliland. The French and British noted that the Italians had moved beyond their borders in this dispute and it was referred to the League of Nations. Part of the problem was about whether Britain and France should support a potentially important Fascist European power or a small, more peripheral, African kingdom. Italy seemed to have greater significance for them in everyday affairs and economic business, so they both took care to do as little as possible to rock the boat. The decision was taken to ignore the law and so to avoid challenging Mussolini.

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Haile Selassie I (1892-1975), the last Emperor of Ethiopia. (Author: G. Eric and Edith Matson Photograph Collection; Source: here). Haile Selassie was the leader of Abyssinina at the time of the Italian invasion. His dignified appeal for help from the League of Nations in June, a936, fell on deaf ears and he was forced into exile in Britain. In 1941, he was reinstalled as leader with British assistance. Today, Haile Selassie is revered as a god in Rastafarianism.

The big issue for Britain and France at the time was the growing fear about Germany’s military build-up in Europe, and the two main powers wanted to keep Italy as an ally in that struggle. In 1935, Britain and France said that neither side was really at fault in Abyssinia, hoping that it would all just settle down, but this was effectively telling Italy that, as long as they promised to help against Germany, they would be pretty much free to act as they wanted in Africa. Mussolini built up his forces and, to cut a long story short, launched an attack which led to war. Over several months, from October, 1935, to May, 1936, the fighting continued until the Italians declared victory. Mussolini had his empire and the adulation of the Italian people; and the League of Nations had been exposed as toothless once more. It had been both powerless and, more importantly, unwilling to act in a clear-cut dispute; Britain and France failed to do the right thing by protecting Abyssinia, a small state which needed support against a more powerful aggressor. They had acted out of pure self-interest in allowing Italy to act as it did. Again, Hitler took note of the actions and the arguments of the British and French; the message was pretty easy to understand.

Soon after the conflict ended, Mussolini took Italy into an alliance with Hitler, seeing his strength and clarity as a better model for leadership than the inertia and avoidance of Britain and France; their plan to keep Mussolini on their side had unravelled. This was in October, 1936, and the so-called ‘Rome-Berlin axis’ was to be the start of a great alliance across the Alps. It would lead to further cooperation and a strengthened unity in the joint venture to support the Fascist forces of General Franco in the Spanish Civil War which had started in July, 1936. This would be another example of the failure of the League of Nations to take decisive action to stop the rise of the dictators. And so all this is the background for appeasement, the failure of Britain, in particular, to stand up to Hitler’s expansionism in Germany ahead of World War II.

Hitler came to power as Chancellor of Germany on 30th January, 1933. It was expected that he would be a ‘flash in the pan’, kept under control by the President, Paul von Hindenburg (1847-1934), and various other experienced politicians. They got it slightly wrong, to say the least, so that Hitler and the Nazis stayed in power rather longer than had been expected, until May 1945, in fact. On Hindenburg’s death in August 1934, Hitler became both Chancellor and President, combining these roles as ‘The Führer’, the Leader of Germany.

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Adolf Hitler with his first cabinet in 193, Hermann Goering to his right and Franz von Papen to his left. (Author: Unknown; Source: here)

As soon as he had power, Hitler acted in a far more decisive manner than his opponents expected. They could not have foreseen that he would take out the Communist and Socialist members of the Reichstag as a force; they did not foresee his ban on the Trades Unions on May 2nd, the day after he allowed the traditional May Day marches to go ahead; they could not have foreseen that the ‘Reichstag Fire’ in February 1933 would allow him to pass the Enabling Act, granting him the powers to act as a dictator during a time of ‘crisis’, a situation that would last until the end of the Second World war. And no one could have foreseen the energy with which the Nazis would enact their policies and the drive with which so many people came to support them, especially in moving forward the economic regeneration. The great symbol of this new Germany came to be the autobahns, the motorways built across the country in such number, and with such quality, that they remain amongst the finest in the world but there was development to observe in other areas of German society during the thirties.

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Building the autobahns in the 1930s; Hitler does some symbolic digging. (Author: Unknown; Source: here)

On the back of the support he received, Hitler basically began to prepare for war and nearly every major decision he made has to be seen in this light. He was one of those who felt betrayed by the ‘November Criminals’ who had signed the Treaty of Versailles. He had served as a soldier in the Great War and felt deep anger at the armistice which inflicted defeat on a mighty army. He also had a deep seated hatred of the Jews, seeing them as a disease and a curse, worthy of punishment simply for being alive. He saw the Treaty of Versailles as the greatest injustice imposed upon the people of Germany, something that had to be thrown off as soon as possible. He believed that Germans were superior to other races, and deserved more ‘lebensraum’ (living space) in the East, where they would put it to far better use than the Slavic peoples. Time was short and preparations had to begin immediately to help build the Third Reich, which was to last for a thousand years.

Hitler proceeded to break each of the key terms of the Treaty of Versailles: the numbers in the army exceeded 100 000, warships were constructed and the Luftwaffe formed but Britain and France did nothing. German troops entered the Rhineland in 1936, it having been declared a demilitarised zone by the Treaty of Versailles, and Britain and France did nothing. Germany was united with Austria in the ‘Anschluss’ of March 1938 and, although there were concerns, Britain and France did nothing. They did speak to Hitler, though, and his promises that he would not do anything else to break the Treaty were enough for them; it is hard to see the acceptance of such a ‘promise’ as an act of wisdom. And then in October, 1938, Hitler’s troops moved in to the Sudetenland of Czechoslovakia. This was an area which had been taken from Germany as part of the Treaty of Versailles, the Sudetens being German speaking, and Hitler declared that they should rightfully be in the German Reich. All the actions of Britain, France and the League of Nations suggested that they might moan and complain but they would not actually do anything about it. And so it was: comments were made, questions were asked, concerns were raised but no action was taken to stop Germany retaking the Sudetenland.

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A warm welcome for the German troops in Vienna, Austria, March 1938. (Author: Unknown; Source: here)

This is really where Neville Chamberlain, the British Prime Minister, came in, doing an early form of shuttle diplomacy, flying off to visit Hitler in the hope of brokering a deal on Czechoslovakia. The Munich Conferences came to be seen as the epitome of appeasement, the weakest diplomacy, whereby a madman gave a fool the run around. The promise made by Hitler that he would not seek to extend Germany’s control any further would soon be ignored. The decisive moment that finally brought an end to appeasement came in September, 1939, when Hitler decided to move into Poland. Again, he thought that words not actions would follow but this time it proved wrong as both France and Britain declared war on Germany and World War II began. Six years of the most intense fighting would follow, the largest and most destructive war in history. But why did Britain, in particular, not act earlier?

The person seen as the epitome of the policy was, of course, Neville Chamberlain, the Prime Minister from 1937 to 1940. While this is logical, it is also a bit harsh as Chamberlain was not alone in following this policy. However, appeasement was an attitude and a policy of the British establishment throughout the 1930s, as can be seen from the way Winston Churchill was widely derided as a warmonger for his analysis of Hitler’s expansionist tendencies. Indeed for most of the thirties,he was the only senior politician to speak out against Hitler and appeasement, and his ideas around a ‘gathering storm’ saw him pushed well and truly to the margins of political life. People like Stanley Baldwin, the Prime Minister before Chamberlain, would often mock Churchill and his analysis of the dangers posed by Hitler and a strong Germany. The truth of the matter is that just about no one, no politician, no military leader and no major group in society, wanted war in 1935 or ‘36 or ’37, and with good reason: Britain was in an economic depression and could not afford it and the armed forces were not strong enough in numbers of trained troops and in technology.  And also of great significance was the fact that people remembered all too well the horrors of the Great War so that the thought of choosing a ‘return match’ for no good reason was beyond them; the fathers who had fought and survived, did not want to put their sons through the same hell. Appeasement was a hopeful ‘head-in-the-sand’ approach, but it was one that united the country and made sense. Any politician taking an alternative position would have been accused of being a ‘warmonger’, a maker of war, just as Churchill was accused.

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Neville Chamberlain and his famous piece of paper: ‘Peace for our time’, 30th September, 1938. (Author: Ministry of Information official photographer; Source: here)

The reaction of the people as Chamberlain returned from Munich on 30th September, 1938, waving that famous piece of paper in his hand, Hitler’s promise to keep his word, was one of overwhelming support. People sang and wept and cheered. They sang ‘For he’s a jolly good fellow’ and they celebrated long into the night because it was ‘Peace for our time’. Chamberlain represented a nation of appeasers, and is that not what politicians are supposed to be in a democracy, people who represent the views of the majority? The reaction of the newspapers the next day indicated that it was Chamberlain who was seen as the wise one, the strong one, the brave one, and not Churchill. The years to come would change that but the country, and the papers, were lucky to be able to be wise after the event.

And France was no different really. They took pretty much the same line as Britain, seeking to negotiate where they could, taking the moral high-ground by pointing out breaches of the Treaty and expressing their concerns, but not pushing for war. This was actually an important positive in appeasement because when war finally did come, both Britain and France could say, ‘You were warned’. They could say they had tried everything else rather than rushing to war at the first opportunity. Hitler was clearly to blame for World War II in a way which the Kaiser probably could not have been held to be so totally responsible 25 years earlier.

One other thing that can serve to explain, if not totally justify, appeasement is that Britain (and France) eventually won. Okay, it might have happened earlier and with far less damage and fewer deaths, but there is a big argument to say that Britain could not have successfully embarked on a war of such magnitude any earlier than it did. Maybe if Britain and France had taken on Germany in 1938 or even 1936, they would have been fighting a much weaker force but they too were far weaker than they were in 1939 – and their leader would have been Chamberlain. Behind the banner of appeasement, Britain did build and prepare for war: planes were developed, tanks were built, ships were refitted, soldiers were recruited and supplies were built up. To argue against appeasement is easy and ‘alternative’ histories are impossible to prove; there is certainly an argument to justify Chamberlain’s actions and that comes with victory in 1945. Rather like the appalling ‘Nazi-Soviet Pact’ of August 1939, the one justification is that, when Hitler did launch Operation Barbarossa in 1941, the USSR withstood the attack. It was a victory achieved at huge cost and it might well have ended differently but, in the end, the USSR played the key role in defeating the Nazis. So it could not have been completely the wrong decision to make the Pact – and maybe Chamberlain could argue the same. All of his trips to Munich, being made to look a bit of a fool and sounding rather weak as he said, ‘My mother always told me, if at first you don’t succeed, try, try and try again’, all was worth it because, in the end, victory was achieved. But it was a mighty close run thing.

And don’t forget, an alternative to appeasement might well be having leaders who look for opportunities to go to war, as some might say happened with the Falklands Conflict in 1982 or the Gulf War in 2003. Somewhere between the two approaches, there has to be a ‘happy medium’ – what a shame it’s never in the same place from one crisis to the next.

 

 

Find out more

Books: ‘Munich: The 1938 Appeasement Crisis’ by David Faber; ‘The Road to War: The origins of World War II’ by Richard Overy and Andrew Wheatcroft; ’1939: Countdown to War’ by Richard Overy; ‘The Origins of the Second World War’ by AJP Taylor; ‘Making friends with Hitler’ by Ian Kershaw

TV: ‘The Nazis – A Warning from History’ by Laurence Rees; ‘The World at War’ (Directed by Peter Tiffin for Thames Television, 2010 edition); ‘The Gathering Storm’ (BBC drama, 2002)

 

 

 

 

 

 

 

Mao Zedong and the Great Leap Forward: Master or Monster?

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One of the greatest, oddest monuments of all time: the young, handsome, dynamic Mao Zedong, wart and all, on top of a mountain at Juzizhou, China. The statue is 32 metres high, a suitably huge monument to the leader of the revolution. (Author: 刻意; Source: here)

 

Mao Zedong and the Great Leap Forward: Master or Monster?

‘A revolution is not a dinner party, or writing an essay, or painting a picture, or doing embroidery.’ Mao Zedong

The 1960s are famous as a time of radical change. As the generation that had been during the Second World War came to adulthood, technology developed and tastes changed so as to mark a step-change in the attitudes, values and goals of many, although not the majority of people. The changes of that decade usually focus on things like The Beatles, hippies, protests and the moon landings but there were also fascinating developments to be found in the many bookshops on Britain’s high streets. One of the ‘new’ books which caused more than a little controversy was ‘Lady Chatterley’s Lover’ by DH Lawrence (1885-1930), Nottingham’s  most famous literary son, which had originally been published in 1928 but only became available in the shops after the famous obscenity trial in 1961. It flew off the shelves after the trial which approved its publication. The trial itself attracted huge publicity and reflected a significant change in social values in Britain. One comment by the barrister who led the prosecution, Mervyn Griffith-Jones QC, showed how out of touch some members of the ‘establishment’ had become since the book had been written: ‘Is this the type of book that you would wish your wife or servants to read?’ However, while Lawrence’s work threatened and disturbed many people for its language (lots of swearing) and subject matter (lots of sex), it was not the most disturbing book of that decade for many people. For that ‘honour’, we have to delve into the murky world of ideology and politics, as it was ‘Quotations from Chairman Mao Tse-Tung’, better known as ‘The Little Red Book’, which really sent shock waves around Britain and the Western world.

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DH Lawrence (1885-1930), the slightly unlikely looking man behind the controversial ‘Lady Chatterley’s Lover’. He has probably not appeared in many articles about Chairman Mao before. (Author: Unknown; Source: Beinecke Rare Book & Manuscript Library, Yale University here)

As it suggests, ‘Quotations from Mao Tse-Tung’ contains the sayings of the famous leader of China, Chairman Mao’. ‘Mao Tse-Tung’ was the old way of spelling his name and today it is usually spelt ‘Mao Zedong’, rather like ‘Peking’ has become ‘Beijing’. This was the most printed book of the 20th century with over 5 billion copies made and was at the forefront of a massive propaganda campaign which aimed to explain Mao’s policies and the values of Communism to the people of China. It also became a huge propaganda tool in the West where many copies appeared in the hands of, mostly, young people. The book itself came to prominence during the ‘Cultural Revolution’ in China in the mid-sixties and became hugely popular around the world, being seen as a part of the Eastern wisdom which was so potent amongst many young, wealthy Westerners at the time. This was an age when increasing numbers of people, especially the young, were disillusioned with traditional Western politics, lifestyle and philosophy and started to look to the East for hope and ‘salvation’. This embracing of Eastern values was seen in numerous ways at the time: the opening prayer at Woodstock in 1969 was offered by Yogi Bhajan; The Beatles, Mike Love of ‘The Beach Boys’, Mia Farrow, Donovan and other stars travelled to India seeking enlightenment; and many hippies simply dropped out and smoked their way from Marrakesh to Vietnam. On the back of this love-affair with the East, Mao was presented as an almost mystical figure, a god-like character who could inspire a new way of living which was beyond the imagination of traditional leaders in the West. His ‘wisdom’ was available in the ‘The Little Red Book’, a radical expression of those traditional Eastern values for modern times. While this might have been the interpretation, though, the reality of life behind the book was a somewhat different tale. Most people knew little or nothing of life in China so that Mao’s words were devoid of context and not supported by any evidence. Whereas Mao’s words seemed to speak of a gentle wisdom, the sort of thing a spiritual master might share with his disciples, the truth was that his methods led to death and suffering on an unimaginable scale in China itself. Perception might have presented Mao as a ‘Master’ but reality offers us a ‘Monster’.

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Mao Zedong looking very happy in about 1950 (Author: The People’s Republic of China Printing Office; Source: here)

As we have said, for Mao’s supporters, the ‘Little Red Book’ was full of wisdom and guidance for anyone wanting to reach a Communist utopia. For his enemies, on the other hand, these were the aggressive, confused, dishonest ramblings of an extreme dictator in the tradition of Joseph Stalin. Here are three examples of his writings which can range from the rather aggressive to the reasonable and thoughtful, at least as words on paper:

“People of the world, unite and defeat the U.S. aggressors and all their running dogs! People of the world, be courageous, dare to fight, defy difficulties and advance wave upon wave. Then the whole world will belong to the people. Monsters of all kinds shall be destroyed.”

“Our comrades must understand that ideological remoulding involves long-term, patient and painstaking work, they must not attempt to change people’s ideology, which has been shaped over decades of life, by giving a few lectures or by holding a few meetings. Persuasion, not compulsion, is the only way to convince them. Compulsion will never result in convincing them. To try to convince them by force simply won’t work. This kind of method is permissible in dealing with the enemy, but absolutely impermissible in dealing with comrades or friends.”

“We should be modest and prudent, guard against arrogance and rashness, and serve the Chinese people heart and soul. Our point of departure is to serve the people wholeheartedly and never for a moment divorce ourselves from the masses, to proceed in all cases from the interests of the people and not from one’s self-interest or from the interests of a small group, and to identify our responsibility to the people with our responsibility to the leading organs of the Party.”

To understand the ‘Little Red Book’, of course, it is necessary to know something about Mao himself, one of the most important figures of the Twentieth Century. Mao Zedong was born in Shaoshan, in the Hunan province of China in 1893, the son of a peasant farmer. At that time, China was still ruled by an Emperor, Guangxu (1871-1908), the penultimate Chinese Emperor of all time. This was a time of increasing unrest in the country, a time of trouble which would bring the end of the empire in 1911 and see the establishment of the Chinese Republic the following year. The story of that ‘Chinese Revolution’, in which Mao took part as a soldier, is, however, another story.

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Shaoshan railway station makes a lot of the fact that the ‘great man’ was born there. You might also like to know that this was the original home of the ‘Mao Family Restaurant’, which is now a chain found in many cities across China; it’s a strange world at times. (Author: Troy Parfitt; Source: here)

Another topic that will have to wait for another post is the fuller story of Mao Zedong’s life before he came to be leader of China and, indeed, so much of the other interesting stuff that surrounds his time in power. As you’ll see if you do any research of your own, the books on Mao are almost always very long simply because there is so much to cover and so much opinion on what he did and why he did it. If you want to pick up on a few points from those first 56 years of his life, you could focus on a few dates: 1911 and his involvement in the revolution to end the Chinese Empire; 1925 and his role in Kuomintang (the Nationalist Party) alongside key figures such Zhou Enlai, Lin Biao and, his arch enemy of later years, Jiang Jieshi; 1935 and the extraordinary struggles of ‘The Long March’; 1937 and the Second World War with the struggle to overthrow the Japanese forces through carefully orchestrated guerilla warfare.

Mao became leader of China in 1949 when the Communist Revolution overthrew Jiang Jieshi (also known as ‘Chiang Kai-shek’, (1887-1975)) and his Nationalist forces, the Kuomintang. Victory had finally been won after Mao’s forces won the Chinese Civil War, a struggle which had raged on and off for more than a quarter of a century and where the Nationalists had been backed with aid from the West, especially the USA, which took a real interest in Chinese affairs. The China that Mao came to rule in the middle of the century had the largest population in the world, some 350 million people, but it was a poor, economically under-developed country in which most people worked as farmers and there was very little by way of a modern infrastructure or advanced technology. It faced similar challenges to those of the USSR in the 1920’s, so change in some form was needed if it were to survive in the increasingly competitive post-war world, a world dominated politically by the Cold War and economically by capitalism and the forces of globalisation.

Mao Zedong was a huge admirer of Joseph Stalin, the leader of the USSR from 1928 to 1953, and he was been horrified when Nikita Khrushchev attacked Stalin in his ‘Secret Speech’ at the XXth Party Congress in 1956. Mao had actually visited Moscow in 1950 to seek Stalin’s approval and guidance for the country, and was always willing to defer to the man he recognised as the leader of ‘world Communism’. Mao trusted Stalin, believing in his strong style of leadership which made him happy to play second-fiddle to the USSR, and giving the Kremlin leader precedence within Communism as the ‘older brother’. But when Stalin was attacked and his legacy threatened by Khrushchev, it was too much for Mao, who became increasingly wary of Moscow and started to offer an alternative model of leadership and support to other Communist states. For Mao, Khrushchev was effectively a traitor to the Communist cause and their relationship became increasingly tense and awkward. While the West, and especially Washington, saw Communism as one family controlled by Moscow, the reality was always different, something no US president fully understood until Richard Nixon came to power in 1968. The strength of Mao’s commitment to Stalin’s style and methods were seen in two major events: the extraordinary ‘Great Leap Forward’ of the late 1950s and the bizarre and tragic ‘Cultural Revolution’ which started in 1966.

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Front cover of a school textbook in 1971 showing Chinese Red Guards fighting with a pen and announcing the message from ‘The Little Red Book’; a wonderful example of propaganda. (Author: Giulia Villa; Source: here)

Let’s start with a look at ‘The Great Leap Forward’. Karl Marx had believed that Communism would first be established in one of the advanced industrial economies of Europe, such as Germany, France or Britain. He would have been shocked to see it first appear in Russia and then imposed by force in Eastern Europe before taking control of China. Russia and China were predominantly agricultural economies which had little by way of a complex capitalist structure with the mass exploitation of workers, while the use of force to impose control on the population of eastern Europe went against any idea of the the uprising of the people to overthrow oppressive rulers. The lack of economic development was an essential problem in the USSR where Stalin recognised the country’s industrial fragility and so forced industrialisation on what was an agricultural society through the ‘Five Year Plans’ after 1928. The cost was huge in terms of human suffering but the progress achieved had effectively driven the Soviet Union to victory in the ‘Great Patriotic War’ of 1941-45 and established the country as a ‘Superpower’. In twenty years, the USSR went from being a peasant economy where many ploughs were pulled by people, to one which had produced its own Atom Bomb. Mao faced a similar situation in China, where the vast majority of the people lived in the countryside and worked as peasant farmers. In homage to Stalin and in direct opposition to advice from Khrushchev, Mao decided to impose his own version of the Five Year Plans on China. This was to be the ‘Great Leap Forward’, the massive and rapid industrialisation of the country.

The ‘Great Leap Forward’ began in 1958. It echoed not only Stalin’s goals from thirty years before but also his methods. The people and culture of the country had clearly not produced the ‘desired’ system so force had to be used. The majority of farms, which were small and independent, were to be taken over by the State and the land would become part of a huge industrial farming structure, under a system of ‘collectivisation’. This was a direct echo of what had happened in the USSR in the 1930s and played such a key role in the Ukrainian famine, an appalling tragedy which had killed some seven million people. New technology was to be used to replace the peasant farmers who would then be moved to urban areas, which would become the focus for huge industrial developments. Fertile rice paddies were ploughed up and replaced by factories in what turned into one of the greatest disasters of all time. However, the new farming methods did not work as people did not know how to use them, schedules were changed too dramatically and there was a huge loss of experience and skills. Everything happened too quickly and was chaotic; and no one was able to challenge it under fear of death.

The ‘Great Leap Forward’ was an almost total disaster, a situation which was epitomised by the thousands of small furnaces which were set up across the country. In backyards and on streets, the people made their own furnaces in an attempt to make steel, the goal being to overtake Britain for its level of steel production. The use of quotas and targets was another thing which echoed Stalin’s ‘plans’ and the people responded with a mix of fervour and fear. Pots and pans, door handles and old tools were amongst the things melted down in an attempt to increase production of steel for massive projects, such as factories, transport, mining and power. The energy and resources poured into the whole project of industrialisation was so wasteful that overall production of key resources failed to reach anything like the planned levels. And it was all a waste of time as the quality of the steel produced was so poor as to be useless; as Ian Dury and the Blockheads once sang: ‘What a waste’.

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This propaganda poster calls on Chinese people to produce more steel: “Take steel as the key link, leap forward in all fields.” It’s hardly the snappiest slogan of all time but it’s a clear message and a classic image. (Author: Unknown; Source: here)

The problems caused in the towns were terrible but those in the countryside were even worse. Unrealistic targets, attacks on those who challenged the system and the loss of experienced workers combined to create harvest failures on a massive scale. One of the worst famines of modern times was the result and at least 20 million people died. Some estimates actually put the death toll at over 40 million, which would make it the worst recorded ‘natural’ disaster of all time. And the blame for what happened lies sully on the shoulders of Chairman Mao Zedong, making him a serious contender for the title of the ‘greatest killer of all time’. But the full details of the tragedy did not emerge for many years because Mao made sure that there was a total suppression of information. No one was allowed to mention the famine, deaths and problems associated with the failed experiment so that no resources were diverted to help those in need. The ‘Great Leap Forward’ came to an abrupt end in 1961 and was a disaster on an unprecedented scale.

One footnote to the tragedy of the ‘Great Leap Forward’ was the fate of Tree Sparrows in China, one of those sad, simple stories which show human beings at their worst. As part of the campaign for industrialisation, Mao launched an attack on what were known as the ‘Four Great Pests’, namely, rats, mosquitoes, flies and sparrows. Regarding the sparrows, Mao believed that they were eating grain and so disrupting agricultural production – and they had to go. No one knows quite how many birds died but it was in their many millions that these small birds fell to the ground. The usual plan was for people to make as much noise as possible so that the sparrows would not settle in the trees to rest and so fall to the ground exhausted. This was done by banging pots and pans, waving flags or simply shouting. Birds were shot, traps were set, nests were torn down, stones were thrown and eggs were broken in an attempt to wipe out the Tree Sparrows. The campaign was a part of the disaster, though, as too many sparrows died which allowed a plague of locusts and grasshoppers to attack the harvest. It was a tragic ecological footnote to an horrific human disaster.

Mao was less secure in his position as Chairman following the disaster of the ‘Great Leap Forward’. His behaviour became increasingly eccentric and he withdrew from public view more and more, adopting an approach similar to one of the old Emperors rather than that of the ‘Father of the Nation’. In an attempt to re-assert control over the Communist Party and the country, Mao launched the ‘Cultural Revolution’ in 1966. One feature of this plan to re-gain control of the state was the publication of the ‘Little Red Book’. Red Army soldiers, children at school, students at university and ordinary people in the street were expected to have their copy and to read it. It was seen at rally after rally and it was read out at meetings, on the street and over the radio. For a person to read the works of other authors or to question Mao’s ideas in any way was enough to unleash the most severe consequences. This period saw a ban on the publication of new books or the presentation of new ideas on just about any topic. Journals on the arts were banned and art schools were closed. Old monuments and temples were attacked and the works of Confucius were amongst those burnt; only the books of Lu Xun were allowed. Lu Xun (1881-1936) was the one author Mao admired and saw as completely acceptable with regard to Communism, although the author himself never joined the Chinese Communist Party.

The ‘Cultural Revolution’ was a drastic and devastating attempt to ‘purify’ Chinese society of all opposition, rather in the style of Stalin in the ‘Great Purges’ and the ‘Show Trials’ of the 1930s. It was a classic example of what extreme dictators do: they dictate in extreme ways. Mao aimed to re-establish his control over the Communist Party and thousands of people were removed as a part of this process, including former allies, leaders and critics. The most high profile casualty was the man who appeared to be Mao’s heir, Lin Biao, who disappeared in mysterious circumstances in 1969, shades of Stalin’s removal of Trotsky perhaps. The ‘Cultural Revolution’ had clear echoes of Stalinism, as it involved attacks on any form of opposition to Mao, especially focusing on landowners and ‘intellectuals’. In reality, this was all an attempt to expose and remove any officials who questioned Mao’s methods or showed any support for the Soviet model of Communism. It set back any hope of political and economic progress in China by a generation.

In echoes of Stalin’s use of propaganda, this most dark episode had to be ‘sold’ as a triumph and there was a widespread use of posters, songs and badges carrying Mao’s image. Here is a translation of one song from those days but you will have to work out any tune for yourselves:

Ten hundred million people unite in fighting; our red state power stands firm.

A new generation is growing to maturity,

Going against the wind and breaking the waves, they are the heroes.

The industries learn from Daqing,

And the agricultural sector learns from Dazhai.

News of victory is reported all around the country.

Seven hundred million people follow Chairman Mao,

To continue revolution and walk forward.

 

The Cultural Revolution is good!

The Cultural Revolution is good!

The Proletarian Cultural Revolution is indeed good,

Oh, indeed good, indeed good and indeed, indeed good!

 

There were so many horror stories from these days that they are impossible to list. Anyone who was wealthy could see their house taken from them and the whole family forced to live in one room. Red Guards could enter a house and simply destroy anything they chose to see as a sign of being one of the ‘bourgeoisie’, such as a painting, a chair or having meat in the house when others didn’t. Wearing western clothes or having a foreign book or music in your house could bring the most severe punishment. To forget a saying from the ‘Little Red Book’ could bring a beating or imprisonment, as well as the loss of a job. Certain foreign nationals faced particular dangers, such as the Tibetans, a situation which has echoes today in the plight of that nation. The children of the rich were sometimes simply murdered for their privileged background, the bodies being thrown onto rubbish tips. And while all this was happening, rather like in the French revolution, no one was able to question what was happening for fear of their own death.

The Cultural Revolution resulted in the deaths of an estimated 7 million people between 1966 and 1976. It’s the sort of number that doesn’t sound too bad if you say it quickly but that is pretty much the same as the deaths in the Ukrainian Famine of 1932-33 and the equivalent of, say, twice the population of modern Berlin, although all such comparisons are pretty meaningless in the end; it is a number beyond comprehension for most of us. At the forefront of the atrocities carried out were the ‘Red Guard’, usually young, zealous, fanatical members of the Party. The horrors of those tragic days also had echoes of the Holocaust as party officials competed with each other by identifying and removing more ‘enemies’, so showing their ‘greater’ loyalty to Mao. In the cities, party officials were forced into humiliating public admissions of guilt; in the countryside it was reported that wearing glasses was enough to mark someone as an intellectual. Everywhere, the bodies piled higher as a sign of the purification of the country. Despite these horrors, the ‘Cultural Revolution’ did not mark the darkest days of Mao’s regime, though, thanks to the earlier tragedy of the ‘Great Leap Forward’.

Mao Zedong died in 1976. He was 82 years old and had ruled China for 27 years. As he got older, he was increasingly paranoid so that he rarely washed and refused to clean his teeth for many years, fearing this would be a way in which he might be poisoned. His private life became increasingly secretive and, according to his personal doctor, morally corrupt. He used heavy barbiturates but generally enjoyed reasonable health until his death. Of the many words he said and wrote, his final ones were, apparently, ‘I feel ill; get the doctors’, something he denied to many millions.

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On Mao’s death, there was an enormous outpouring of grief in a manner which was very similar to that for Joseph Stalin, as the photo shows. The people lined up in their thousands to pay their respects and his body is still preserved and honoured; his mausoleum stands at the east of Tienanmen  Square and is a popular place for both tourists and local people to visit. (Author: Unknown; Source: here)

‘The Little Red Book’ might have claimed to offer wisdom and guidance for a new world and a ‘heaven on earth’, but one hell of a lot of it was written in blood. His final ‘death toll’ was put at more than 70 million, a number well in excess of either Hitler or Stalin, and he has to stand alongside them when it comes to any contest for the title of ‘Most Evil Man of the Twentieth Century’.

 

 

Find out more

Books: ‘Chairman Mao’s Little Red Book’ (www.bnpublishing.com); ‘Private Life of Chairman Mao’ by Zhisui Li (Arrow, 1996); ‘Mao’s Great Famine: The History of China’s Most Devastating Catastrophe, 1958-1962’ by Frank Dikotter (Bloomsbury Publishing, 2011); ‘The Tragedy of Liberation: A History of the Chinese Revolution, 1949-1957′ by Frank Dikotter (Bloomsbury Publishing, 2013); ‘Tombstone: the Untold Story of Mao’s Great famine’  by Yang Jisheng (Allen lane, 2012); ‘The Cultural Revolution: A Very Short Introduction’ by Richard Curt Kraus (OUP); ‘Wild Swans’ by Jung Chang (HarperPress, 2012) and ‘Friends and Enemies: Past, Present and Future of the Communist Party in China’ by Kerry Brown (Anthem Press, 2009)

TV/DVD: ‘The Cold War’ (CNN), especially episode 15, ‘China, 1949-76′ although interesting background can be found throughout.

 

 

 

 

 

Spanish Flu: H1N1 has an older brother

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The reconstructed flu virus of 1918. (Author: Unknown; Source: here)

‘This is the event we’re all scared might happen at any time, … We’d be faced with an event worse than the 1918 Spanish flu pandemic.’ Neil Ferguson

Spanish Flu: H1N1 has an older brother.

‘World War I’ or ‘The Great War’ of 1914-18 was, understandably if a little mistakenly, called, ‘The war to end all wars’. An unprecedented number of people, both soldiers and civilian, died in the fighting during those fifty months from late July 1914, the usual estimate being about sixteen million. On average, that meant just over 10 000 deaths for each day of the conflict, or one every eight seconds. Such numbers may be almost meaningless as they distract us from the significance of the horror itself but they do in some ways offer some idea of the scale of that conflict which was so central to the development of the century itself. Everyone knows something of the war, its causes, its impact on those who fought and its significance but far fewer people are aware of the way that further tragedy reached out from the trenches as the conflict ended. Just as many were celebrating the return of victorious troops and others were seeking revenge and retribution in the light of defeat, an event was beginning to unfold which would take the pain and suffering from the Western front straight into villages and homes around the world. From New York to New Zealand, from Stockholm to Samoa, the suffering would continue and millions more would indirectly become victims of the war which had begun following those assassinations in Sarajevo in June 1914. The cause of all the trouble was ‘influenza’ and the outbreak goes by the name ‘Spanish flu’ – and it was bad.

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One of the many posters announcing the danger of ‘Spanish flu’ after the Great War. (Author: Unknown; Source: here)

 Today, there are a few specialists who are studying ‘Spanish flu’ and the tragic events of the post-war period. Their research has taken on some urgency in recent years as the world prepares itself for what most scientists predict is both inevitable and overdue, namely, the next world wide outbreak of flu, the full-blown successor of one of the worst epidemics in recorded history. No one really knows the true numbers involved but it is estimated that ‘Spanish flu’ killed at least 50 million people around the world between March, 1918, and June, 1920; some estimates put the deaths at 100 million. It should be remembered that this happened at a time when the total population of the world was about 1.8 billion, so the lower figure of 50 million casualties would give an equivalent number today of 190 million, about the same as the population of Brazil. That lower figure would mean that over 3% of the world population died, not on the scale of ‘Black Death’ in 1347-50, when between a third and a half of all Europeans died, but still a pretty astonishing number. There were at least three times as many deaths as in the Great War and they happened in about half the time, giving a death rate six times greater than that in the war; in other words, at least one person died every second because of the epidemic.

Unlike ‘Black Death’ which for most people is not a relevant threat today, despite a few deaths in places like Vietnam, Madagascar and Russia, flu most certainly is a concern. It doesn’t excite people, and especially students, in quite the way that the gory horrors of bubonic plague do, but flu has the potential to unleash nature’s full force upon humanity. It is for this reason that scientists and medical experts are on almost constant stand-by as they monitor developments in outbreaks of flu, most of all for those that start in animals and birds, looking for how they can be transmitted to humans. They give the outbreaks that have raised concerns such dull, technical names as H1N1 or H5N1, but they are reported as ‘Bird flu’ or ‘Swine flu’, cousins of ‘Spanish flu’. The world usually experiences such an outbreak of flu, a pandemic, once every 50-80 years or so; there has been no such outbreak since 1920, so many people predict such an event has to be on the horizon. Many people get concerned about the super-volcano at Yellowstone National Park but, to be honest, they should probably be less concerned about that going up than the flu virus mutating. Sorry.

But, anyway, what happened in the last flu pandemic – and why was it called ‘Spanish flu’? The name of flu epidemics is normally based on the place where the first significant outbreaks were recorded, and in 1918, this meant Spain. The outbreak had actually killed people in France before it got to Spain but it received more attention in the newspapers when the deaths there were reported. That is more than a bit harsh on Spain, though, as research has shown that the outbreak should certainly not be called ‘Spanish flu’ nor, in fact, ‘French flu’ because it really takes us back to the war itself; it should really have been called something like ‘Western Front flu’ or ‘Trench flu’.

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Victims of ‘Spanish flu’ were often treated in improvised hospitals and in over-crowded conditions like this in Kansas, USA. (Author: Unknown US Army Photographer; Source: here)

The research done over the years provides the evidence which shows that there was an initial outbreak of this flu in the trenches of the Great War in 1916 or so, after which things went quiet for some time. This was a classic example of how the flu virus exists or operates, if you like, with a relatively small outbreak followed by a quiet period when the virus seems to have disappeared but is actually still around but mutating. Some months later, the virus re-emerges and in the case of ‘Spanish flu’, this happened right at the end of the war; the timing could hardly have been worse. As the fighting came to an end in November, 1918, soldiers were keen to get home and politicians were keen to send them there, and so off they went, moving from Europe to countries around the world: Australia and New Zealand, India and China, the USA and Canada, many parts of Africa and most of Europe.

The end of ‘The war to end all wars’ was perfect for the flu virus and it was unleashed on every continent, carried home by the troops as they celebrated victory or survival, spreading easily amongst them as they were living so close to each other on ships and trains. Many of them lived in crowded housing at home, passing the virus on to their families and so the disease spread with devastating speed and frightening consequences. Without realising it, they were taking a far greater danger home than the one they had survived. As many as 60% of people in some countries caught the disease and, as mentioned, over 3% of the world’s population died. The death rates were huge: in Britain, 250 00 died, in France it was 400 000, in the USA at least 500 000. In India, unconfirmed statistics suggest as many as 17 million people died, as many as the total deaths in the Great War. In some communities which had no immunity to flu, the death rates were far higher, reaching over 20% in islands like Samoa in the Pacific Ocean, some 10 000 miles away from the trenches.

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Burials of flu victims on Labrador, Canada, in 1918. (Author: Unknown; Source: here)

Thanks to some astonishing scientific work, we actually know just what the flu virus of 1918-20 was like as it has been found in the remains of people buried in the icy wastelands of Alaska and other places inside the Arctic Circle. On Spitsbergen, for example, which is to the north of Norway, seven coal-miners died of ‘Spanish flu’ and like many others, they were buried in shallow graves on the island. Their bodies were perfectly preserved in the frozen ground, allowing them to be removed so that scientists could study the virus and learn from the way it mutated. The story of what happened in the outbreak is understood very well – and it carries serious warnings from history. Hopefully medical science will be able to offer better protection than that available after the Great War but despite the extraordinary developments seen in medicine and technology since 1920, the next flu pandemic will come and there will be casualties; keep your fingers crossed.

 

Find out more

Books: ‘The Great Influenza’ by John M. Barry (Penguin, 2009); ‘Living with Enza’ by Mark Honigsbaum (Palgrave MacMillan, 2008); ‘Flu – A Social History of Influenza’ by Tom Quinn (New Holland Publishers Ltd, 2008)

 

Harry S. Truman: ‘The buck stops here.’

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Harry Truman at the Potsdam Conference of July-August, 1945, with Winston Churchill and Joseph Stalin: ‘The Big Three’. (Author: Unknown; Source: here)

 

Harry S. Truman: ‘The buck stops here.’

Now to the most famous ‘haberdasher’ in history, Harry S. Truman. The ‘S.’ in Truman’s name, by the way, did not actually stand for anything but was an attempt by his parents to please both of his grandfathers, Shipp Truman and Solomon Young. Anyway, Harry Truman was originally from a town called Independence, Missouri, but he opened his haberdashery (in the USA that means a gentlemen’s clothes shop) in Kansas City after he returned from the Great War in which he had served as a captain in the Field Artillery. It was not a hugely successful enterprise and it failed in the tough economic conditions of the early 1920s. Truman changed career and took advantage of some useful contacts to get elected as a county court judge, a post he held for eight years. Truman’s political career really took off during the 1930s. He was a Democrat and a strong supporter of Harry Hopkins, one of FDRs most trusted allies. Truman was elected Senator for Missouri in 1934 and he headed off to Washington to help drive through the radical ideas behind the New Deal. There is not really the space here to look at his relatively uninspired time as a senator so we will move on; this is what might be called a ‘convenient excuse’.

Truman was elected to the vice-presidency in 1944, the fourth election victory for Franklin D. Roosevelt. FDR was seriously ill at this time and there was a widespread expectation that he would not survive the next four years so Truman has to have been considered at least a ‘safe pair of hands’ by the Democratic leadership, most of all FDR himself. His move into the White House probably came sooner than expected as Roosevelt died less than three months after being sworn into office; Truman was 60 years old at the time. Dismissed by many as a bland and uninspiring man of little conviction or courage, Truman proved to be a far tougher and more aggressive character than was expected. He was in office for nearly eight years and pulled off one of the most remarkable election victories in US history when returning to the White House in 1948. His time in the Oval Office were those crucial years in which the USA adopted its role as the superpower of the West and he played a pivotal in shaping the post-war world as tensions developed into the Cold War. It was his vision and values which were fundamental in providing the foundations of US foreign policy for much of the second half of the century, so shaping world affairs and international relations in the most profound way. Harry Truman may have been an ‘accidental’ President but he grew into the role and grabbed his opportunities with both hands. This is just a part of his story.

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Harry S. Truman (1884-1972), the 33rd President of the USA (Author: Frank Gatteri; Source: here)

In the first weeks after Harry Truman became vice-president he hardly saw the president as FDR was away at the Yalta Conference, that meeting of the ‘Big Three’ which stood out as the most positive of the wartime meetings of the Allied Powers. Despite the natural tensions and simple politics of the occasion, it was generally an optimistic meeting between FDR, Churchill and Stalin which benefited from the knowledge that the war against the Nazis was effectively won, the final stages simply being played out in Central Europe. FDR’s health was a cause for concern and he was clearly a very sick man in the early months of 1945. This was one of the factors which led to various ‘details’ of what should happen in the post-war world being left open for a future conference, which would eventually take place at Potsdam near Berlin. FDRs poor health also meant that Truman rarely spent time alone with the great man, and actually only had one-to-one meetings with him on two occasions. When FDR died on 12th April, the country was in mourning for one of its most important leaders and also rather concerned as to how the relatively unknown Truman would handle his promotion. With no great track record of political leadership and rather lacking in the experience of foreign affairs, there were many questions and concerns as Truman took the responsibility for guiding the USA through the end of World War II and, it was hoped, into the post-war world.

Despite his less than inspiring background and the accidental manner of his arrival in the White House, Truman grew into a job which to most observers seemed to be beyond him in 1945. Rather surprisingly, Truman turned into a president who is regularly voted as one of the ‘Top Ten Presidents’ of all time, not matching Washington, Lincoln and FDR, maybe, but certainly well ahead of, say, Lyndon Johnson, Gerald Ford and, of course, Warren Harding. So, what did Harry Truman do that makes it worth giving up a few minutes of your life to finding out about him? Here we will look at just a few things: his decision to drop the Atom Bombs on Japan; his relationship with Joseph Stalin; the Truman Doctrine and his commitment to the Marshall Plan.

First of all, then, let’s look at the impact made by the development of the atom bomb at the end of World War II, a technological event whose importance is rather difficult to over-state. Its use on two occasions in August, 1945, brought a swift end to World War II, killing tens of thousands but probably saving the lives of millions. It brought a dramatic shift in the balance of power in international relations. Its use marked the beginning of the ‘nuclear age’, an age in which the threat of total destruction hung over the world. Nuclear weapons cast the longest, broadest and darkest of shadows over the lives of people who grew up in the 1950s and 1960s. This in turn led to the rise of a new form of political activism in the form of pressure groups like CND, the Campaign for Nuclear Disarmament, creating a culture which has transformed the political landscape. There was a real sense of fear and impending doom in the back of people’s minds as they feared the ‘mushroom clouds’ that would come with the threatened nuclear attacks. And, also to the delight of many politicians and others, the new technology heralded the arrival of nuclear power and transformed the nature of war, giving a huge boost to ‘defence’ spending as research and development went into over-drive during the Cold War period. In the process, this impacted on the nature of political funding in the US as campaigns were increasingly supported by the defence industry. The fear factor in the Nuclear Age was an extraordinarily powerful driver of policy.

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A scene from ‘Duck and Cover’, a US Civil Defense Film from 1951. It’s hero was the Bert the Turtle who helped children with his advice on how to survive a nuclear attack.

If you want a sense of the tension and fear of this time, get onto ‘YouTube’ or buy the DVD called ‘Nuclear Scare Stories’, especially ‘Duck and Cover’, which is a classic. I won’t spoil it for you but people really were taught that putting a table cloth over your head would do wonders when it came to saving your life in the face of such an attack. After that, you might read the splendid but frightening, ‘When the wind blows’, by Raymond Briggs.

But the main issue in all this was, of course, Truman’s use of the atom bomb itself. Technological and industrial developments had already transformed war in the Twentieth Century. No more would there be soldiers in colourful uniforms, marching steadily in formation towards the enemy lines, and never again would cavalry and swords be seen on the battlefield. The atom bomb was just one more dramatic step in the transformation of conflict, a step on from the artillery, planes, machine guns and tanks which had slaughtered people in numbers beyond counting in the two world wars and other conflicts of the first half of the century. This was different, though, as complex science came to the fore and took the destructive capability to a whole new level and put astonishing potential in the hands of politicians and generals.

The atom bomb was finally developed by Robert Oppenheimer and his team who ran the ‘Manhattan Project’, which was based at three sites in the USA, most famously Los Alamos in New Mexico. It ran between 1942 and 1946, building on the theories of Albert Einstein and the research of other great scientists like Ernest Rutherford, at Manchester University. There were many other brilliant if lesser known scientists involved on various projects in Germany, Denmark, Britain and the USA, such as  Otto Hahn, Lise Meitner and Fritz Strassmann. Although the ‘Manhattan Project’ turned out to be the ‘winner’ in the race for the bomb which could harness atomic power, there was no certainty that this would be the case despite the US funding and the brilliance of Oppenheimer’s team. The Nazi regime had been seeking such a development itself during the war and there were major concerns for the Allies when Germany invaded Denmark in October 1943, so closing in on Niels Bohr, a leading atomic researcher. The British managed to move Bohr to Sweden and also disrupted some factories and supplies in the Nazi nuclear programme but this all reflected how tight things were at the time. This may well be seen as a decisive moment in the war as keeping Bohr safe gave a vital advantage to the Allies and helped the ‘Manhattan Project’ them to develop the atom bomb first. By 16th July, 1945, Oppenheimer had three bombs ready to test at the top secret Los Alamos base in New Mexico.

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J. Robert Oppenheimer (1904-1967): leader of the ‘Manhattan Project’. (Author: Department of Energy, Office of Public Affairs ; Source: here)

When the tests on the bombs were completed, some of those involved in the project were astonished and horrified by the power they had unleashed. Oppenheimer himself declared, ‘Now I am become Death, destroyer of worlds’, based on a quote from the ‘Bhagavad Gita’, a sacred Hindu book. Oppenheimer and many others feared what might happen as these new weapons were unleashed on the world. But for President Truman, the bombs were a necessary evil, a weapon that gave the US an unprecedented advantage in a war which had no clear end in sight, at least in the Pacific. The Atom Bomb had been developed at huge cost and Truman knew that they might be developed by the enemy who could use them against the US and her Allies. Being under huge pressure to justify the costs and to act quickly to end the war, Truman decided to use the atom bombs. Originally the plan had been to use them against the Nazi forces in Europe but Germany but  had surrendered on 8th May, 1945, and so it was that Japan was to face attack the atomic bombs in August, 1945. Whether or not Truman made the right call is hotly debated to this day.

The full details of the dropping of the atom bombs are obviously available through many websites and books. Some of the key facts are here, though. At 8.15 am on Monday, 6th August, 1945, the city of Hiroshima was devastated when the first atom bomb, codenamed ‘Little Boy’, was dropped from a B-29 Superfortress bomber, called ‘Enola Gay’ in honour of the mother of Paul Tibbets, the pilot. The city had a population of about 340 000 and was an important military supply centre in the south of Honshu, Japan’s main island. It was an acceptable target for the bomb because of its use by the military but also because it had suffered no significant damage during the war up to that point which allowed a clear analysis of the power of the bomb. Even though ‘Little Boy’ only exploded with about 2% of its full potential, apparently, the explosion destroyed 70% of the city, killing 70 000-80 000 people almost instantly, many of them being vapourised in the process. Some of the dead included a small group of US prisoners of war. On Thursday, 9th August, a second bomb, ‘Fat Man’, was dropped on the city of Nagasaki on the southern island of Kyushu from a B-29 called ‘Bockscar’. Here there were fewer immediate deaths than in Hiroshima with about 50 000 – 70 000 killed but the bomb, which had a plutonium core as opposed to the uranium used in ‘Little Boy’, was a more powerful blast. The fewer deaths were partly down to the fact that Nagasaki was more hilly than Hiroshima. In both cities, the devastation was astonishing and the deaths from injuries and illness continued long after, mainly from the effect of burns and radiation sickness.  So far, these two incidents represent the only use of nuclear weapons although there were many near misses from accidents in the subsequent decades and on two particular occasions, the Cuban Missile Crisis of 1962 and during a NATO Training exercise in 1983, the world stood on the brink of full nuclear war. But back in 1945, Harry Truman was comfortable with his decisions and happy with the outcome, despite the deaths of so many civilians. A war against a fierce opponent who had never before surrendered in any war was brought to an end just a week afterwards with the announcement of the Japanese surrender. The actual statement had come the day before when Emperor Hirohito of Japan made his first ever radio broadcast and, to the shock and shame of many people, announced the surrender following the “use of a new and cruel bomb” which meant that continued fighting could bring the destruction of the nation and endanger the whole of humanity. The atom bomb clearly achieved its goal for President Truman who had shown a ruthless streak in his decision making.

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On 2nd September, 1945, the Japanese Foreign Minister, Mamoru Shigemitsu, signed the official surrender on behalf of his government. It took place on board the USS ‘Missouri’, a ship named after Harry Truman’s home state. (Author: Army Signal Corps; Source: here)

The question, “Was Truman right to use the atom bombs against Japan?” has been debated many times. No simple or clear solution is evident but the logic of Truman’s arguments always show that he has a case to support his actions despite the horrific number of casualties, especially those of innocent civilians – although some people argue that in war-time, very few people are completely ‘innocent’. On the ‘pro-Truman’ side of the argument are some rather important factors, especially for a politician. It meant that the USA and its Allies won. It meant a quicker end to the war against an enemy with a fierce reputation and no willingness to surrender. It meant far fewer casualties for the USA, which was a huge factor based on the experience of the fighting in the Pacific Islands. It saved money and enabled the USA to get on with other matters, such as addressing the crisis facing Europe which had seen so much death and destruction; ‘Marshall Aid’ and the recovery of Europe happened partly because of the Atom Bombs. For a former vice-president looking to prove himself as President, it showed Truman as a strong leader who could make tough decisions. It showed Stalin and the USSR just how powerful the Atom Bomb was and that the USA was willing to use it, giving a powerful message about future conflicts. By dropping two different types of bomb, scientists had a clear understanding of which one was more powerful  which allowed further developments in future; despite the lower level of destruction and fewer casualties, the ‘better’ bomb was ‘Fat Man’, the one dropped on Nagasaki and the plutonium method was the one developed. The development and use of the atom bombs marked the USA’s pre-eminent position on the world stage, a massive development from its days of isolationism and firmly established it as the Western ‘Superpower’.

One particular example of war in the Pacific may be of use here to explain the pressure Truman came under to use the atom bomb. Many will have heard the story of the ‘Battle of Iwo Jima’, either from history books, novels, photos or films. The battle took place over five weeks in February-March, 1945, some months before the atom bombs were dropped. Iwo Jima is a tiny island just south of Japan. It had been attacked by the US Army as they tried to fight their way towards Japan. The island was defended by a force estimated at 21000 Japanese soldiers. In the fighting, the Americans lost nearly 7000 men out of a force of 70 000 with another 20 000 wounded. The Japanese, by contrast, refused to surrender, and suffered a death rate of 95% as less than one thousand were taken prisoner – and some sources put that figure as low as 216, with many of them having to have their guns dragged from them. That battle was 70 000 against 21 000; there were many other islands to fight for – and what would happen when the Americans got to Japan itself? How many more would have to die? What would it cost? How long might it take? Many people believe the atom bomb saved lives; these figures suggest that was almost certainly true.

The argument against dropping the atom bombs on Japan is simpler. The fundamental point is that the bombs killed many thousands of people in a most violent and horrific manner and most of those who died in Hiroshima and Nagasaki were civilians. Although Hiroshima and Nagasaki were important places, the majority of casualties were non-military: women, the elderly and children. The destruction was indiscriminate. Death in war is rarely ‘clean’ but these were casualties of a new kind, a terrible agony being suffered from horrendous burns and the agony of radiation sickness; many people ceased to exist as their bodies were destroyed by the heat and the blast. And the agony went on for the survivors with many people suffering blindness and cancers, many giving birth to babies with the most severe deformities long after the bombing. Every death is a tragedy but Truman’s decision to use the atom bomb undoubtedly led to the deaths of thousands of innocent people.

In reality, the atom bomb was used twice against Japan and the argument is to some extent irrelevant or academic; the bombs cannot be ‘unused’ or the destruction be ‘undone’. What is clear is that nuclear bombs have not, so far, been used again. The shock of the destruction may have played a part in curbing the actions of politicians since then, according to some observers, most notably in the Cuban Missile Crisis. It was not a decision Truman took lightly but it was one which met with the strong approval of most Americans; and in a democracy, that is a pretty powerful justification for any politician.

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A burns victim being treated after the attack on Hiroshima. (Author: Shunkichi Kikuchi; Source: here)

The atom bomb had a huge impact politically as well as militarily with repercussions that shaped international relations between the ‘Superpowers’ in those early post-war years. Truman’s relationship with Joseph Stalin, leader of the Soviet Union, was tense from the start and a vital factor in the development of the Cold War. Stalin had respect for, and felt respected by, FDR and Churchill, there being a certain bond between the three leaders who had seen their respective countries, and the Alliance as a whole, through one of the darkest chapters in world history. The most positive conference they had was at Yalta in February, 1945, where they sketched out what was to happen after victory had been won. Things actually looked reasonably bright in the following weeks until other events kicked in; firstly, Roosevelt died in early April 1945, to be replaced by Truman and then, in July, during the Potsdam Conference itself, Churchill was replaced by Clement Attlee as Prime Minister of Britain. Stalin was saddened by FDR’s absence but death happens; he was absolutely stunned and horrified by the loss of Churchill to be replaced by, in his opinion, such an inconsequential figure as Attlee. The photos of Attlee at the Potsdam Conference do present him as a totally different presence from Churchill. Stalin had never been keen on democracy but the defeat of Churchill sealed its fate in Eastern Europe and the USSR: if the voters could get rid of a great hero like Churchill, Stalin was not going to be taking any risks in his sphere of influence. The wartime alliance was disintegrating even before the war ended. The relationship between Stalin and Truman would do nothing to help that relationship.

Truman had little by way of real experience in foreign affairs and certainly nothing in terms of dealing with Stalin and the Soviets when he arrived at Potsdam, near Berlin, for the conference in July, 1945. He was a man who felt that he had a lot to prove and so he took a very aggressive line with the Soviet delegation, many of whom said they had never been spoken to as rudely as they were by Truman. When referring to the existence of the atom bomb, Truman did it in a way which was meant to be slightly obscure and with a threat, effectively warning Stalin that it could be used against the USSR at some stage. Stalin was not hugely impressed by the news as he already knew of the atom bomb because of spies; but he was certainly not happy with Truman, who he dismissed as a little man who was not worthy of replacing the great Roosevelt.

 

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The Big Three at Potsdam: Attlee in a crumpled three piece suit, Truman in a bow tie and Stalin in military uniform. They make an unlikely team of allies. (Author: Unknown; Source: here)

Truman’s view of Stalin and the USSR was that both the man and the country were evil. When he received George Kennan’s famous  ‘Long Telegram’ in 1946, the idea that Stalin was calculating and aggressive, the modern equivalent of a dreadful modern Tsar, it made perfect sense to Truman. The ‘Long Telegram’ said that Stalin was seeking to expand Communism and he wanted ‘world revolution’ as Marx had called for. Truman responded with his policy for the ‘containment’ of Communism, the so-called ‘Truman Doctrine’ which would, despite some name changes under later presidents, come to dominate US foreign policy for most of the Cold War. The tension in the relationship between Truman and Stalin was certainly a significant contributory factor at the start of the Cold War, one which took it further and deeper than it might otherwise have gone.

Another crucial element in Truman’s contribution to world affairs was the ‘Marshall Plan’. It was a key aspect of ‘Truman Doctrine’ in action and transformed the post-war world. Its full title was the ‘European Recovery Plan’ and it was developed under the guidance of one of the most significant and reliable figures of the Twentieth Century: General George C. Marshall, Truman’s Secretary of State (which means he dealt with Foreign Affairs). It was on a visit to Europe in 1947 that Marshall saw the destruction of the continent, the plight of the refugees and the potential growth in influence by Communist supporters if recovery did not come quickly. He proposed the ‘Marshall Plan’ as a way of ensuring this recovery and eventually Truman’s support enabled $13.5 billion of aid to be given to 16 countries in Western Europe. Britain and France were the biggest beneficiaries, although even that would not be enough to ensure a full recovery; Britain had been effectively bankrupt in 1946-47, having to withdraw from its commitments to support Greece at a time when it faced the on-going threat of Civil War and this would be a crucial moment in which Truman further established himself as the first of the ‘Cold Warriors’.

Truman saw that Britain’s economic plight was a true crisis and that the USA had to step into support and, effectively, to replace the old powers who had for so long been the main players in international affairs, through their Empires and the League of Nations. This demanded a massive change of attitude in the US as he had to overturn the country’s long standing isolationism, whereby it had stayed out of foreign matters unless it had to get involved during a war. He also know that the decisions that would be faced had to be backed  by a huge amount of money so that the US could deliver on promises it would have to make. Truman managed to do this and so changed the role of the USA in world affairs, creating a new world order which was to ensure that the US would be the biggest player on the global stage throughout the rest of the Twentieth Century. Truman was fundamental in shaping the modern world order.

As indicated earlier, the primary goal of ‘Marshall Aid’ and the ‘Truman Doctrine’ was to contain the spread of Communism in the post-war era. These put the ‘Long Telegram’ into action but there was more to containing Communism than these high-profile policies. One country where the Communists/Socialists were especially strong in politics after World War II was Italy. It had turned away from the Fascism of Mussolini to embrace Left Wing ideology and, as elections loomed in 1948, the USA became deeply concerned at the prospect of a Communist Government in such a key European state. Such a result would extend Communist influence right into the heart of the Mediterranean and to the border with France. It would be a sign of the failure of containment, a sign of ‘domino theory’ in action. It would be a failure for the ‘Marshall Plan’ and for Truman himself. The Catholic Church was also deeply concerned at the thought of an atheistic Government in power in Italy, the heartland of the church and effectively the home of the Pope who lived in the Vatican. The shock of a Communist Government in a country such as Italy would have been immense and, at a time when stories of communist spies in the US itself were beginning to grab the headlines, Truman and the Democrats were under great pressure to act, especially as they faced own elections in November 1948. Something had to be done and Truman was prepared for a radical approach, so in stepped the recently formed CIA for its first direct attempt at influencing foreign affairs on behalf of capitalism and democracy.

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The CIA, an organisation brought into existence by President Truman (Author: US Central Government; Source: here)

The CIA is, of course, the ‘Central Intelligence Agency’. Although the USA had always gathered intelligence through spies and in other ways, there was nothing formally coordinated until World War II when FDR set up the OSS (Office of Strategic Services). This was closed down after the war but the importance of such work in the increasingly threatening atmosphere of the ‘Cold War’ led to it being re-established by the National Security Act. The CIA was set up in 1947 when President Truman gave it responsibility for overseeing security and intelligence matters abroad. Its first major attempt at going beyond intelligence gathering and into influencing events overseas was to be in those Italian elections, where they were directed to help the Christian Democrats against the Communists. With support also coming from the Catholic Church, whose priests often directed their congregations how to vote and excommunicated members of the Communist Party, the CIA gave money, technology and resources to help the anti-Communist politicians. F. Mark Wyatt, one of the CIA ‘operatives’ on the ground during what was a violent and dirty campaign, was interviewed for the CNN ‘Cold War’ series and said that he quite literally took bags of money around with him to hand out to politicians for their ‘expenses’ and to pay for propaganda posters and pamphlets. In addition, a massive campaign was run encouraging millions of Italian-Americans in the USA to write home, telling people of the dangers of communism.

And it all worked, much to the despair and anger of the Italian Communists who were defeated. The success of the campaign saw the Christian Democrats in power. There was relief in the capitals of Western Europe and a new belief in Washington: the ‘dominoes’ had not fallen and it was possible to get the desired results if there was an appropriate level of commitment and intervention. The CIA would be at the heart of many more years of covert American activities aimed at supporting anti-Communist groups in places like Guatemala, Chile, Cuba as well as around Europe and Asia. In Italy itself, declassified records from the CIA show that the tactics used in 1948 were repeated at every Italian General Election for at least the next 24 years: so much for democracy, it might be said.

Just back to Harry Truman to finish off. Truman amazed everyone by winning the 1948 election after he had been written off and some newspapers had even printed news of his defeat before the election was over. Despite his victory over the Republican candidate, Thomas Dewey, though, there was lots of trouble ahead. Within a year, the defeat of Jiang Jieshi at the hands of Mao Zedong saw the greatest ‘domino’ falling as China went ‘red’, taking Communism from central Europe to the Pacific coast of Asia. This led to the accusation that Truman had been responsible for ‘the loss of China’, a phrase which would haunt Truman. It was also used to threaten subsequent presidents who feared that they would be accused of the loss of another state which fell to Communism in future. In this way ‘Domino theory’ was a central part of US foreign policy in the next two decades, never more so than when Kennedy and Johnson became embroiled in the troubles of south-east Asia. In addition to the Chinese Revolution, the Soviet Union’s development of the atom bomb, spying scandals and difficulties of the Korean War, as well as the rise of McCarthyism, all made his final years in office a difficult time. Despite these problems, Truman is usually regarded as a successful president and a tough politician who seized his opportunities and made the the most of his talents.

Even if the ‘S.’ in his name stood for nothing, Truman himself certainly stood for something very important.  His most famous quote was, ‘The buck stops here’, a man who believed that as president he was ultimately responsible for what happened, for good or ill. And whether you think he was right or wrong over the Atom Bombs or anything else, Truman was a man who made some pretty big decisions and, in doing so, transformed the USA and shaped the modern world in a most profound manner.

Harry Truman died in 1972 at the age of 88.

 

Find out more

Books: ‘Truman’ by David McCullough (1992); ‘Hiroshima’ by John Hersey (1946); ‘American Prometheus: The Triumph and Tragedy of J. Robert Oppenheimer’ by Kai Bird & Martin J. Sherwin, 2009)

Films and DVDs: ‘Truman’ (Starring Gary Sinise) (1996); ‘The World at War’ (Thames Television); ‘Cold War’ (CNN); ‘Hiroshima’ (Paul Wilmhurst) (2011)

 

“I remember when I first came to Washington. For the first six months you wonder how the hell you ever got here. For the next six months you wonder how the hell the rest of them ever got here.” Harry S. Truman

The Vietnam War – Part One: How did the USA end up fighting one of the poorest countries in the world?

Buddhist Monk Committing Ritual Suicide

A Buddhist monk sets himself on fire in Vietnam in protest at the anti-Buddhist policies of the Prime Minister, Ngo Dinh Diem.

 

The Vietnam War – Part One: How did the USA end up fighting one of the poorest countries in the world?

The memorial below is in the US capital, Washington, D.C., and honours the 36 000 American soldiers who died in the Korean War (1950-53). It is a monument paid for by the US Government. It was only commissioned in the 1990s, though, a late remembrance of a war which saw the USA lead the forces of the United Nations to a stalemate with the North Korean army which was backed by the USSR and China. The USA just about achieved its aims in that conflict by stopping the fall of South Korea to Communism.

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The Memorial to the Korean War (Author: Unknown; Source: here)

Not that far from the Korean War Memorial, stands another one. This one is also from the Twentieth Century and remembers more than 58 000 American soldiers who died in the Vietnam War between 1965 and 1973. But this one received no money from the US Government and had to be paid for by the ‘Vietnam Veterans’ themselves. The decision to set up this memorial was inspired by a film, ‘The Deer Hunter’, just one of many famous Vietnam War films. There was widespread opposition in the USA to the memorial as it was simply a wall with a list of all those who died in the conflict. For many people, the problem was that it was not considered ‘heroic’ enough when it was first unveiled. But there was also a real issue about how to remember the victims of the most controversial war in the history of the USA, especially as it can be considered one which ended in defeat, despite many comments to the contrary which claim it was a victory for ‘Uncle Sam’. The memorial has become a major shrine to honour those who died, as well as a focus for those who survived but suffered either physically or mentally through the experience. There is no memorial for those ‘Vietnam Veterans’ who have died since the war, mainly through suicide and the effect of their injuries.

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The Vietnam War Memorial, Washington DC (Author: Unknown; Source: here)

Not surprisingly, controversy surrounds the number of veterans who have committed suicide in the years since the conflict ended for the USA in 1973 as supporters of the war claim a figure of about 9 000 while veterans associations put the figure at well over 100 000. Statistics are dangerous things, of course, and the figures are highly disputed, but what is not in doubt is that many ‘Vietnam Veterans’ have suffered physically, psychologically and emotionally since the war finished. Some figures indicate that these men were nearly twice as likely as non-veterans to die of suicide, and over 50% more likely to die in road accidents. (University of California at San Francisco article, New England Journal of Medicine, March 1986, “Delayed Effects of the Military Draft on Mortality,”) The impact in terms of employment, substance abuse, relationship breakdown, violence, crime and the like have not been accurately measured but evidence suggests that Vietnam is a war many Veterans have not got over and the country itself has failed to come to terms with.

So, why is there such a difference in the memorials to the dead of these two wars? Why were the dead from Korea, the ‘Forgotten War’, eventually honoured with public money while those from Vietnam have not been ‘officially’ honoured?

The essential word is clear but rarely spoken: ‘lost’. The USA struggled in Korea but was clearly able to claim victory in a way but it effectively lost the Vietnam War and, in a pretty blatant act of denial, most Americans still seem to want to deny or ignore it. This is one of the factors which make the Vietnam War such a fascinating conflict on so many different levels and the number of books, documentaries, films and photos from the war bear ample testimony to this. The casualties, causes, outcomes and memories are all seen and interpreted under the shadow of that one word: lost. As ‘Top Nation’ of the Twentieth Century, the USA just doesn’t do ‘we lost’ to any real degree. The national psyche is geared to optimism, power, control and success; America loves winners not losers, even if they be ‘brave losers’, be it in business, sport, politics or war. This is one of the great strengths and most annoying traits of US culture, especially for British people; the Americans really don’t get that ‘plucky loser’ thing at all.

Anyway, a short study of Vietnam and the war which has defined it in public awareness for the last half-century. But before getting into the ‘When, Where, Who, How and Why’ questions, it is always sensible to start with a map or two so we know where we are.

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Map showing Vietnam as a united country. Its neighbours are: China, Laos and Cambodia. (Author: Welt Reis; Source: here)

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This map shows the main railway lines in Vietnam. They connect the two main cities, Hanoi in the north and Ho Chi Minh City in the south. Hanoi is the capital while Ho Chi Minh City is the former capital of South Vietnam under its old name, Saigon. (Author: Unknown; Source: here)

 

Vietnam a long, thin country in South-east Asia, about 1650 kms (900 miles) long but only 50 kms (32 miles) wide at its narrowest point. It is a long way from the USA, on the opposite side of the world to Washington, DC, and 12 twelve time zones apart. It is a tropical country, with lots of rainforest but also mountains down the spine of the country. It is a hot, humid country for much of the year, getting most of its rain in the monsoons. Its population today is about 89 million (making it the 13th largest in the world) but in 1950 it was only about 28 million so there has been quite an increase. Most people live near the coast, and in the two main cities, Hanoi in the north and Ho Chi Minh City (formerly Saigon) in the south. Many people also live on the great delta of the Mekong River. By the way, if you’ve ever seen the musical called ‘Miss Saigon’, it is based on a famous old story called ‘Madame Butterfly’ with the story transferred to Saigon in the 1970s. The love story is changed to focus on a Vietnamese girl and an American GI at the very end of the Vietnam War, which we’ll get to soon. An ordinary American soldier, the equivalent of a ‘private’ in Britain, was called a ‘GI’, which stands for ‘Government Issue’, reflecting the equipment used, and it does not mean ‘General Infantry’, as I was always told when I was young.

Historically, Vietnam has been defined by its relationship with its neighbours, Laos, Cambodia and, most of all, China. In saying that, it is really no different to most other countries: neighbours impact on our lives and, when they are big and powerful, they fundamentally shape us. China’s repeated attempts to take control of Vietnam helped define it over many centuries. The Vietnamese have long held simple, clear goals as a community: independence and control of their own destiny. They fought off the Chinese by the late 10th century and then the Mongols in the 13th century, mismatches on the scale of David and Goliath (or Colchester 3 Leeds 2, FA Cup Fifth Round, 1971 – a delight for anyone outside Elland Road – ask your granddad about it). If you are interested in strong female role models, by the way, check out the extraordinary Vietnamese Trung Sisters (Trung Nac and Trung Nhi), warriors from the 1st century AD. They are still celebrated today, and a holiday is celebrated in their honour each February.

Following these events, after 1285 or so, the Vietnamese settled down to a simple, independent life based on a powerful sense of community: the village and the family was all. The country was poor (it remains one of the poorest countries in the world to this day), mainly being a subsistence economy, which means it only really produced enough food and goods for its own needs, having little or nothing left for trade or development. The long era of peace was finally shattered with the arrival of the French in South-east Asia in the mid-19th century. At the time, France was trying to build a larger Empire, partly in response to the power of the British Empire, and expanded is control into this region of Asia. The region became known as ‘French Indo-China’ and included Vietnam, Laos, Cambodia and Thailand. It was a useful area for the French, offering important resources in an area which also provided good communication and trade links with China, Australia and India. The main role of the region, though, was to support France at home, as is the case with any Empire.

French control brought significant changes in Vietnamese society. The wealthier members of society tended to collaborate with the French, learning to speak French and many became Catholic. Most of the Vietnamese remained poor, though, kept their Buddhist faith as well as speaking their own local languages. This division in Vietnamese society, based on language, politics, culture and religion, would become increasingly significant in the following century. Wealth came to some people but at the cost of control over their own lives, politically, socially and economically. This did not impact so much on the many people who lived out in the villages and mountains but it did affect life in the growing cities and towns. Many people just got on with life but some wanted Vietnam to be left alone, to be independent again, free to control its own affairs in its own way. One of these men was born in Vietnam in 1890. He was called Nguyen Sinh Cung and he became famous for his struggle to defend Vietnam; he was known to the world as ‘Ho Chi Minh’ (pronounced ‘Hoe-Chee-Min’).

At the time of the Vietnam War, and in the decades since, the USA has been keen to portray Ho Chi Minh as an evil dictator, a part of the Communist coalition controlled by Moscow and set on the destruction of the West and its way of life. This is an unfair and narrow assessment. Ho Chi Minh is a classic example of ‘One man’s terrorist is another man’s freedom fighter.’ His name was a nickname, meaning ‘Bringer of Light’, although it was probably one that he gave himself, which is never that satisfactory, rather like Joe McCarthy calling himself ‘Tail Gunner Joe’. Whatever the Americans and the West might have thought, though, Ho was extremely popular in North Vietnam, being Prime Minister of North Vietnam from 1945-55 and President from 1945-69. However, he was no ‘saint’ and was responsible for many deaths, especially amongst Government officials, and, of course, during the war. But was he justified from the point of view of self-defence on behalf of his country? It’s always an interesting question. Ask Harry Truman if the atom bombs which killed so many Japanese civilians were justified. Or ask Churchill if he approved of so many Russian deaths under Stalin, if ‘Bomber’ Harris had sleepless nights over the dead of Dresden or General Franco if he felt guilty over the destruction of Guernica. When words don’t work, in legitimate or illegitimate causes, violence often follows; it’s never easy and it’s never straight-forward.

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Ho Chi Minh just after World War II. (Author: Unknown; Source: here)

So, let’s look at Nguyen Sinh Cung, the boy who grew up to become ‘Ho Chi Minh’. As a child, Cung studied Confucianism and also had a formal, French education, learning Chinese as well as French. He combined Eastern and Western influences, applying an understanding of these ‘foreign’ values over a framework of traditional Vietnamese teachings. His family were strong supporters of independence and expressed anti-French views; his father, in particular, got into a lot of trouble with the authorities. In his early 20s, Cung chose to travel and visited the USA, Britain, France, China and the USSR. He paid for his travel by working his way in the kitchens on ships and then worked as a chef and a waiter in numerous hotels wherever he stayed. In the 1920s he was in Paris, where he first encountered Communism, a system which made sense to him as its values echoed those of his Vietnamese roots. He had also met Korean nationalists in England who fired up his belief in resistance and the need to oppose colonial control. The 1920s and 1930s saw him living in Moscow, China, Thailand and Italy among other countries, seeing many different types of government, from Communist through to Fascist, democracies, monarchies and dictatorships. He married a Chinese girl, contracted a killer-disease called tuberculosis and, in 1940, finally took that name, ‘Ho Chi Minh’ or ‘Bringer of Light’. His education through travel had brought enlightenment and a sense of what was the best way forward for his home country.

In 1941, Ho Chi Minh returned to Vietnam, to lead the Viet Minh, a resistance organisation. He was determined to liberate his country, firstly by fighting the French and, when they were overthrown, the Japanese, who had took control of the country during World War II. The odd thing is that, a bit like support for the Mujahidin in Afghanistan in the 1980s, the Viet Minh were secretly helped by the USA in their struggle with Japan during the war. The weapons they had been given to fight the Japanese would later be used to attack the French and the Americans themselves. History is a strange place to visit at times.

At the end of World War II, Ho Chi Minh was convinced that freedom had come to Vietnam with the removal of the Japanese. He declared the independence of the ‘Democratic Republic of Vietnam’, convinced that a new era would dawn with Vietnam being able to take control of its own destiny. Ironically, he based a lot of his vision on the revolutionary actions which had formed two countries that he knew well and admired: France and the USA. He was convinced that they would both understand and agree with what he had done, as they were historically such believers in independence, liberty and the right to control your own destiny. Ho Chi Minh actually wrote to President Truman on seven occasions after WWII, explaining what he was doing and asking for his support; Truman did not reply to any of the letters. And then, much against his own beliefs and the historic values of the USA, Truman approved the return of Indo-China to French control, a direct rejection of all that Ho Chi Minh had asked for. So it was that, with US approval, the French went back to Laos, Thailand and Vietnam, re-establishing the old ways and systems against which the Viet Minh and others had struggled for so long. And so the fighting started once again.

Why did the USA support France’s return to Indo-China? Well, it’s a bit complicated but, in simple terms, it was probably just too much like hard-work to say ‘no’. One does not want to compare a whole nation with a stroppy, anxious teenager but that image is not a bad one to have as you read the next bit. The French had suffered badly in World War II, morally and psychologically as much as militarily and financially. Defeat at the hands of the Nazis saw France under German control between May 1940 and June 1944. This had led to the establishment of the ‘Vichy Government’ in the south of France while the Germans controlled the north. Vichy France was basically an organised form of collaboration with the Nazis. In their defence, they did not have much choice as, if they had not collaborated, the politicians would have been ‘removed’ and the Nazis would have just taken over anyway. There was a French Government in exile under the leadership of Charles de Gaulle, but it relied on other countries, such as the US, Britain and Canada, for it to function. France, for so long a great power with a proud history, had lost control of its own country and its Empire, and relied on others to maintain some sense of its own independence. When liberation and ‘victory’ came in 1945, the humiliation and the legacy of collaboration found France a divided country. In the post—war period, the politicians wanted to re-establish the confidence and unity through the restoration of its glorious past. As a once proud nation, the people rallied behind its key political figures, men like de Gaulle, but the memories were painful and, the route to the future was a short-sighted interpretation of its past.

The world in 1945 was an anxious place, but France was under more pressure than most countries. No country was keener to re-establish its former glory but the balance of power had shifted and clearly lay with the ‘Big Three’: the USA, the USSR and, to a lesser extent, Britain. This was seen at Yalta and Potsdam, where the post-war future was shaped. The photos of those Conferences show just three leaders: at Yalta in February 1945 this meant Franklin Roosevelt (FDR) for the USA, Winston Churchill for Britain and Stalin for the Soviet Union; at Potsdam in July 1945, it meant Harry Truman for the USA, Clement Attlee for Britain and Stalin for the Soviet Union. France was not represented at the ‘top table’ and was, to a large extent, at the mercy of these agreements.

France was actually treated pretty well by the agreements made by the war time allies. Even though the French had played a minor role in the victory over Hitler and the Nazis, they were granted a role in running the post-war world. Although Stalin in particular saw no great reason to include France in these matters, Churchill was adamant that this should happen and his arguments won the day. Churchill believed that the French were needed to help ‘control’ a defeated Germany but he was also worried at the effect their not being involved might have on the country as a whole and on de Gaulle in particular. Put simply, he worried that in the face of such humiliation, they might sulk, stay on the sidelines and so weaken the pro-capitalism, pro-democracy alliance in Europe at a time when as much help as possible would be needed to rebuild the continent and resist potential Communist expansion. As a key member of the newly formed United Nations, a country with such a great heritage, an important economy and a significant Empire, Churchill saw the need to keep the French ‘on-side’.

Another important issue is that the USA had its own particular vision for the post-war world as it was keen to see an end to the old Empires, primarily those of Britain and France. However, the USA was also certain that it did not want to see Communist expansion around the world, especially in Europe, so keeping the French as ‘allies’ was vital. Washington did not want to see the French go back in to Indo-China but they felt that they had little real choice in the matter. French pride and the French economy had to be restored and if that involved massaging the ‘ego’ and restoring old trade links then so be it; there would be time to deal with the issue of ‘Empires’ in the years to come, but in the short-term, there were more pressing matters.

So it was that the French went back in to Vietnam and even received American aid. Over the years, that ‘assistance’ would grow, so that by the early 1950s, the USA was funding over 70% of French operations in the region. The funding was actually focused on struggles in Laos and Cambodia as much as Vietnam, with Communist-motivated forces being the perceived enemy. In reality, Laos rather than Vietnam was of far greater concern to the USA until the early 1960s, a fact which is one of those snippets of history which has been forgotten in the light of what happened later. The French really had the USA over a barrel, playing on their concerns in Europe about Communist expansion and using the frenzy over ‘the loss of China’ in late 1949 as a means to extract greater support (meaning money, weapons and approval) from the Truman administration.

Ho Chi Minh’s forces, the Viet Minh, were no match for the French in direct military terms. Naturally, they fought by using guerrilla warfare, tactics based on ambush and hit-and-run so as to avoid direct fighting with a more powerful enemy, tactics developed in the struggles of WWII. In these operations, Ho Chi Minh had the help and guidance of one of the great military commanders of the century: General Vo Nguyen Giap (1911-2013). Giap (pronounced ‘Zi-ap’) retired from the army after the Vietnam War and had an unsuccessful time as a politician before becoming heavily involved in ecology and the defence of the Vietnamese environment. He was still active in this after his 100th birthday, a far cry from his time as the scourge of the mighty armies of France and the USA; he was a seriously interesting man.

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General Vo Nguyen Giap, military leader of the Viet Minh (Author: Unknown; Source: here)

During the immediate post-war years, the French had tried to re-establish their control of Vietnam, despite the resistance and opposition. One of their strategies had been maintain their ‘Puppet Emperor’, Bao Dai, in power for nearly a decade after WWII. The Viet Minh maintained their struggle over these years until the key battle of Dien Bien Phu in March-May 1954. After a 57 day siege of this huge fort and defence system in the north-west of the country, the French were defeated by the Viet Minh – and they promptly left and walked out of Vietnam, leaving a potential disaster for the West as a power vacuum appeared in this corner of South-east Asia. The USA faced a major dilemma as to what to do and they decided to take over from the French, supporting the unpopular pro-western regime of Bao Dai which had its main power base in the cities and the south. President Dwight D. Eisenhower had come to the Presidency as a Republican after victory in November, 1952, and found that he had little room for manoeuvre. He was elected because of his great military record and was seen to be someone who would take the fight to the Soviet Union, standing up to Communism and maintaining the most robust defence of the USA. In these years, the Chinese Revolution of 1949 was a fresh and powerful memory and an event which had blighted Harry Truman’s final years in office. No President could confidently face a similar accusation to that thrown at Truman, namely, the‘loss of China’. With belief in ‘domino theory’ at its height and with the country still in thrall to Joe McCarthy’s Communist witch-hunt, even though he himself had just fallen from power, Eisenhower had little choice but to step in.

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Supplies for the French forces at Dien Bien Phu being dropped in 1954. (Author: Unknown; Source: here)

The Americans now found themselves thrown into a leading role in a foreign environment and in a situation where they had little experience or expertise. One of the big problems was that in the previous years, they had got rid of nearly all of their experts on China and Vietnam because of the McCarthyite Witch Hunts; anyone interested in the region or who had visited it, studied it or spoke the language, had been removed because of fears over ‘Communist sympathies’. This was unfortunate, stupid or somewhere in between, depending on how you want to view it. Anyway, US policy became confused and chaotic as they misread information, misunderstood actions and made numerous mistakes based on political values at home rather than an accurate reading of events in Vietnam itself. Those responsible found themselves in a world they did not comprehend, doing things that made sense to themselves but which increasingly alienated the Vietnamese and failed to achieve any significant gains. Both politically and militarily, the Americans had a particular problem in that they were unwilling to do anything that hinted at weakness or compromise with Communism, as they believed strongly in ‘containment’ and the need to be strong in the face of the challenge they faced. It was an approach which would draw the USA irresistibly towards war.

The moment when US involvement in Indo-China became inevitable was the Geneva Conference, which was held in 1954-55 as a way of negotiating an acceptable way forward in Vietnam. The meeting was held in the aftermath of Dien Bien Phu and brought politicians from both sides in Vietnam together alongside the major powers. The Chinese, naturally, supported the Communists while the USA sided with Bao Dai and the pro-western groups. Discussions went on for some time before it was agreed that the country would be temporarily divided (just like Germany and Korea had been) into North Vietnam, under the control of Ho Chi Minh and the Communists, and South Vietnam, which would be a pro-Western Government under a man called Ngo Dinh Diem, (pronounced ‘Ho Zin Zee-em’) as Prime Minister and, later, President.

Washington’s short-sighted thinking in this would become very significant and the echoes of their appointment of Syngman Rhee, leader of South Korea, were clear in their choice of Ngo Ding Diem. Diem spoke French and English and had lived in both France and the USA, as well as being a Catholic, a religion which made more sense to the Americans than did Buddhism, the religion of the majority of Vietnamese. As Prime Minister, Diem was someone Washington understood as he made sense to them but he was also deeply unpopular with the ordinary people of Vietnam. The longer he stayed in power, the more unpopular he became, thanks most of all to a culture of bribery that surrounded him and fed the legend of his sister-in-law, ‘Madame Nhu’, Mrs. Ngo Dinh Nhu, the power behind the throne. Diem himself lived very simply and never married but his family became very rich through their links with him and the West. None of this had any impact on the Americans, of course, as they failed to consider the negative consequences of their actions on other people. Support for Diem would become increasingly important when Jack Kennedy, a Catholic himself, was elected President in 1960. JFK felt some extra sort of ‘obligation’ to support Diem because of their shared faith in the struggle against the Communist threat even when the evidence made it clear that the Vietnamese Prime Minister was a walking disaster.

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President Eisenhower (left) greeting President Ngo Dinh Diem in May, 1957. (Author: US Air Force; Source: here)

Going back to the Geneva Conference for a minute, it should be noted that it was decided to divide Vietnam at the 17th Parallel (which means the 17th line of latitude i.e. 17˚ north of the equator). It was marked as the ‘Demilitarized Zone’ (or DMZ) on maps, creating a border that split the country roughly in half. Originally it was supposed to last for one year or so until national elections were held which would choose a new democratic Government to re-unite the country. Both sides agreed to accept the result of this ‘free and fair’ contest. The election was never held, though, because the USA refused to allow them, claiming that the Communists would ensure that they were not ‘free and fair’. However, the reality was probably better expressed by Andrew Goodpaster, a general in the US Army and Eisenhower’s Staff Secretary, who in a rather uncomfortable interview in the 1990s, admitted that the real reason the elections could not be allowed was that Ho Chi Minh had the support of about 80% of the people and that his victory, and the West’s defeat, would have seen Communism win. This would then open Eisenhower up to the accusation of the ‘loss of Vietnam’. Logical though this might have been, it still puts a big question mark over the USA’s real commitment to ‘democracy’ at the time and reflects the deep anxiety at the power of ‘domino theory’ in the 1950s.

In the absence of the elections which would have seen him take power, Ho Chi Minh felt betrayed by the USA and authorised increased attacks on South Vietnam and the Government in particular during the late 1950s. Thousands of Government officials were killed, injured and intimidated by the Viet Minh and their collaborators in the south, who would come to be known as the ‘Viet Cong’, an insulting nickname given them by Ngo Dinh Diem. (‘The full name of the group was ‘Viet Nam Cong San’ which translates as ‘Vietnamese Communists’.) These two groups would later fight together against the USA in the Vietnam War, but the main military force was the Viet Minh rather than the Viet Cong.

The Communist attacks on South Vietnam caused serious disruption and concern, leading Diem to beg for help from the USA. At first this meant sending money but soon weapons and ‘advisers’ of one kind and another had to go to help the South Vietnamese; they needed guidance on how to fight, use the weapons, plan strategies and so on. But this was not enough to stop the attacks which escalated and in the early 1960s more weapons and even helicopters were needed – as were pilots to fly them and engineers to maintain them. When these came under attack, small numbers of soldiers had to go in to protect them – and they also started to teach the South Vietnamese soldiers how to go on patrol and how to get captured prisoners to ‘talk’, the polite way of saying guidance on interrogation and torture. This all meant the US was being sucked into an increasingly demanding situation, one which demanded more money, more people, more soldiers and more technology to protect the advisers, transport and so on and so on. Soon the Americans themselves became a target for Viet Minh attack and containment was becoming increasingly messy for the USA.

One particularly controversial policy introduced by the US advisers was called ‘Strategic hamlets’. This was an attempt to control pro-Communist activities by bringing all the people outside the cities together in large, fortified and heavily controlled villages. The people gathered in these larger communities were to be listed, monitored and tracked as necessary. A plan which made sense to the US strategists, at least on paper, turned out to be a disaster. Fundamental to its failure was the total misunderstanding of Vietnamese culture and the role of the village, something which would be central to problems which would blight the war itself from Washington’s point of view. The Americans simply did not understand that, to the Vietnamese, the village was not just a place to live but was something far more important; it was central to each person’s identity, the expression of their belonging, their family, the society itself. People did not just get up and leave their home to move, say, to a bigger or newer place. Families lived in the same house and village for centuries, burying their ancestors in the area, remaining close to their spirits. Each generation cared for the home and village as the expression of their family at that time. To remove people from their village was to separate a family from its roots, to destroy identity and break the bonds of connections that were like life itself.

‘Strategic hamlets’ created huge resentment and drove many Vietnamese towards the Communists, not because of strong ideological commitment but as they offered a way to restore people to their roots. Anyway, on a more practical level, the US had no easy way of monitoring all the people in the ‘strategic hamlets’, checking who was coming and going, or where they were going and what they were doing. Many American soldiers developed a very dismissive attitude towards local people, seeing them all as stupid and weak because they were poor by their standards, spoke a language they did not understand and ‘they all looked the same’. These issues would only get worse in the years that followed.

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The defences of a ‘strategic hamlet’ in 1964. (Author: Brotherreuse; Source: here)

Despite the many tensions in Vietnam, war was not inevitable at this time. However, such events rarely take place in isolation from other events and the early 1960s were, of course, a time of extraordinary tension in the Cold War and this must be considered as the back-drop to Vietnam. There had been increased division with the ‘Communist ‘family’ since the late 1950s as Chairman Mao was breaking with Khrushchev to follow more overtly aggressive and Stalinist policies seen in the threats against Taiwan and the ‘Great Leap Forward’ which brought widespread famine. The U-2 spy plane incident had heightened tension between the East and West in 1960, a situation which only worsened with the Bay of Pigs Fiasco in April 1961, the building of the Berlin Wall in August of the same year and then the Cuban Missile Crisis itself in October 1962. The USSRs successes in the Space Race had been enhanced by Yuri Gagarin’s successful orbit of the earth in 1961 and served to highlight Soviet technological advances as did the further development of nuclear missiles. Vietnam was set to become a place of great significance for the USA, the place where a stand would be taken against the rising tide of Communist threats and expansion but there would have to be a clear and specific threat identified before such a conflict could be started.

In the early 1960s, as we have seen, there was very significant unrest and attacks in South Vietnam. The most visible sign of those protests came in the actions of numerous Buddhist monks, as the picture at the start of this chapter indicated. In opposition to Ngo Dinh Diem’s unwillingness to recognise various Buddhist festivals, some monks set themselves on fire on the streets, often making contact with Western journalists and film crews beforehand so that they would turn up and witness what happened. the images went around the world and shocked many people so that they demanded answers about what was happening in the country. In the Cold War struggle for ‘hearts and minds, in Vietnam and around the world, such images hardly reflected well on the USA as the supposed leader of freedom and tolerance.

The actual trigger for the war itself came in August, 1964, with what became known as ‘The Gulf of Tonkin’ incident. The Gulf of Tonkin itself is the area of the sea just off the north east coast of Vietnam. US warships were patrolling there during the summer of 1964, partly because the US Navy had earlier been involved in covert missions to help fast patrol boats manned by South Vietnamese commandos to attack North Vietnam. Although the US forces had blocked radar systems in North Vietnam, those attacks had failed due to poor intelligence about the targeted sites. In an attempt to weaken the effectiveness of the North Vietnamese defences, an intelligence gathering operation called the ‘Desoto Patrol’ had been set up using US destroyers in international waters of the Gulf of Tonkin. Hanoi knew about this and the USs involvement in the earlier attacks on North Vietnam bridges and other military sites. They decided to use Soviet built P-4 motor torpedo boats which were not fast enough to hit the Norwegian made patrol boats but could work against the slower destroyers. One of these was the USS Maddox under the command of Captain John J. Herrick. On 2nd August, the Maddox was attacked although not damaged, except for one round of ammunition which hit the ship; the torpedoes missed. The P-4s were destroyed.

In Washington, there was surprise that Ho Chi Minh had not backed down under pressure and had responded in such a strong and attacking manner. It was decided that there had to be a show of strength by the USA as it could not be seen to back down in the face of Communist threats. The ‘Maddox’ continued its operations and was supported by another warship presence. With everything in a state of heightened tension, it was reported that two days later, on 4th August, the ‘Maddox’ had again come under attack. However, there was great confusion at the time as to whether or not that was actually true. An American pilot who was sent out to see what was happening reported nothing at all even though it was a clear night. Subsequent investigations and evidence show that there was, in fact, no attack that night. However, on 5th August, 1964, an American attack was launched which destroyed an oil storage unit at Vinh and sank about thirty ships along the coast. Of far more importance, though, was that on 7th August, Congress passed the ‘Tonkin Gulf Resolution’. Although no attack had taken place, President Johnson was given absolute power to conduct the war using military force as he alone saw fit. The door had been left wide open for the escalation of hostilities against Communist forces in Vietnam and LBJ would go through that door a few months later.

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The ‘USS Maddox’, the ship at the heart of the Gulf of Tonkin incident (Author: US Navy; Source: here)

One other thing worth noting at this time is a report presented a year earlier to President Kennedy, a report completed at the request of Robert MacNamara, the Defense Secretary. The report was the result of the ‘Krulak Mendenhall Mission’ which aimed to investigate how the South Vietnamese and their US advisers as they sort to gain control of the country and withstand Viet Cong insurgents. General Victor Krulak represented the  military while Joseph Mendenhall was more of a civil servant who had experience of Vietnam and was part of the Foreign Service. What is fascinating about the report they presented is how confused it was and how the two men gave such differing opinions. On one hand, there was Krulak looked only at the military operation itself where he saw only the positive and was extremely complimentary about what had been achieved, leading to him being very optimistic about the future. On the other hand, Mendenhall looked at the bigger picture, especially the attitudes and actions of the ordinary people and here he saw only causes for concern; the people were so anti-Diem that they believed that life would be better under the Viet Cong. Mendenhall’s informed pessimism contrasted so much with Krulak’s military focused optimism that it led Kennedy to ask, ‘The two of you did visit the same country, didn’t you?’ In showing the problems between the military and the civilian approaches, between the Pentagon and the politicians, as well as the difficulty in gathering accurate assessments of the situation, the ‘Krulak Mendenhall Mission’ is a great insight into the future problems that would so undermine the whole US policy towards Vietnam; they were stumbling towards the edge.

The Vietnam War officially started in February-March 1965 when President Johnson launched air strikes and then sent in the first US ground troops to support the South Vietnamese Army. Johnson had delayed intervention until after the presidential election of November 1964, an election he won comfortably in the wake of President Kennedy’s assassination the previous year. And Johnson was in many ways a hostage to fortune because of events which Kennedy, Eisenhower and even Truman had set in train. The Vietnam War would come to be known as ‘Johnson’s War’ but it was really the natural expression of containment, the policy of the previous two decades. Containment of Communism would find a very real expression at some place and that turned out to be Vietnam.

One particular stage on the way to war was the removal of Ngo Dinh Diem as leader of South Vietnam in November 1963. As mentioned before, Diem was deeply unpopular with many ordinary people. In the early 1960s, leading figures in the South Vietnamese Army wanted him to be replaced but President Kennedy would not allow it. Rather like the attack on the Bay of Pigs in Cuba, Diem was a ‘situation’ he had inherited from Eisenhower and he was determined to stand by him. Diem was seen as loyal and tough so choosing an alternative ran the risk of Kennedy being seen as ‘weak’ in the struggle against Communism. Kennedy was especially keen to support Diem as a fellow Catholic and this may have coloured his approach more than was healthy.

Kennedy may have heard but resisted the calls for Diem’s removal but he had likewise resisted many requests from President Diem to send in combat troops before 1963 as he was scared of escalating the conflict in Vietnam. As the conflict intensified, JFK received more and more requests for the removal of Diem and by late 1963, things were deteriorating so much that Kennedy finally gave the go-ahead and Diem was assassinated by his own troops on 2nd November, 1963. This brought in a period of chaos in South Vietnam as eight military coups took place in quick succession. This caused great anxiety in Washington but it all paled next to the key event of that period: the assassination of President Kennedy on 22nd November, 1963, just three weeks after Diem’s killing. The new president was the former vice –president, Lyndon Baines Johnson (LBJ), a Texan with great political experience. LBJ was wary of escalating American involvement in Vietnam before the 1964 election even though the military were calling for direct involvement. Johnson was determined to win the Presidency and then the military could have their war. He wanted to concentrate on Civil Rights and building the ‘Great Society’, both of which would were based on the highest of ideals but would both be seriously compromised by the war.

Johnson eventually launched the Vietnam War with ‘Operation Rolling Thunder’, the carpet bombing of Vietnam, after February 1965. The huge B-52 bombers dropped astonishing quantities of bombs both then and during the eight years of US involvement in the war, causing death and destruction on an extraordinary scale. In March 1965, the first 5000 US Marines were sent to fight, their numbers reaching 38 000 by the end of the year. From the first major battle at Ia Drang in November, 1965, until the US troops withdrew in 1973, the fighting would cost 58 000 US lives while hundreds of thousands of Vietnamese died or suffered injuries. People from Australia, South Korea, Cambodia, New Zealand and China were amongst the many others who served and died in the war.

The Vietnam War divided US society and saw some of the largest protests in its history. It brought pressure to bear on Washington as many allies and critics questioned its role, aims and values in the conduct of the war. It would be the event which ended President Johnson’s career, bringing Richard Nixon to power and so heralding change in Cold War relations. And it would lead to the creation of some of the most important music, art and literature of the era, although that will have to be left until a later chapter.

Hopefully, though, it is becoming more clear as to why the US had a problem in creating a memorial to the Vietnam War.

 

 

The enemy of my enemy is my friend – for now: The origins of the Cold War, 1945-49

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June 5th, 1945: Supreme Commanders of the Allied Forces in Berlin. From left: Montgomery (UK), Eisenhower (USA), Zhukov (USSR) and de Lattre (France)

The enemy of my enemy is my friend – for now: The origins of the Cold War, 1945-49

“We have to get tough with the Russians. They don’t know how to behave. They are like bulls in a china shop. They are only 25 years old. We are over 100 and the British are centuries older.  We have got to teach them how to behave.” Harry Truman, April 1945.

In life, the shared hatred of another figure often unites people who themselves have little love for each other. As the old saying goes, ‘The enemy of my enemy is my friend’, and there are many examples of this tension in history. Alliances formed by fear and necessity in the face of a dangerous enemy rarely survive the peace, though. Of the many examples, the point is made by the likes of the city states of Ancient Greece fighting the mighty Persians, the Communist and Nationalist forces in China putting aside their differences to oppose Japan in World War II and the very interesting case of US aid being given to the Mujahideen to oppose Soviet forces in Afghanistan in the 1980s. In each case, peace brought a brief period of celebration and easy relations which were soon followed by a re-establishment of the old order. The truth is, of course, that the two sides were never really allies with completely shared goals and never fully trusted each other. With regard to World War II, In reality, the USSR, the USA and Britain, the East and the West, were clearly divided on ideological grounds before hostilities began. The history of the three very different countries, their cultures, political systems and industrial structures were such that only the expansionist ideas of an Adolf Hitler could ever bring them to unity. When things like their values, needs and goals came to find expression in the shaping of the post-Nazi world, there was no realistic hope that the alliance could survive, and so it proved. By 1949, the Cold War was well and truly established and would dominate world affairs for four decades.

In summarising how the Cold War developed, there are a number of factors to consider. Just as happens in any relationship breakdown, each story about the end of a war-time alliance is unique but there are often shared and identifiable themes. When analysing the collapse of the East-West alliance of World War II, it is quite clear that some pretty fundamental issues were at work. These factors included: the leadership of the different countries, with the complex world of ego and personality to the fore; the historic tension between the different countries based on values and political systems, including the way the war had been fought; and the deeply held hopes and fears about the future, especially around the role of Germany. On top of these historic factors, there was then a range of events which added complexity and tension to the potentially volatile and anxious relationship. Any looking at the Allies and their ‘marriage of convenience’ in 1941 would have expected that it was doomed in the long run. The only real question was just how acrimonious the divorce would be. It turned out to be only just short of apocalyptic.

So, the first factor to consider is the role of the leaders of the three Allied nations: The United States of America (USA), the Union of Soviet Socialist Republics (USSR) and the United kingdom of Great Britain and Ireland (Britain). During the war, President Franklin Roosevelt (FDR) had led the USA, Winston Churchill was Prime Minister of Britain and Joseph Stalin had ruled the USSR. Together they were the ‘Big Three’. They were from very different backgrounds: Stalin was the son of Georgian peasant, FDR was from a very wealthy New York family and Churchill was born in one of the greatest houses in Europe, Blenheim Palace, a grandson of the Seventh Duke of Marlborough. Stalin had long been a Communist revolutionary, regularly imprisoned by the Tsar, a long-standing and under-estimated member of the Politburo following the Russian Revolution who came to power through manipulation and force in the aftermath of Lenin’s early death. FDR had known a life of leisure and privilege before going into politics under the US system of democracy before being struck down by polio. His rise to the Presidency and his role as the saviour of the country through the ‘New Deal’ in the 1930s saw him returned to the White House four times, a record which will never be matched. Churchill was one of the most famous men in Britain for forty years before finally becoming Prime Minister in 1940. His extraordinary life took him being a journalist and prisoner of war in the Boer War, to a leading role in the Liberal Government of Herbert Asquith, to becoming Chancellor of the Exchequer in the Baldwin Government of the 1920s before he entered his years of isolation in the thirties. The great alliance which stood up to Hitler and the Nazis was led by three quite extraordinary figures, none of whom lacked attitude, experience and vision – and none of whom completely trusted the others.

These three men led three powerful countries. In the simplest terms it could be said that the USA was the richest country in the world, the USSR was the largest country in the world and Britain controlled the greatest Empire the world had ever seen. As individuals, FDR, Stalin and Churchill were complex figures who considered the status in the world and history. As leaders of countries whose populations had such high expectations of them, they were not free to compromise on potential security and influence in the post-war world. However, although they knew they were not real allies and were divided on numerous issues, their collaboration had been forged in the heat of battle and there was a strong and shared respect. Each of the countries had made major sacrifices and significant contributions to the struggle, and there was a powerful bond between them as they planned to shape the world after the defeat of National Socialism and its allies. They all seemed to enjoy being on the greatest political stage, sharing it with other powerful politicians and knowing that what they were doing would touch the lives of every person on earth. For Stalin, in particular, as a man from a peasant background in Georgia, there was real pride in standing alongside the leaders of the USA and Great Britain. From FDR and Churchill there was a recognition that the Soviet Union had suffered more than any other country in casualties and damage and it had made a mighty contribution to victory. The relationship was tense but they held together reasonably well, especially while victory was in the future.

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The ‘Big Three’ at Yalta, February 1945: Churchill, Roosevelt and Stalin. (Author: Unknown; Source: here)

None of the leaders could ever be described as stupid, though. FDR, Stalin and Churchill all knew that respect did not necessarily mean trust. The peace-time challenges would clearly be different but there was hope that that their fragile but real bonds of respect might enable those difficulties to be met in a reasonably smooth and acceptable manner. However, one thing that became evident in the war conferences was that FDR and Churchill in particular were keen to manoeuvre against each other so as to get into as good a position as possible to deal with Stalin after the war. These conferences, which were held at Tehran in Persia (modern Iran), Yalta in the USSR (modern Ukraine) and Potsdam in Germany, were fundamental to the shaping of the post-war world – and they played a key role in laying the foundations for the Cold War, too.

The basic facts about the war-time conferences, such as the dates, venues, attendees and agendas, tell us a lot but not everything that we need to know. There is a ‘back-story’, some of which can be useful in helping us more fully appreciate the significance of the Conferences. This will be looked at in the second point, about the history of tension between the USSR and the Western Powers, in particular, going back to 1917. But, in this section, the focus is on the leading protagonists themselves and in this, there were some very momentous shifts.

The first change came on 12th April, 1945, Roosevelt died in Warm Springs, Georgia. He was only 63 years old but he was exhausted and he had looked terribly unwell when attending the Yalta conference in February of that year. People had been shocked at how frail he looked although the press releases all suggested that he was well, as they had done before the 1944 election. Obviously his polio and the pressures of office contributed to his premature death but there is little doubt that Joseph Stalin also made a contribution. Stalin was very unwilling to travel outside the USSR, or at least to move beyond the area under the control of the Red Army. He was unwilling, for example, to travel to London or Washington for any conference and so it was that FDR and Churchill, the former having problems with blood pressure and his heart, amongst other things, had to make the long journey to Yalta in the Crimea in the winter of 1944. The fact that it was the western powers who travelled is one of the signs of how much influence Stalin actually held and the way in which FDR and Churchill were keen not to be seen to upset him.

In place of the four-time President, a truly great statesman, who was the hero of the ‘New Deal’ and the man who had led the USA toward victory since the shock of Pearl Harbor, there stood an almost unknown figure, Harry S. Truman, the former haberdasher from Independence, Missouri. Having known Roosevelt, a man usually seen as one of the three greatest presidents of all time in the USA, Truman was a shock to Stalin when they met for the Potsdam Conference in late July, 1945. However, his arrival was at least something he could understand as, obviously, death comes to us all, and it was known that FDR had been seriously ill for some time. The second change, on the other hand, left Stalin stunned and horrified. At Potsdam, Winston Churchill arrived as leader of Britain but awaiting the result of a General Election which had been held at the start of July, 1945. There was a three week delay in announcing the result because of counting votes from military personnel around the world. It was during the conference itself that the result came through: Churchill had lost and was replaced as Britain’s Prime Minister by the Labour leader, Clement Attlee. Stalin could simply not understand how Churchill, the great war-time leader, could be replaced by Attlee, a man he saw as a non-entity with nothing of the power, vision and status of Churchill. While no one could ever claim that Stalin was a fan of democracy, it is difficult to believe that this did anything but harden his position against it; Attlee’s victory ensured that democracy was certain to remain unused in the USSR’s sphere of influence after the war, regardless of any promises that were made. More importantly, Stalin never had the respect for Truman and Attlee that he had for FDR and Churchill; something fundamental to the alliance was broken at Potsdam. There would have been problems after the war whoever had led the three great powers but there is little doubt that the sudden changes in the final months of the war added something to the chaos and tension that developed afterwards.

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The not quite so ‘Big Three’ at Potsdam, July-August 1945: seated from left to right are Clement Attlee, Harry Truman and Joseph Stalin. It always appears that Attlee looks so small and slight in this picture, lacking any physical presence. Truman had come to be president by accident and had much both to learn and to prove. Stalin was confused about the relationships but absolutely clear about what he wanted to achieve. (Author: Army Signal Corps Collection in the U.S. National Archives; Source: here).

A second factor that impacted on the post-conflict situation was the history of distrust and fear between the two sides. All of the Western Powers had looked on with great concern as the revolutions of 1917 tore Russia apart. The ‘February Revolution’ saw the Tsar removed and Russian forces effectively withdraw from the Great War where they had fought with France and Britain against German expansionism. The revolutionaries were seen as, at best, unreliable, tearing down traditional institutions and values such as the monarchy, church and landownership, which were seen as the bedrock of civilisation. On-going confusion in Russia during that remarkable year had ended with the ‘October Revolution’, which saw the Bolsheviks come to power. Lenin’s extreme form of communism was in control of Russia, the largest country in the world, and a peace treaty was agreed with Germany at Brest-Litovsk, placing great strain on Allied forces in the West. In one of the most notorious acts of the century, an action which sent shock waves around the world, Tsar Nicholas II and his family were killed in July, 1918. The limited democracy enjoyed in Russia since 1906 was ended, religion was attacked and freedoms were removed as Lenin took control; Communism was feared by many across the ‘free world’. When the Russian Civil War (1918-1921) broke out between the Bolsheviks and their opponents, the USA, Britain, France and Japan, sent troops to fight with the ‘Whites’, a mixture of monarchists and some of the military, against the ‘Reds’, the Bolshevik forces. Stalin, amongst others, would never forget the way those Western forces had worked for the destruction of Bolshevism and saw them as a threat he had to resist and, if possible, to eliminate. Victory for the Bolsheviks sent renewed anxiety around the world, threatening landowners, politicians, business leaders and religious powers in equal measure. ‘Communism’ was suddenly the greatest menace on earth.

A key expression of this in the 1920’s was the ‘Red Scare’ in the USA, the perceived threat of Communist infiltration, which spread fear across the country. The trial and subsequent execution of Sacco and Vanzetti, Italian anarchist immigrants, was just one famous anti-communist moment in that decade of prosperity, gangsters and prohibition. There was a powerful sense of Communist expansion, something felt just as keenly in Europe at that time. The collapse of the world economy triggered by the ‘Wall Street Crash’ in 1929 only increased tensions as the USSR’s economy began to grow under the first of Stalin’s five-year plans. The progress may have come at a horrid cost but it still caused many people from the USA to visit and even to move to the USSR. The support of people like Paul Robeson, the American singer and civil rights activist, George Bernard Shaw, the great writer, and Malcolm Muggerdige, a well-known journalist, made Moscow’s policies seem credible and there was great concern in the capitals of the West over the possible spread of left-wing influence at home.

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George Bernard Shaw (1856-1950), the only man to win both a Nobel Prize and an Oscar, was a supporter of Communism who visited the USSR in 1931. (Author: Nobel Foundation; Source: here)

The fear of communism was also evident in Germany, where it led to a lot of support for Hitler and the Nazis. The ‘Spartacist Uprising’ of the post-war year had been the first sign of a move to the left in German politics, a movement which was harshly put down and saw the deaths of leaders like Rosa Luxembourg and Karl Leibknecht. Throughout the twenties, the extremes of the left and the right both lost support in the country as economic stability and growth returned in the wake of the ‘Dawes Plan’, which addressed the problem of war reparations. However, as the banks closed, unemployment rose and the economy collapsed in the Great depression, support for the extremist groups in Germany rose once more. The fear of communism was such that it led to some very powerful groups uniting behind Hitler, including Church leaders, businessmen, the aristocracy and the centrist politicians. This support was crucial to the rise of the Nazis.

But while there was fear in the west towards the rise of Marxist-Leninst ideology, Moscow also had concerns as it looked to the west during the decade before the war. The rise of right-wing Fascist dictatorships, such as Benito Mussolini in Italy and Admiral Horthy in Hungary could not be ignored. The failures of capitalism and democracy in the face of the economic crisis after the Wall Street Crash did not suggest a model for growth and stability for the USSR or the world. The dithering of the League of Nations in dealing with expansionist actions of Japan in Manchuria and Italy in Abyssinia suggested both weakness and a selfish, Imperialist attitude on the part of Britain and France in particular. The lack of support for the democratically elected but Republican Government in Spain, while it was known that Italy and Germany were supporting the Fascist forces of General Franco, served only to convince Stalin that the Western Powers were morally bankrupt opportunists. In addition to this, the failure of the League of Nations to stand up to Hitler over the Rhineland, the Anschluss with Austria and the invasion of the Sudetenland/Czechoslovakia, had strengthened Stalin’s view that Britain and France would allow German expansion towards the East, even as far as the USSR itself, just as long as Hitler did not disturb their world.

Stalin was a hard-headed analyst with a clear sense of what he wanted and this was expressed in the scandalous and shocking Nazi-Soviet Pact of August 1939. The agreement ‘guaranteed’ peace between the two obvious enemies just a few days before the German invasion of Poland was to take place. Stalin would argue that it was necessary to buy time for the Soviet forces to prepare for the invasion which would inevitably come at some time; for Hitler it was a way of guaranteeing that he would get a pretty free run at Poland. In London and Paris, there was horror at the pact but for Stalin, such words smacked of hypocrisy for appeasement had done exactly the same thing through the decades, avoiding conflict when it was inconvenient so saving lives, money and resources – and buying time. Stalin understood the criticisms and was under no illusions about what he was doing but there was no way he would compromise his goals for the sake of the West. This was something which was equally clear after 1945, for Stalin was a man of consistent principles, clear goals and with an astonishing memory, not only for what happened but also able to hold on to the power of those memories too. The fact that he was a psychopath with paranoid tendencies only served to make him an impossible man for FDR and Churchill, Truman and Attlee to deal with. Where the democratically elected also tended to look to the future and planned in the short term, Stalin had a strong sense of history and, as a dictator, could play the long-term game.

A third factor which shaped the Cold War was closely linked with the previous section, namely the vision for the future, the post-war world, which above all meant what to do with Germany. This had been under discussion since the Teheran Conference of October, 1943, when the leaders were convinced that the tide had turned in their favour and that, although victory was some way off, they could believe that the Allies would defeat Hitler. But it was at the second major conference of the ‘Big Three’, the February 1945 meeting held in the Crimean town of Yalta, that this vision was fully sketched out. This turned out to be a positive gathering as victory in the West was assured. The D-Day landings of June, 1944, had joined with the progress through Italy and, most of all, the huge advance of the ‘Red Army’ which was already at the Germany’s eastern border, and it was clear that victory over Germany was a matter of weeks away. At Yalta, the three leaders were optimistic and spoke in generous terms, promising to work together so as to cooperate after the war and to respect each other, especially in running Germany. The agreements reached at Yalta were big on ideas but thin on the specific details, which were left to a later date, what was to be the ‘Potsdam Conference’. The division of Germany and Austria, Berlin and Vienna, into zones to be occupied by the victors was agreed, and it was also decided that all issues affecting Germany and Austria would be discussed openly, there would be no secret talks and decisions would be reached unanimously otherwise they would not happen. Things sounded good on paper but reflection would show that there was plenty of cause for concern as the leaders returned to their respective capitals.

Some of the issues of those days would become significant in the early post-war years. There was, for example, division between FDR and Churchill as they tried to cut favourable deals with Stalin, often under-estimated and described as ‘Uncle Joe’. There was a sense of a change to the old world order, with Britain and France in decline and the USA and the USSR on the rise. Roosevelt was not happy about Britain and France, for example, keeping its empires and did not want to be tied into using US dollars to enable them to do that. There had already been some separate meetings amongst the three leaders, as well, with Roosevelt and Churchill meeting at Casablanca on the way to Yalta but, more importantly, one between Churchill and Stalin in October, 1944, which had led to the famous ‘Naughty document’, the agreement by which the Balkans were divided into ‘spheres of influence’. The ‘Percentages Agreement’ was completed on the back of an envelope over drinks one night, with Churchill doing the writing and Stalin giving his assent with a big tick. While Churchill knew that it stood on rather flimsy ground, a clear breach of some basic principles of democracy, it was a significant document for Stalin, one he would keep in mind in later discussions. One other area of debate, was the role that France should play in post-war affairs. For Churchill it was essential that France was involved as a victorious nation, one of the Allies, despite the fact that they had been defeated in just six weeks of fighting back in 1940. He believed that if France were humiliated then it could become a de-stabilising force in Europe. For Stalin, in particular, it seemed incredible that Paris should be invited to have a say but both he and Roosevelt went along with the plan, an act of respect to Churchill.

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The ‘Percentages Agreement’ or ‘Naughty Document’ produced one night in Moscow. (Author: Unknown; Source: here)

At Yalta, then, the spirit of cooperation was strong in the talking but it did not transfer well into action. The final meeting of the war leaders at Potsdam in late July-early August, 1945, showed just how quickly things could fall apart. As already mentioned, Harry Truman arrived to replace Roosevelt while Clement Attlee turned up during the Conference to replace Churchill. The focus of tension was the relationship between Truman and Stalin. Harry Truman had only been Vice-President for a few months when FDR died, leaving him as the President but one who had, obviously, not been elected, and someone with limited profile and experience. Truman had actually had very little time and contact with Roosevelt in the wake of the Yalta Conference so he had much to learn. He needed to prove himself and show that he had what was needed to ensure that the USA was kept safe and able to act with strength on the world stage. He also needed to ensure that the war in the Pacific was ended successfully and as swiftly as possible. Truman believed he had to stand up to Stalin and Communism, although he did need the USSR to guarantee that it would stand by its promise to join the fight against Japan in the weeks after the Conference.

Potsdam was an unhappy and tense conference. Stalin did not have much time for his two new ‘allies’, and the whole Soviet team believed that Truman was rude, bullying and disrespectful towards them. They believed that Roosevelt would never have spoken to them the way Truman did and they very quickly settled for obstruction, limited discussion and the repetition of demands. The most memorable moment at the Conference, though, came with Truman’s indirect reference to the atom bomb which had just been tested by Robert Oppenheimer and his team at Los Alamos. Stalin already knew about the bomb, thanks to spies within the USA. However, the tone Truman used and the implication that it might be used against the Soviet Union if things did not go as the USA wanted, left Stalin feeling insecure and concerned. His relationship with Truman was such that it was the trigger for the many tensions which came to put the Cold War in place. Clement Attlee, it should be noted, was already seen as a marginal figure, a sign of what was to come as the two new superpowers came to lead world affairs.

The atom bombs were, of course, used to devastating effect on Hiroshima on 6th August and Nagasaki on 9th August, 1945. Japan surrendered on 15th August and so the greatest war in world history came to its official close. However, the damage was such that, in many ways, an equally great challenge awaited. In Europe, the focus for the difficulties was Germany and, most of all, Berlin and it was there that tensions most clearly developed. As is well-known, the four powers were to divide both Germany and Berlin (as they did with Austria and Vienna) into zones which they would administer together. They had particular responsibility for the control and security of each zone themselves but all decisions were to be taken together, unanimously, and following full and open discussions.

Germany occupies a crucial place in Europe, bordering so many other countries, and possessing many resources, a large and skilled labour force and with a powerful culture and history. Berlin was at the heart of Prussian power, elevated to being the capital of the new united Germany under the influence of Otto von Bismarck following victory over France in 1870-71. The city was at the heart of Nazi Germany, too, and it was there that Hitler died in 1945. Being far towards the east of the country, it meant that, as the Allied forces closed in on Germany, it was the Red Army of the USSR rather than the Western forces which captured the city in early May, 1945. This meant that the Soviets were in control of the city, giving it a powerful hand in what was to happen there afterwards. By the end of the war, the USSR had control of all of Germany to the east of the River Elbe, meaning that Berlin was surrounded by Soviet controlled territory. The Allies, by contrast, had control of the west of the country but were also given the western half of Berlin, putting them within the Soviet zone. The country and the city were, therefore, divided into four sections, with the French zones being slightly smaller than the others.

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The division of Berlin after 1945. (Author: historicair; Source: here)

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The division of Germany after 1945. (Author: Bwmoll3; Source: here)

Berlin had far greater significance than Vienna, the other divided city in Europe, and so it was the key place where East met West after the war. The extraordinary advance made by the Red Army had brought Soviet influence into the heart of Europe. Whereas communism in the 1920s and 1930s had controlled only one large but distant state, from the Western perspective, the post-war situation was markedly different. Stalin’s influence extended from the Pacific Ocean to central Germany, so he was effectively knocking at the door and the West was not keen to open it to him in. Stalin was equally determined, though, not prepared for anything that resembled concession or retreat simply to placate the Western democracies which he believed wanted only the destruction of the USSR at some time in the near future.

The opportunity for any of the powers to cause trouble in the running of German affairs, was clear from the start. All planning and decision-making about Berlin from 1945 onwards was supposed to be completed by a council of the four governing nations and decisions had to be unanimous. Regular meetings were held but progress was slow and sporadic, not least because of the differing goals the two sides had. While the Western Powers, particularly the USA and the UK, wanted to see rebuilding and recovery, the Soviets wanted to ensure that Germany remained weak. For the West, the lessons of Versailles were strong, and a weak German state would create a vacuum at the heart of Europe, a destabilising influence which might make it more likely to fall to communism. In addition to this, Germany was a potentially powerful trading partner and an economic power, so recovery there would be beneficial to their economies. The USSR, on the other hand, wanted to ensure its own safety so there was little desire to see a strong Germany back on its feet and able to influence affairs – and threaten the East once again.

There are a few issues that came up which highlight the problems of the time. One thing that was known by everyone was that Germany after the war was going to be in turmoil with many refugees and displaced people, problems with industry and issues over food production. With the west in control of the more industrial areas and the Soviets having more of the agriculture land, there was a need to transfer resources between the zones. As industrial products and machinery were to go to the east, so food was to be sent the other way. People were also to be free to move to where they wanted to live and most wanted to move out of the Soviet zone. However, although there were more people in the western zones, the USSR did not send any of the food that was promised even though machines and goods went the other way. There were clearly problems to be addressed and part of the solution for the USA and the UK was to administer their zones jointly, and so in January 1947 they created ‘Bizonia’. In April, 1949, the French decided to join their zone to this and that was the basis for the new West German state.

A second issue was raised by the London Conference of December 1947. This again saw the three Western Powers holding a meeting without the knowledge or agreement of the USSR, even though, due to spies in London, they knew what was discussed and what was decided. The meeting looked to introduce a new currency into the western zones and West Berlin, a way of restoring confidence and improving business conditions. When the new currency was released in June 1948, it was hugely popular and successful but caused chaos in the Soviet zone as everyone rushed to exchange their old currency for the new money. The USSR was angry and felt vulnerable to these actions, which were a clear breach of the wartime agreements. For Stalin, there was a clear body of evidence that the USSR was being marginalised and disrespected; for the west, Stalin was clearly impossible to work with.

A third factor came into play when the ‘Marshall Plan’ was approved and aid became available to the western zones in the spring of 1948. The money was offered to every country in Europe on condition that they accepted democracy and the capitalist system, and consequently Stalin prevented any country under Soviet influence from accepting it. This further destabilised relations and ‘Marshall Aid’ would prove to be a pivotal moment in the Cold War as it ensured that the different areas of Europe would recover at very different rates and in different ways. The USSR did offer its own aid to the countries under its influence later on, through a body known as COMECON, but it never matched the power of the USAs aid and it would, in time, become a terrible drain on the USSRs economy which eventually contributed to the failure of communism itself.

Underpinning these decisions by the West was a new vision for the post-war world. The USA was keen to force the pace of change in Europe for various reasons. The country was rich and powerful but also new to the world stage and had a desire to make things happen, using money and resources as it saw fit. The emergence from isolationism after pearl harbour and the recognition that it should act as a global power after 1945 meant a new policy had to be developed. The need for action based on a clear policy was especially true for the inexperienced and under-pressure president. As people watched his every move to see if he would stand up for American interests and oppose Communism, Truman went on the offensive. In the wake of Britain’s economic troubles after the war, when it was basically bankrupt and unable to fulfil its obligations to support the Government forces of Greece in the Civil war, Truman persuaded congress to step in. Using the countries unprecedented wealth and technology, Truman established the policy known as ‘Truman Doctrine’, the idea that the USA would support any nation placed under threat, either from within or from abroad, a clear reference to its willingness to constrain the growth of Communism, in line with the ideas in George Kennan’s famous ‘Long Telegram’.

‘Truman Doctrine’ did not mention Communism or the USSR directly but anyone could see what was intended. The USA had declared that it would operate a policy of containment against Moscow, as it believed that every Communist Party in the world was under the direct control of Stalin himself. No move could be made in Korea or Berlin without Stalin’s approval, as far as Washington was concerned. Communism across the world presented itself as one enemy – and the wartime alliance was clearly at an end with that policy. It was no surprise, therefore, when the USSR reacted as it did to the plans of the West in Berlin. ‘Marshall Aid’ and currency development were, for example, seen as a way of threatening the Soviet Union. At the ‘Control Commission’, the regular meetings to oversee the administration, the Soviet delegation walked out over the plans to introduce the Deutschmark for the whole of Germany. When the currency was introduced, firstly in the western zones of Germany and a few days later into West Berlin, Stalin decided to act. Lucius D. Clay, the administrator of the US sector of Berlin, had already made it clear that no matter what happened, the Allies were going to stay in the city and they would not be intimidated by any Soviet threats. The possibility of problems arising from things like interfering with traffic and transport in Berlin were clear but as the new notes began to circulate, the USSR did finally act.

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Lucius D. Clay, (1897-1978) the chain-smoking, coffee-drinking head of the US sector in Berlin. (Author: Unknown; Source: here)

On 23rd-24th June, 1948, Stalin gave an order which would in many ways mark the start of the Cold War. He ordered that a blockade of west Berlin be started, so preventing any transport of goods between western zones of Germany and West Berlin. All essential items needed by West Berlin had to be brought in by railway, road and canal links with the west of the country, so when these links were cut, a crisis was immediately on the cards. Although some supplies were stockpiled, there was no way the western half of the city could hold out for too long – and Stalin knew this.

Everything needed by the two million and more people of West Berlin had to come in from the west. Food, coal, paper, medical supplies, clothes and so on, all came along the road, railway and canal links. The Allies faced a huge dilemma. Did they try to break the blockade and run the risk of provoking a war – or did they try to beat the blockade in some way? The world watched on to see how ‘Truman Doctrine’ might be put into action. The initial plan of Lucius Clay and the US army was to take a direct approach by driving a convoy up to the barriers at the border and challenging the blockade directly, forcing their way through if necessary. The British were more circumspect, though, and proposed first trying to supply the sectors by using the three air paths (or corridors) that linked the western sectors with two airfields and one lake (for sea-planes) in the city. Most people believed this was impossible as the planes were small, huge quantities of goods were needed, and the winter weather could be terrible, but it was agreed to at least attempt such an airlift during the summer and into the autumn.

The massive operation against the blockade was known as the ‘Berlin Airlift’ and lasted from June, 1948, to September, 1949, although the blockade itself failed and was lifted by Stalin in May, 1949. In one of the most remarkable actions of the whole Cold War, the planes supplied everything needed for the people of West Berlin. The airlift became a crusade, a symbol of hope, skill and commitment. It showed the power of the West, its commitment to the German people and its ability to face up to Communism. West Berlin became totally westernised, as the people became tied in with the resistance to Stalin. Where Allied bombers had destroyed the city just a few years earlier, now they brought hope and salvation; the people united and worked for the cause of democracy and capitalism as never before. Under the guidance of Ernst Reuter, the Mayor-elect of the West Berlin, and in co-operation with the chain-smoking Lucius D. Clay, the US Military Governor, the airlift was co-ordinated and the legend of ‘Free Berlin’ was established. 79 people died in the airlift but without it, the casualties could have been so much higher.

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Ernst Reuter (1889-1953), Mayor of West Berlin, pictured with Erich Duensing, Head of the West Berlin Police in 1953 (1889-1953). (Author: Georg Pahl; Source: here)

The ‘Berlin Blockade’ was a major defeat for Stalin, a plan which failed for various reasons. Stalin was not able to shoot down the planes, although he did try to intimidate them, because the airspace they flew in was western controlled. He had not anticipated that the West would attempt an airlift and he had no real plan to deal with it. Likewise, he could not have expected the people of West Berlin to be so resilient and supportive of the countries which had helped to destroy their city just a few years earlier. And he was very unlucky with the weather because the winter of 1948-49 was so mild, a factor which played a key role in saving the city for the West. If the snow had fallen as it did the previous winter, then it would have been impossible for the airlift to have worked. Stalin’s failure over Berlin ensured that the Cold War was well and truly established by 1949.

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A plane comes in to land at Templehof Airport during ‘Operation Vittles’, the Berlin Airlift. (Author: Unknown ; Source: here)

So, by 1949, Berlin was a divided city but with no internal barriers. You could walk from streets under communist control to capitalism in just a few minutes. People often lived in one sector and worked in another, socialised in one and visited relations in another, played games in one zone and shopped in another. Direct comparisons were easy to make and people soon reached a conclusion in comparing the two sides. The differences between the sectors was exacerbated by the fact that from this time on, the Western controlled areas really started to recover from the impact of the war on the back of Marshall Aid. This aid was pumped into much of Western Europe by the USA and there was a special commitment to ensure that West Berlin in particular would be strong and dynamic, giving out a clear message to people under Communist control that there was a better quality of life under capitalism and democracy.

The city of Berlin had a unique place in the origins of the Cold War. It was both fascinating and dangerous in equal measure, a point of contact, encounter and comparison between East and West. West Berlin was, effectively, a crack in the “Iron Curtain”, the open border between the Communist and Capitalist worlds. Originally made famous by Sir Winston Churchill in 1946 at a speech in Fulton, Missouri, the home town of President Truman, it defined the nature of division across Europe.

“From Stettin in the Baltic to Trieste in the Adriatic an iron curtain has descended across the Continent. Behind that line lie all the capitals of the ancient states of Central and Eastern Europe. Warsaw, Berlin, Prague, Vienna, Budapest, Belgrade, Bucharest and Sofia, all these famous cities and the populations around them lie in what I must call the Soviet sphere, and … increasing measure of control from Moscow…The Communist parties, which were very small in all these Eastern States of Europe, have been raised to pre-eminence and power far beyond their numbers and are seeking everywhere to obtain totalitarian control. Police governments are prevailing in nearly every case, and so far, except in Czechoslovakia, there is no true democracy.”

But Berlin and Germany were the focus of a Cold War caused by many factors, including: fear and distrust, historic events, widely differing ideologies, personality clashes, the needs of an inexperienced leader, the paranoia of a psychopath, lack of knowledge and understanding and change imposed by democracy. For forty years, for long after Stalin had died and Truman had been replaced, the world held its breath as the frightening cloud of nuclear war hung over the world. The Cold War was one of the greatest examples of former allies falling out over history, goals, ideology and personality. The world was very lucky that it stayed ‘cold’.

Find out more:

TV/DVD: ‘Cold War’ (CNN Series) by Jeremy Isaacs, especially episodes 1-4; ‘World at War’ final episodes.

DVD: ‘Truman’ (2002) (Prism Leisure Corporation)

Book: ‘Stalin: A Biography’ by Robert Service (Pan, 2010); ‘Truman’ by David McCullough (Simon & Schuster, 1993); ‘The Cold War’ by John Lewis Geddis (Penguin, 2005); ‘Savage Continent’ by Keith Lowe (Penguin, 2012);’Cold War’ by Jeremy Isaacs and Taylor Downing (Santam Press, 1998); ‘The Cold War: A Very Short Introduction’ by Robert J. McMahon (OUP Oxford, 2003)


 

 

 

 

Joseph Stalin: ‘Man of the Year’, 1939 and 1942.

Josef Stalin

Joseph Stalin: ‘Man of the Year’, 1939 and 1942.

‘It is enough that the people know there was an election. The people who cast the votes decide nothing. The people who count the votes decide everything.’ Joseph Stalin

When Britons are asked to name an evil person from history they almost always go for Adolf Hitler. This is probably why so few British children have been called ‘Adolf’ recently. To be honest, it comes as something as a shock to hear that even 25 babies have been so named since 1945, as one has to assume at least a few were in honour of Germany’s most notorious leader. There’s no doubt that ‘The Führer’ was an astonishingly nasty man and no one can seriously object to Hitler as Rolling Stone’s choice as ‘The Most Hated Man in Modern History’ in 2009. However, Hitler is far from being the only contender for that dubious crown, and there are others who have committed the most horrific crimes but who seem to have somehow slipped under the radar. In the Twentieth Century alone there were many people who would have recognised Hitler as a kindred spirit. They might not have agreed with him politically, but in terms of tactics, the likes of Mao Zedong in China, Pol Pot in Cambodia, Saddam Hussein in Iraq and Idi Amin Dada in Uganda would have understood where he was coming from. Of all the challengers, though, maybe one stands out as the real contender for the title of ‘Most Evil Man of the Century’: Joseph Djughashvili, the Georgian peasant better known to the world by his nickname, ‘Stalin’, which means ‘Man of Steel’. One has to be impressed by ‘Time Magazine’ here. Not happy with honouring Hitler as their ‘Man of the Year’ for 1938, they followed this up by giving the award to Stalin in 1939 and 1942. Strange times, indeed.

Joseph Stalin led the Soviet Union or USSR (the Union of Soviet Socialist Republics) from 1928 until his death in 1953. Despite the fact that even the prisoners cried when he died, the fact that Stalin was Saddam Hussein’s hero should be enough to warn us that here was a man of some darkness. When Saddam visited Moscow as the leader of Iraq, he was only interested in seeing Stalin’s rooms. When he was growing up, he apparently modelled himself on Stalin: he grew a similar moustache, smoked the same cigarettes and he imitated his behaviour when he came to power, including ethnic cleansing and the ‘removal’ of enemies. And both Saddam and Stalin had something in common as they were, for significant periods of time, close allies of the West receiving some serious assistance from the USA and Britain. This has almost certainly been a key factor in explaining why Stalin has never been seen as quite as bad as Hitler. Let’s have a look at why Saddam and some others have loved this man while most Westerners have managed no more than fear tinged with a little respect and a lot of gratitude.

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Joseph Stalin (1878-1953) (Author: Unknown; Source: here)

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Saddam Hussein (1937-2006). Photographed in 1974, this shows Saddam as a young imitator of the ‘Man of Steel’. The moustache lacks a little flair. (Author: ; Source: here)

Joseph Djughashvili (1879-1953) was born in Georgia, a part of the Russian Empire at the time and also one of the states which later formed the USSR. He was from a peasant background but showed himself to be reasonably clever in his village. He was chosen to receive an education which most children would have been denied at that time under the Tsar’s autocratic or dictatorial system. He went to the local junior seminary for trainee priests in the Russian Orthodox Church which was the only place to get any real education at that time. While he was there, Stalin discovered radical ideas and first came into contact with the ideas of Communism and he left the seminary to become a full time revolutionary taking on the name ‘Stalin’ for reasons of security and because it sounded strong. He joined the fledgling Communist Party and was imprisoned by the Tsar’s forces on many occasions. Like thousands of other revolutionaries living in that very conservative society, Stalin was sent to prison in the Urals and Siberia, escaping five times and making his way back to the west of Russia. He never really showed that he had any original ideas or exhibited behaviour that suggested he would become one of the most famous people of the century.

Stalin’s journey to power started slowly and progressed slowly. He first met Lenin at the ‘Workers’ Hall’ in Tampere, Finland, in 1905 and went on to attend various Communist Party conferences in the years before the Russian Revolution (1917). He was not part of Lenin’s circle of friends and advisers, partly because Lenin was so much more educated and sophisticated than Stalin, the rough peasant. He played no real role in the two Revolutions of 1917 that came to establish Communism in the country, arriving to join in the chaos of that year. It was following the arrival of Lenin in Russia between the two revolutions, and especially in the aftermath of the ‘October Revolution’, that Stalin was to find his key role. Not only was Stalin diligent, organised and hard-working, he was also blessed with an almost photographic memory and total loyalty to Lenin and the Communist Party. While Lenin thought and planned, others argued over theory and strategy, looking inward and upward within the Party structures. Meanwhile, Stalin was left to do the dull, tedious work as General Secretary of the Communist Party, the lowest role on the Politburo, the main council of seven members, but a role which would, in time, create the power base from which he would control Party and the country, so changing the course of history. Stalin’s work involved allocating party membership cards, writing letters, arranging agendas and distributing minutes. He was the ‘dull’ man who was almost laughed at by the ‘intellectuals’ in the party, keeping his place simply because Lenin found him useful. How people can be underestimated.

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A true genius or the face of a madman? – Lenin, real name ‘Vladimir Ilych Ulyanov’ (1870-1924) (Author: Unknown; Source: here)

Stalin’s role as General Secretary of the Party was crucial for various reasons, most of all for the role he had as the one who distributed the membership cards of the Communist Party. He became the known name for party members around the country, the first point of contact in Moscow. These cards were issued each year so people came to rely on approval from Comrade Stalin to stay in the ‘good books’. He might not have any ideological ideas but Stalin had power on a practical level; the membership card meant access to meetings and access to certain privileges. Over the years, Stalin was able to promote or reject people as he saw fit. He could decide who came to Moscow to present the views of the party from each region. He knew the outsiders, those far from Moscow and Petrograd/Leningrad. He knew the secrets, like a Chief Whip in UK politics. While his colleagues on the Politburo argued on ideology and debated over policy, Stalin just listened and watched and remembered; Lenin controlled everything anyway so debate was futile but it might not always be the case. And what the likes of Trotsky, the apparent heir to Lenin and the strongest members of the politburo, never realised was that Stalin really was a force to be reckoned with, a man with a plan if the opportunity ever came his way.

Things changed dramatically in Russia after the ‘October Revolution’. Lenin was the pre-eminent leader of Communism and everyone deferred to him but neither he nor the Party was able to establish Communism overnight. Chaos reigned in that huge country which had been struggling to modernise for several decades before under the rule of the Tsars. Russia was far behind the Western Powers economically and this was impacting on their fighting of the Great War where they had struggled in combating the vastly superior German Army for three years on the ‘Eastern Front’. 1.8 million men had died and there was no prospect of victory. With the Communist belief that the war was based on capitalist and nationalistic fervour, Lenin believed the war had to end. It was wrong that Imperialists were sacrificing the people for their own ends. The war ended promptly for Russia when the Treaty of Brest-Litovsk was signed in February 1918, with Leon Trotsky negotiating on behalf of Russia. Land was lost to Germany and reparations had to be paid but many celebrated the end of what had been a horrible war for Russians everywhere but especially on the front line.

Trotsky was the obvious leader in waiting, if one was needed, in the years after the Revolution. He strengthened his position by creating and leading the Red Army to victory over the Whites (the Mensheviks and other opponents of the Bolsheviks) in the Russian Civil War (1918-21). This was a war which saw the Western Powers send soldiers and resources to try to defeat the Communists, something Stalin never forgot. But Lenin was relatively young, just 47 at the time of the Revolution, so there was no real need to consider what would happen in the coming years and who should succeed him. But in 1918, there was an assassination attempt on Lenin, who was badly wounded with one bullet remaining lodged in his head. Miraculously, he survived but he was never as strong again and after 1922 began to suffer a series of serious strokes. He was left unable to speak for the last year of his life before finally dying in January 1924. Lenin was just 53.

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Lenin shortly before his death. His wife, Krupskaya, is behind the chair. (Author: Unknown; Source: here)

There had been no heir designated by Lenin and Trotsky was a man with too many enemies to be able to assume power. Rather than an individual, it was decided that the Politburo was to rule instead. However, there were serious tensions within the group, things which had remained in check while Lenin dominated everything but were now able to come to the surface. There were tensions between the right and left wings of the party over the nature and the pace of revolution; there was distrust of Trotsky, the former Menshevik turned Bolshevik; there was concern about how far Lenin’s reforms should be carried forward, especially those that had involved compromise with capitalism, such as the ‘New Economic Policy’. Lenin allowed the so called ‘Nepmen’ to operate in the USSR as a way of keeping the economy going in the troubled years of the Civil War. They were allowed to operate businesses, set wages and even make some profit which would later cause major ideological divisions to arise within the Politburo. But there was another aspect to Lenin’s legacy which had to be handled in a rather more urgent and practical way.

In his final years, Lenin had kept a record of many of his thoughts about his colleagues, including Stalin. This book of his writings and thoughts was known as ‘Lenin’s Testament’. At his death, this had been left with his wife, Nadya Krupskaya (1869-1939), but a copy had found its way to Stalin thanks to his control of people around Lenin, who included one of his secretaries. The document was to be addressed at a meeting of the General Council of the Communist Party but before this it was to be considered by the Politburo itself. It turned out that, in one way or another, ‘Lenin’s Testament’ attacked most of the Politburo, including Trotsky, Bukharin, Zinoviev, Kamenev and Pyatokov. However, Lenin’s strongest and clearest attacks were reserved for the General Secretary, Stalin, heavily criticising him for great rudeness towards Krupskaya. Lenin made it clear that Stalin had such a dark side that he should never be allowed to wield power within the Communist Party. Stalin should have been kicked out there and then but the threat of attacks on the reputations of the rest of the group saved him; Stalin had an extraordinary piece of luck as they took the decision that ‘Lenin’s Testament’ was not to be published and was not even considered by the General Council. Stalin survived and how the others would come to regret it.

The Politburo ruled the USSR for several years until Stalin became leader in 1928. This simple statement needs some explanation as it has already been said how marginal a figure Stalin was in the leadership. Stalin had got lucky in 1924 and in the following years he benefited from being under-estimated by the rest of the Politburo. The other six men persisted in seeing Stalin as dull and irrelevant, a man who had no originality, no ideas, nothing to offer intellectually. He voted one way or the other without seeming to understand the issues or the details. Stalin was the pen-pusher, the stamp –licker, the meetings-man, the minute-taker; he was dull. But behind the scenes things had happened that were sifting the balance of power in the USSR. Out of sight of the Politburo which had turned inward to debate and argue with each other about the vision and the policies, Stalin was building a support base where it mattered; he was shaping the Party itself for his own ends. Stalin was still the name that the ordinary people knew and needed in Moscow. He sent (or did not send) the membership cards, he confirmed appointments, he directed people to attend one council (‘soviet’) or another. Stalin had the power to make a practical difference and over the years he manipulated people into positions where they could be made to support him and his plans. By 1926-7, he was growing in confidence to the point where he felt able to act.

As he began his move for power, Stalin first focused on isolating his arch enemy Leon Trotsky and the left-wingers by siding with the right-wing over issues linked with the pace and nature of economic change and the future path of the revolution. In this debate, ‘World Revolution’, the radical idea favoured by Trotsky, lost out to the more conservative idea of ‘Communism in One State’, which was favoured by the right wing of the Politburo. Stalin had no real views of his own on this but he sided with Bukharin, the most popular figure on the Politburo, and the rest of the right-wing to defeat and oust Trotsky and the Left-wing members. Trotsky was isolated and was ultimately forced to leave the Politburo and, eventually, went into exile.

Having apparently shown he was a supporter of the right, Stalin was then trusted by them but this proved to be a mistake as Stalin was nothing of the sort. His actions had been for his own benefit and soon he turned his attentions to achieving total power by removing Bukharin and the right wing, positioning himself more to the left with the support of the new members he had helped promote to power. Stalin had influenced promotions to all the ‘soviets’ below the Politburo and so he was able to bring in his own people even at that level. Stalin ousted the right-wingers in 1928 and was established as the leading figure in the USSR. In those early years, Stalin was far from secure in power but he would survive, transforming the Soviet Union during the 25 years of dictatorial power which he enjoyed until his death from a stroke in March 1953.

There is a huge amount written about Stalin and it’s all fascinating stuff, so here there will only be mention of a few events that touch on his extraordinary life. Any research undertaken on Stalin is always fascinating and disturbing so be warned.

In 1928, Joseph Stalin became leader of the Union of Soviet Socialist Republics. The country had been formally established in December 1922, covering a similar area to the former Russian Empire which had been one of the ‘Great Powers’ but one which had been isolated for centuries under the rule of the Tsars. It was a huge country by area covering about 1/10th of the world’s land mass and stretching across 5000 miles from the Polish border to the Pacific Ocean. The USSR had a relatively large population of about 130 million people but it was a backward, peasant economy. Karl Marx’s prophesy had been that that Communism would first arise in an advanced industrial society and this was not the way to describe the USSR in 1917.

When Stalin came to power, he said the USSR was a hundred years behind the West industrially and had to make good that difference within 10-15 years or it would be destroyed. Stalin’s strategy for addressing this was the first of the ‘Five-Year Plans’ which was launched in 1928. Industry and farming were to be overhauled rapidly with a particular focus on heavy industries, such as mining and steel production. This in turn would develop transport, power and military strength, a key concern in the light of Russia’s history. The revolution in agriculture was to come through ‘Collectivisation’ which would create massive industrial farms and so replace the millions of small, inefficient, peasant-run, subsistence farms of Russia’s past. Things had to change at an astonishing speed and on a massive scale across the USSR.

The outcome of that first ‘Five-Year Plan’ was the beginning of the transformation of the Soviet economy and society. It would see the start of industrial cities like Magnitogorsk, the massive growth of the industrial workforce and the arrival of the tractor in the countryside. The USSR would join Germany as the only economic success stories of the decade of the ‘Depression’ which followed the Wall Street Crash but the costs would be enormous. A whole tradition of farming would be wiped out in those years, as nearly all farmland came under the ‘collectives’ but it would devastate many areas and see the near wiping out of the most successful and talented peasant farmers, the Kulaks, and the horrid effect of the Ukrainian Famine of 1932-33.

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Soviet tractors in the 1930s. Some children were called ‘Tractor’ in honour of this vital machine. (Author: Unknown; Source: here)

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Victims of the Ukrainian famine lie on the streets of Kharkiv. Over seven million people died in total.  (Author: Unknown: Source: here)

How did such a huge famine devastate the Ukraine, such a rich and fertile region, which was the leading grain producing area of the USSR? Stalin had decided to use grain as a way of trading with the West so as to acquire key technology and resources for industrialisation. As grain production fell in 1932, Stalin actually increased the demand for grain to be exported, blatantly putting the people at risk but maintaining industrial development in the process. Stalin watched on as between six and seven million Ukrainians died in the name of ‘progress’. And he added in a few extra deaths by attacking local politicians and the intelligentsia so as to crush nationalist ambitions. How many people in the West ever hear of the ‘Ukrainian Famine’? Think on the number of deaths – up to seven million people in little more than a year. That is a frightening statistic and one which is appallingly reminiscent of the number of Jews killed in the Holocaust yet little is made of it in the West. But maybe it was just ‘too far away’ for people to know or care?

To drive industrialisation forward, the Five-Year Plans were based on a system of quotas and targets, something which traditionally brings corruption and manipulation in its wake. Each factory would receive its quota and each manager would be held responsible for the results. Corruption was rife as each manager aimed to meet or exceed the targets. Train drivers would be bribed to deliver goods to a particular factory, quality control was ignored in the race for quantity (the first tractors had to be pulled off the production lines as they did not work) and numbers were simply falsified. This led to an enormous number of deaths and imprisonments, as people who failed, questioned the system or challenged the results were ‘removed’. Thousands suffered by being accused of sabotage as managers and workers looked for people to blame for problems with machinery or the quality of goods. The quota system created a monstrous conspiracy of lies and deceit at every level as people tried not just to progress but to stay alive. It was far easier to blame a worker for breaking a machine than having to say that the machines were rubbish or that the system was flawed. A culture of fear and anxiety dominated Soviet society throughout the era of the Five-Year Plans, especially in the period before the ‘Great Patriotic War’ as the Soviets knew WWII.

The problems around quotas and targets became even worse in 1935 when Alexei Stakhanov, a miner, set an extraordinary record for digging coal. It was achieved thanks to a whole range of aid given to him, but Stakhanov’s achievement in mining 227 tonnes of coal in one shift, some 30 times over his target, made him a national hero and created a new movement. The ‘Stakhanovites’ were the heroes of the Soviet Union, warriors who helped build a great future through their energy and skill. Everyone was now capable of going beyond the targets if they really wanted to. The fact that it was all largely the result of cheating and manipulation did not matter and the propaganda element proved to be powerful in encouraging even more ‘target breaking’. It also meant even more silence from those who did not believe in the process and a strengthening of the cult of Stalin as the great leader. Who was going to challenge the achievements of the great Stakhanov even if they knew he had been given the best equipment, unlimited power and a team of men to collect his coal? People wanted to live and soon every manager was trying to create a new ‘Stakhanov’ in his factory.

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Alexey Grigoryevich Stakhanov – Hero of Socialist labour (1906-1977). The very clean and heroic Stakhanov explains his technique to a fellow miner.  (Author: Unknown; Source: here)

But there was serious tension and fear in the Kremlin and in Stalin’s mind in the early years of industrialisation. Stalin was not secure in his position as leader of the USSR. In 1934, at the 17th Party Congress, the so-called ‘Congress of Victors’, a leading Communist from Leningrad, Sergei Kirov, received high levels of support and emerged as a rival to Stalin. Kirov received only three negative votes regarding his membership of the Politburo while Stalin received 267, more than anyone else. This was all covered up by Stalin who arranged for the removal of his negative votes but Kirov, a handsome and popular man, was clearly a potential rival. On 1st December, 1934, Kirov was assassinated at the Communist Party offices in Leningrad. Stalin’s involvement was always suspected but not directly proven.

One thing which is clear is that the 17th Congress marked a change in Stalin. Nearly all those who attended the Congress would be killed or imprisoned during the ‘Great Purges’ of 1936-38, the systematic attempt by Stalin to kill all potential enemies and rivals, create a climate of fear and loyalty and to ensure his place of absolute power. The purges saw a wholesale attack on the Communist Party itself. In total, nearly a million people would be killed, imprisoned or ‘removed’, meaning over a third of the total membership of the Party was wiped out. Most famously, Stalin’s paranoia led to the ‘Show Trials’ and executions of some of the most high-profile members of the Party, including old colleagues and famous names of the revolution. Bukharin, Rykov, Kamenev and Zinoviev, old Bolsheviks who had played leading roles in 1917, would be among those forced in to humiliating admissions of betrayal while on trial, before being executed as enemies of Mother Russia. But the attacks focused on others, too, including the Army, the Navy, the Air Force, the Church, ethnic minorities and ordinary people. It was truly a reign of terror, a time which saw the deaths and imprisonment of millions of people. The numbers involved were even more frightening than those who suffered under Hitler and the Nazis at the same time in Germany.

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Prisoners at work in an early gulag, building the Belomorkanal, 1932. (Author: Unknown; Source: here)

These dreadful events were just part of the dark-side of Joseph Stalin’s actions. The plus side was to be that he became ‘Uncle Joe’, Churchill’s name for him in his role as one of the ‘Big Three’. Stalin was one of the three Allied leaders of World War II, with President Franklin Roosevelt of the USA and Britain’s Prime Minister, Winston Churchill. Stalin played a pivotal role by leading the USSR to victory in what is known as ‘The Great Patriotic War, 1941-45’. His ruthless policies of industrialisation proved to be essential for victory in the war and the people of the USSR made huge sacrifices in achieving the defeat of Nazism. In all, an estimated 27 million people from the Soviet Union died in winning the war. When measured against the total deaths in the war, an estimated 58-70 million, the significance is clear; at least a third of all deaths in the conflict were suffered by the USSR. When compared with estimates for deaths suffered by the other Allies, the numbers become even more important: Britain – 450 000 deaths, France – 560 000 and the USA – 410 000. World War II was effectively won in the USSR and not in Western Europe. The saying is that the war was won with ‘American money and Russian blood’, and there is a lot of truth in it.

But the figures hide some of the story as many of the Soviet deaths were really down to Stalin himself. There was a policy of brutality towards his own soldiers so that many were sacrificed in the cause of victory. Soldiers were sent in to battle without weapons, being told to pick up the guns of fallen comrades to carry on fighting; retreat was not allowed, the punishment being that soldiers were to be shot; soldiers were sent into battle simply to die, the theory being that the German Army would run out of ammunition in killing more and more people; there was little effort made in saving lives on the battlefield or to giving medical treatment to the wounded as this cost money and time. The horrible truth is, though, that against huge odds, especially at the three great battles for Moscow, Leningrad (now St. Petersburg) and Stalingrad (now Volgograd), the USSR emerged victorious and turned the tide against the Nazis in the east. There were many vital moments in World War II, such as the Battle of Britain, Pearl Harbor and D-Day, but the events which probably have the greatest claim to being ‘the’ turning point were those Russian victories that defended the cities of Leningrad, Moscow and Stalingrad. And those millions of Soviet deaths undoubtedly saved the lives of uncountable numbers of people in the West. Every allied country benefited from Stalin’s approach.

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One corner of Stalingrad shows the astonishing damage suffered during the greatest battle in history, ‘The Battle of Stalingrad, 1942-43’. (Author: Unknown; Source: here)

There are many other things that could be written about Stalin: the infamous Nazi-Soviet Pact, the cult of personality, the role of the secret police and others being just a few. ‘Uncle Joe’ was a paranoid psychopath really and hardly the type of man to be stuck in a lift with. He was probably responsible for the deaths of well over 30 million people (estimates range from 10 million to 60 million) and that really is a lot of people for a man who is somewhat ignored by some people today. But, in many ways, Stalin’s policies were effective and can even be considered successful, despite the horrendous costs, because the USSR did industrialise in the 1930s so that it could just survive the Nazi attack of 1941 and so play the pivotal role in the Allied victory. This is one of the most horrid truths in modern history, namely, that Nazism was defeated because of Stalin; millions of people in the West are alive today because of Stalin; millions of people in the former USSR are not alive today because of Stalin. And yet he is a peripheral figure for many Westerners while being adored by many people in Russia so that there have been several attempts to re-instate him as a true hero of Russian history.

There is much more to be said about Joseph Stalin than can be covered here. The shock and out-pouring of grief at the announcement of his death on 5th March, 1953, was quite extraordinary. People across the USSR were stunned into disbelief as their great leader of the last quarter century was gone. Tears flowed across the nation, even in the gulags where so many thousands had been unjustly imprisoned by Stalin himself. The politburo was thrown into confusion and a power struggle ensued from which Nikita Khrushchev would eventually emerge as leader. The USSR was, of course, profoundly changed by Stalin’s death and so was the world, a world in which the nation transformed under Stalin was a Superpower, the leader of the Communist world. Relations with the USA and China, for example, developed a whole new dynamic following the death of Stalin – and it was not always a safer place or a calmer relationship.

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Stalin’s body was embalmed and laid next to that of Lenin from 1953 to 1961. It was then removed and buried in the walls of the Kremlin as part of the process of ‘De-Stalinisation’. (Author: Graham Colm; Source: here)

 

Joseph Stalin was, above all, a winner and a survivor, the man who turned the USSR from a backward peasant state in 1928 to a Superpower with the atomic bomb in 1949. But being a winner does not always make you good so please remember Iosif Vissarionovich Djughashvili, Joseph Stalin, the ‘Man of Steel’, when people go on about the worst man in history; Hitler does have competition.

 

Find out more

Books: ‘Stalin: The Court of the Red Tsar’ (2007) and ‘The Young Stalin’ (2008), both by Simon Sebag Montefiore. Both are easy and exciting reads that serve as excellent introductions to Stalin.

Books: ‘The Whisperers: Private Life in Stalin’s Russia’ by Orlando Figes.

Books: ‘Stalin’ by Robert Service. Generally seen as the definitive biography of the evil genius.

Books: ‘A day in the life of Ivan Denisovich’ by Alexander Solzhenitsyn. The famous book telling the story of life in the gulags through the life of one inmate.

Books: ‘The Forsaken’ by Tim Tzouliadis. A little known study of the Americans who emigrated to the USSR and suffered in the 1930s and 1940s.

Books: ‘Gulag’ by Anne Applebaum. A fascinating and powerful study of the whole system of the gulags.

TV: ‘The Cold War’ (CNN) The outstanding documentary by Jeremy Isaacs has numerous episodes that tell the story of Stalin and the Cold War.

TV: ‘World War II – Behind Closed Doors’

TV: ‘The World at War’ and ‘The People’s Century’

 

 

 

 

Removing your enemies 1: The end of Georgi Markov and others

Removing your enemies 1: The end of Georgi Markov and others.

In 1978, a news item captured the public imagination for its cruel simplicity. Ask anyone born in Great Britain much before 1970 and they’ll probably be able to tell you who Georgi Markov (1929-1978) was or, at least, how he died. His death, or, rather, his assassination, was like something straight out of James Bond film or a John le Carré book, and it both fascinated and frightened the country, a sign of Cold War tensions brought into the heart of London. Although Markov’s death was a particularly remarkable story, there have, of course, been many other such assassinations and attempts to take out significant figures in the long and bloody history of the Twentieth Century.

It is worth noting that not every high-profile murder is an assassination. To be an assassination, the death has to be a politically, ideologically, religiously or, in some cases, economically, motivated killing of a significant person. The main targets of assassination attempts are usually monarchs and royalty, senior politicians, religious leaders, business leaders or high-profile people who represent a set of values at odds with those of another country, group, religion, individual or party. The deaths of, say, Princess Diana or John Lennon, for example, were not assassinations.

The assassinations and attempted assassinations covered here are not in any way an exhaustive list but they are hopefully interesting and they might introduce some new names or remind you of things you had forgotten. There are only five in this section although others will be covered in later posts.

By the way, there will be no exploration of any conspiracy theories, predictions by Nostradamus, nor anything to do with celebrities in this section; you can find that stuff out for yourself. And I’m not going into the old thing about the word ‘assassin’ coming from the idea that it came from a group of specially trained warriors of the 11th century who got ready for their ‘commando-style’ tasks by smoking hashish. You can check all those things out for yourself in your own time.

 

Georgi Markov – 1978.

Georgi Markov was born in Sofia, the capital city of Bulgaria in 1929. He trained as a chemical engineer in the years immediately after World War II and was also a teacher. Bulgaria was part of the Eastern Bloc of states which came under the control of the USSR after 1945. In the 1950s, and following a time of illness, Markov took to writing and produced a number of novels and short stories which were well received. His popularity grew and he was made a member of the Union of Bulgarian Writers, which gave him the official status needed to make a living as a writer. In the 1960s, his work developed to include plays for the theatre and shows for TV, although he found that some of his work was banned, especially the plays. The intensity of the Cold War made creative writing an awkward profession under the regime of Todor Zhivkov, the leader of Bulgaria.

In 1969, Markov left Bulgaria to stay with his brother in Italy, partly because of the pressure placed on him and his work by the Communist system. In 1971, he decided against returning to Bulgaria and instead he moved to London where, amongst other things, he worked for the BBC World Service and Radio Free Europe, an organisation which had broadcast to the Communist states of Eastern Europe since the Cold War started. Naturally, these actions did not go down well with the authorities in Bulgaria, where his passport was revoked, his work was removed from libraries and shops, his membership of the writers’ union was withdrawn and he was sentenced to six years in prison in absentia. Markov became an non-person at home and an enemy of the state.

On 7th September, 1978, Georgi Markov was stabbed in the leg, almost certainly with an umbrella which was tipped with a pellet containing the deadly toxin, ricin. He had walked across Waterloo Bridge in London, and was waiting for his bus to get to work at the BBC. Markov described feeling a slight pain in his thigh, rather like an insect sting, but there were no clear problems until he developed a fever in the evening and was taken to hospital where he died on 11th September. The ‘Umbrella Murder’ as it became known was a remarkable way to kill someone in broad daylight and on a busy street.

The use of an umbrella was suspected but not proven based on Markov’s statement. After he felt the pain in his leg, he turned and saw a man picking up an umbrella that he seemed to have dropped. The man concerned walked calmly away, crossed the street and got into a taxi; he was almost certainly a Bulgarian agent called Franceso Gullino. The sophisticated nature of the pellet which killed him suggested that this had to be the work of a government agency of some kind, and suspicion immediately fell on the Bulgarian secret police. The pellet was designed with a sugar coating which would melt at 37° centigrade, the temperature of the human body, and so release the deadly ricin into the body. There was almost no evidence of the attack left on Markov’s body except for a small puncture hole in the leg.

Although there was an extensive investigation into Markov’s murder, no one was ever convicted of the crime. In the years after the collapse of Communism in Bulgaria and across Eastern Europe, various former Soviet agents spoke of the KGB’s role in planning the attack but they never revealed the killer’s name. Subsequent investigations have led to Gullino being named as the probable killer, acting, of course, on the orders of the Communist regime, and of Zhivkov in particular.

Georgi Markov was 49 years old when he died. He was little known in the West but, as a creative writer, he became a voice who threatened the established lies and cover-ups in his home state. He had the vision, skills and courage to challenge the absolutist regime of Bulgaria, a system that he believed denied essential freedoms to the people. As with most of the people we will look at below, his assassination was a choice made by people in power who sort to suppress any voice of criticism or challenge.

For an image of Georgi Markov, click the link below:

http://www.sammyboy.com/showthread.php?73142-Spy-death-mystery

 

Lenin – 1918.

Lenin (Vladimir Ilych Ulyanov, 1870-1924) was leader of Russia and the USSR, 1917-1924. He survived two very close calls by assassins in January and then August, 1918. In both attempts, Lenin was shot at by political opponents following the Russian Revolution. The second attempt was the more serious as two of the three bullets hit him, one in the arm and the other in the jaw and neck. Doctors were worried about the damage they might do in removing the bullet in his head and left it in. Although he survived, the attacks certainly weakened Lenin, and worsened the impact of the strokes he later suffered, so hastening his death in 1924 at the age of just 53. The long-term impact on the USSR, on the fate of Stalin and, therefore, on World War II and the Cold War can hardly be underestimated.

Had Lenin been successfully assassinated in 1918, the world would have been very different, probably seeing the rise of Leon Trotsky as leader of the USSR. Then again, if Lenin had lived just a few years longer, maybe even to the age of 65, without suffering the strokes, of course, then so much would have been changed. For one thing, Joseph Stalin would almost certainly have been removed from the Politburo in 1923 or 1924, becoming just a footnote in history. Lenin would have been in absolute power and able to shape Communism and the USSR in a completely different way.

We will, of course, never know what might have been but how history turns on such near-misses as the attempted assassinations of Vladimir Ilych Ulyanov.

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Lenin in 1920. If there had been no assassination attempts on Lenin, there would probably have been no Stalin, no Ukrainian famine, no Nazi-Soviet Pact, no Stalingrad, no assassination of Trotsky, no ‘No more heroes’ by ‘The Stranglers’ and, maybe, no one to stop Hitler. (Author: Unknown; Source: here)

 

Mohandas Gandhi – 1948.

One of the most inspirational figures of the Twentieth Century, Mohandas Karamchand Gandhi (1869-1948) was a Hindu who went a long way towards transcending class and religious divisions in India and around the world. His nicknames were ‘Mahatma’ meaning ‘Great Soul’ and ‘Bopa’, which stands for ‘Father of the Nation’. Gandhi was a remarkable character who had a leading role in the overthrow of British control in India, which led to Indian independence in 1947. His tactics of peaceful resistance, and his use of image, debate, humour and simple courage in the face of violence, became hugely influential on Martin Luther King and the Civil Rights Movement in the USA. In his role as ‘Father of the Nation’, Gandhi takes his place in a line that includes the likes of George Washington for the USA, Simon Bolivar for much of Central and South America, as well as Nelson Mandela in South Africa. At Gandhi’s birth, India was the greatest colony in the British Empire, a huge territory of over 500 kingdoms; at his death, India was independent, a single country on its way to becoming the largest democracy in the world.

Gandhi lived nearly all of his life under the control and influence of the British Empire. Married at the age of just 13, he chose to complete his education at the University of London. He studied law and was called to the bar in 1891 although he only practiced as a lawyer for a year before heading for South Africa. His stay there extended for twenty years and it was there that he saw and experienced racism aimed at the native population and the many Indians who lived and worked in the cape colony, and were known by the insulting term ‘coolies’. Gandhi became a leader of the Indian community in South Africa and developed his theory of peaceful resistance or ‘satyagraha’.

In 1915, Gandhi returned to India and travelled extensively. He became a supporter of many groups who were suffering and oppressed, such as those of workers in the indigo and textile trades. His profile and attitude led to him being called ‘Mahatma’. Controversies and tensions developed over the following years, which will be covered in more detail in another section, the result of which was that Gandhi was put on trial and imprisoned for six years. Released in 1925 on the grounds of ill health, Gandhi was soon immersed in the growing tensions between Hindus and Muslims, as well as the developing movement for Indian independence.

Gandhi’s strategy of non-violent protest was summed up in his public fasts, the first of which he did from his prison cell in 1924, and the challenge to the salt laws in 1930, a protest which was used to highlight the campaign for independence. He also proposed major changes to the Indian class or caste system, a campaign which drew him into tensions over the status of the ‘untouchables’. By the 1930s, Gandhi was the spiritual leader of India, a figure who held the moral high-ground against the controls of the British colonial powers. In 1931, he went to London for inconclusive discussions about independence. This was the last time he left India.

The remaining years of his life were dominated by the campaigns and arguments over independence. These were complicated by the tensions within Indian society, tensions around the caste system, as well as the religious differences between Hindus, Muslims and Sikhs. The outbreak of World War II brought further controversy as Gandhi and other leaders in the Indian National Congress chose neutrality as they could not bring themselves to fully support the British in their struggle, even though it was against fascist forces. Between 1942 and 1945, Gandhi once again found himself behind bars, this time with most of the National Congress leadership.

The end of the war saw a change of Government in Britain, with Clement Attlee’s Labour Party coming to power. They were already committed to granting independence to India, so victory looked assured. However, the issues around what a newly independent India would look like were still to be resolved, with the Muslim call for its own state within the country being a particular focus of tension. As a part of this, many Hindu and Sikh refugees from what is modern Pakistan, poured into the city of Delhi, and violent conflict developed. It is estimated that a million people died and 11 million were displaced by the troubles. Gandhi began his final fast in a bid to end the tensions and, as various leaders made a promise to work together in peace, the fast seemed to have worked.

Despite the apparent success of this fast, some people were clearly not satisfied and a bomb was detonated in the house where Gandhi was living. He was unharmed but clearly a target for extremists. He refused the offer of bodyguards and continued his routines as normal. A key part of this was his daily ritual of prayer. On 30th January, 1948, Gandhi was running a little late for prayers at 5 p.m., according to his favourite watch. He was approached by Nathuram Godsea, a member of the Brahmin faith, who bowed to Gandhi before shooting him three times with a revolver. Godsea was just one of many extremists who were opposed to Gandhi’s goal of greater tolerance and cooperation with others at a time of inter-racial, religious and cultural tension.

Gandhi’s final words were a blessing to the man who shot him.

 

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Gandhi: a man who understood the power of images as well as words. His influence on Martin Luther King’s peaceful protests was one example of his influence. (Author – Unknown; Source: here)

 

 

Huey Long – 1935.

A much ignored US politician these days, Huey Long (1893-1935) was a very high-profile figure in the 1930s. At that time he was the Governor of Louisiana, a hero of the common people and a serious opponent to President Franklin D. Roosevelt. Long’s nickname was ‘The Kingfish’ and he had a reputation for fixing things in a practical way. He presented ideas which were rather socialist in their goals and strategy as he believed Roosevelt’s ‘New Deal’ did not go far enough towards helping the poor. His biggest idea was the ‘Share Our Wealth’ scheme, which called for a redistribution of money through a limit on the total wealth, savings and income of each American family, higher taxes on the rich and a limit on high earnings. Long also wanted to attack powerful companies, especially trusts or monopolies, for trying to make high profits. His ideas have strong echoes in the ideas put forward by protesters against the G8 and G20 summits in the wake of the economic and financial crisis of 2007.

Across the USA, especially in political and financial circles, there were many people opposed to Huey Long’s ideas and there were various rumours of assassination plots during the summer of 1935. However, one dispute with a judge turned particularly nasty. On 8th September of that year, Long was in Baton Rouge, the state capital of Louisiana, attempting to force Judge Benjamin Pavy out of office when he was approached by Dr. Carl Weiss, the judge’s son-in-law. Weiss shot Long in the stomach from close range. In the chaos and confusion, shots from Long’s own bodyguards also hit the Senator after they ricocheted into him. Long died in hospital two days later after doctors were unable to stop the internal bleeding. His final words were:’ God don’t let me die. I have so much to do.’

Huey Long was just 42 years old when he died and, with a groundswell of support, he might well have challenged Roosevelt for the Presidency in 1936. And who can say what effect that might have had on the USA and World War II?

 

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Huey Long: ‘The Kingfish’ was an unusual American, a politician with some genuinely socialist ideas. (Author: Unknown; Source: here)

 

Lord Mountbatten – 1979.

The assassination of Louis Francis Albert Victor Nicholas Mountbatten, 1st Earl Mountbatten of Burma, KG, GCB, OM, GCSI, GCIE, GCVO, DSO, PC, FRS, better known as Lord Louis Mountbatten (1900-1979) was one of the most shocking actions of ‘The Troubles’ in Northern Ireland. He was a cousin of the Queen Elizabeth and uncle to Prince Philip, a grandson of Queen Victoria; he was obviously a leading figure in the Royal Family. Lord Mountbatten had a special role in the bringing up of the Prince of Wales, a relationship which was close although not always peaceful and happy. He took on the role of ‘Honorary grandfather’ to the heir to the throne and gave him much advice, not least with regards to who the prince should marry.

Lord Mountbatten was killed by the IRA while on holiday at his home in Sligo on the west coast of Ireland. A bomb was placed on his boat, Shadow V, and this was detonated by radio control as Mountbatten and various members of his family and other friends went on a fishing trip on 27th August, 1979. Two boys died as well, one being Mountbatten’s grandson, Nicholas Knatchbull, aged 14, and a 15-year old boy, Paul Maxwell, who was one of the crew. The Dowager lady Brabourne, his daughter’s mother-in-law, was also killed in the explosion, while Nicholas’ mother, father and twin brother were all seriously injured. It is fair to say that the news came as a huge shock to many people that day.

The focus of the tragedy was, of course, Mountbatten himself. He was such a well-known member of the Royal Family and someone who had been a war hero and a public figure for much of his life. He had fought in World War II, playing a significant role in the raids on St. Nazaire and Dieppe, the latter of which was a disaster which had a positive influence on the planning for D-Day. Churchill appointed him Supreme Allied Commander of the South East Asia Command in which role he accepted the surrender of the Japanese forces at Singapore. And Mountbatten also had the distinction of being the last Viceroy of India, playing a central role in independence in 1947, before taking over as the first Governor General. In these various roles, Mountbatten had been at war and in conflict situations; the IRA position was that, regardless of his age, he was a legitimate target as a member of the ruling elite of a foreign country which imposed its own controls on Ireland. Needless to say, most people in Britain did not see it that way, especially with the deaths and injuries to so many others.

Later on the same day of the bombing of Lord Mountbatten’s boat, two booby trap bombs exploded near the Northern Irish border, killing 18 British troops. This attack at Warrenpoint was one of the worst in the thirty years of ‘The Troubles’. As with Mountbatten’s assassination, Warrenpoint was aimed at drawing attention to the situation in Northern Ireland and aimed to intimidate the British Government led by Margaret Thatcher. The goal of the IRA was to force concessions from the government, to force the army to leave and to bring about a united Ireland, but instead it just served to harden resolve against the IRA and the Republican cause.

 

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Lord Louis Mountbatten (1900-1979). (Author: Allan Warren; Source: here)

 

Victor Jara – 1973.

In January 2013, it was reported that four former officers in the Chilean Army were facing arrest for their part in one of the most controversial events of the country’s recent history. The charges centred on the death of a singer, Victor Jara (1932-1973) who was a Chilean folk singer. Jara was just one of many thousands who died in the military coup of that year which saw a right-wing military junta come to power with the help of the CIA amongst others, ousting Salvador Allende, the Socialist President from power. Victor Jara became, in some ways, the voice and the face of that struggle and his memory remains a strong influence to this day throughout Central and South America.

Victor Jara was a member of the Chilean Communist Party and also belonged to a popular movement in Latin America called ‘New Songs’. It was a powerful organisation in the early 1970s, promoting songs which spoke of justice and liberty, criticising the rising tide of Fascism in the region and supporting the policies of Salvador Allende, the left-wing politician who became leader of Chile when he was appointed President after a close election in 1970. Allende himself died in the military uprising which saw Augusto Pinochet, a general in the Chilean Army and later on a close friend of Mrs. Thatcher and Ronald Reagan, come to power. The military dictatorship remained in place between 1973 and 1990, allowing no free elections but enjoying significant support from the likes of the USA and the UK; many saw this support for a dictatorship against democracy as an especially hypocritical act.

Anyway, going back to Victor Jara’s story. Jara was a star in Chile, giving voice to the hopes and fears of many ordinary people in the face of increasing threats to liberty. For him this meant a commitment to broadly left-wing, Socialist ideals, a vision which he saw Salvador Allende’s party trying to put into action. But he was aware of the threat to Allende from a powerful coalition: the army, big business and many right-wing politicians. In doing this, the opposition forces had significant help from the US government who authorised the CIA to work against Allende. Allende was a democratically elected leader but this was not acceptable to Washington as he supported left-wing policies and Nixon followed the traditional Washington approach, fearing any signs of Communist influence in Central and South America.

Backed by the army and the police, Allende’s opponents rebelled. A coup took place and many thousands of people, including Victor Jara, were taken prisoner, being held in the national stadium in Santiago, the capital. The army and the police combined to intimidate and torture many of their prisoners, one of their main targets being Jara. He had his fingers and hands broken so that he could not play guitar, although some reports say his hands were actually cut off. Later he was executed by machine gun and buried in a mass grave. Until 2013, no one was ever charged with his murder.

Despite having blood on its hands, the military remained in power in Chile. It maintained a close watch on any signs of rebellion and ensured that the country followed policies which were very sympathetic to right wing, ‘Western’ ideals. The US Government ensured that aid and military assistance was given to the Chilean Government; c lose ties were maintained with the UK Government, a relationship which was rewarded at the time of the Falkland’s war when the Chilean Government was one of the few countries in South America to offer Britain support in the conflict.

Attempts were made to bring Pinochet to trial for his role in the coup of 1973 and in the military dictatorship that followed but they never came to anything. It is interesting to note that the attempts to arrest him came in London where he was receiving medical treatment while staying as a friend of Margaret Thatcher. It is doubtful that they ever discussed Victor Jara or, indeed, played any of his music.

 

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Victor Jara: what can happen when your songs say too much. (Author: Blog Ruso; Source: here)

 

 

 

 

 

 

 

Richard Nixon: “There can be no whitewash in the White House”.

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Richard Nixon, 37th President of the USA, with Chinese Premier, Zhou Enlai, 1972. (Author: Unknown; Source: here)

Richard Nixon: “There can be no whitewash in the White House.”

“When the President does it, that means that it’s not illegal.” Richard M. Nixon

Watergate. No matter where you start when looking at the life of Richard Nixon (1913-1994), you end up back at ‘Watergate’. If you’ve ever wondered why the media always seem to stick the word ‘gate’ on the end of any scandal, then it’s down to Nixon and events between 1972 and 1974. (Actually, if you’ve ever wondered why there is someone called ‘Milhouse Van Houten’ in ‘The Simpsons’, I suggest that you look no further than Nixon, as that was his middle name – although he spelt it ‘Milhous’.) Nixon was involved in many other important events, like the Vietnam War and détente with the USSR and China, but we’ll leave those out of this section so as to concentrate on this central moment. Be warned here – you will need to be alert and ready to check out a number of other things if you want to understand what went on but it is worth it. Nixon is a fascinating character and his life reads as a modern parable, an insight into how power and obsession can corrupt and destroy the most capable people. First of all, a few pictures of our subject with some key people; Nixon knew everybody.

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Nixon as Vice-President to President Eisenhower (Author: White House; Source: here)

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Nixon and J. Edgar Hoover (Author: White House; Source: here )

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Nixon and Nikita Khrushchev (Author: NARA; Source: here)

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Nixon and Leonid Brezhnev (Author: Oliver F. Atkins; Source: here)

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Nixon and Mao Zedong (Author: White House; Source: here)

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Nixon and Elvis Presley (Author: Oliver F. Atkins ; Source: here)

 

‘Watergate’ was the name of a building or rather a complex of buildings in Washington DC, the US capital, which included the headquarters of the Democratic Party in the USA. It contained a hotel, apartment blocks, shops and offices, parts of which were used by the Democrats. (It’s worth noting that it’s in the ‘Foggy Bottom’ section of the city. Things like that don’t normally bother me, and I know it shouldn’t be funny, but somehow it is.) Anyway, in the summer of 1972, as the campaign for that year’s Presidential Election was getting underway, a group of men broke into Watergate. They were caught, tried and imprisoned but there was a slight problem: it was noticed that nothing had been stolen even though they had been in the building for some time. Although this seemed a little strange, the police did not seem too bothered and things looked set to drift away into a low level story. The story went quiet for a while but two journalists with ‘The Washington Post’, Bob Woodward and Carl Bernstein, set about an investigation that eventually revealed one of the most important cover-ups in history. Their work led to the White House and to the Oval office itself, to the President. In simple terms, Richard Nixon had wanted to know exactly what Senator George McGovern and the Democrats planned to do so that he could match and beat their ideas, so guaranteeing victory. And to do this, he was willing to authorise criminal activity, oversee a major cover up to make sure it never came out and mislead the US Congress and the people in the process. It would eventually bring him down.
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The Watergate Complex, Washington, D.C.. (Author: Unknown; Source: here)

But why did Nixon do this in 1972? The answers to this question take us into the heart of one of the most fascinating politicians of the century as, on paper, it just did not make sense. In the summer of 1972, Nixon was miles ahead of McGovern in the polls. Nixon was walking towards a second term in office on the back of his foreign policy which had seen dramatic breakthroughs in relations with the Communist superpowers, both the USSR and China. The Democrats were in disarray after lots of in-fighting over several years, much of it linked with the Vietnam War and the rise of ‘issues’ to do with civil rights, feminism and gay rights. Senator George McGovern was chosen to fight Nixon but he was always trailing in the polls; he led a divided party and lacked support and credibility with the media and on the country. In November 1972, Nixon cruised to the expected and massive victory, winning 49 of the 50 states and receiving over 60% of the vote. The result was never in doubt, a landslide, and Nixon rode back into the White House on a high tide of public approval. Yet, less than two years later, in August 1974, Nixon would be forced to resign as he faced impeachment (being put on trial as President for lies, cover-ups and misleading congress) for spying on the Democrats. Why did he do it when he was so strong? Why had he taken such a risk when he held such a strong hand?

Although the above things are true, life is rarely simple especially when power is involved – and ego – and dreams – and fear – and status. History is usually shaped by people operating at the most basic human levels, and many powerful people are flawed, confused and as mixed up as the majority of people. History is often the equivalent of ‘dogs pissing up trees and blokes measuring their willies’, as it has been put, quite crudely but accurately. In other words, history is often about control and status: the control of territory and the status that comes from being more powerful than others. ‘Mine is bigger than yours, I control a bigger space than you…I am better than you and have more power than you…I am great.’ Basic it may be but Nixon fits these images rather well and the language he used was much stronger than ‘pissing’ and ‘willies’, I can tell you.

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Richard Nixon campaigning for re-election in 1972. (Author: Unknown; Source: here)

To understand why President Nixon, the most powerful man in the world, who was at the height of that power in 1972, should choose to take such a huge risk as to bug his rival’s offices requires some background. The truth is that many powerful people do not always feel powerful – or secure or in control. And at times, those in power also come to believe that they are beyond normal restrictions and rules, able to demand and get what they want as their extraordinary influence becomes ‘normal’, just a part of their job. Others in power need to push the boundaries and limits so as to get a ‘buzz’, an adrenalin rush, a sense of danger to fight off boredom or routine. Stars of sport, film and music often live lives of glamour that others envy and desire but it can simply become a routine – while at the same time being something fragile and easily lost. Some turn to drugs, others to sex, others to crime – the patterns are well established. Boredom and a desire to control are an interesting combination, especially when mixed with a desire for greatness, the wish to take what you have and make it a sort of monument to your achievements. Think of this as we look at Richard Nixon and Watergate.

Richard Nixon came from a poor Californian family. Born in 1913, he was a bright child growing up as one of four brothers. Two brothers, Arthur and Harold died young (Arthur aged 7 and Harold at 24). Harold’s death in particular hit Richard hard creating a passion for action, achievement, strength. His actions and behaviour were tinged with vulnerability and the sense that nothing could be taken for granted; death or other shocks could come from anywhere. Alongside this, the key influence in his life was his mother, Hannah Milhous Nixon, feeding his huge determination and commanding great loyalty as well as fear. Nixon’s upbringing as a Quaker was also significant, rather puritanical and based on strict values, so that the family had a hatred of drinking and swearing, both of which became rather important later on.

The young Nixon was a very bright student, winning a scholarship to the famous Harvard University which he could not take up because the family was so poor. This missed opportunity denied him a natural way forward in life and fed in to a sense of injustice and the idea of the world being against him. It was one of the things that would later feed in to his hatred of the posh, privileged, well-to-do East Coast families who had such influence in Washington. Those privileged classes would come to be epitomised by the Kennedy family from Massachusetts.

Despite the setback of not getting to Harvard, Nixon went to a local college and did very well although he had to carry on working at the family store. In 1934, he won a scholarship to Law School, eventually becoming a lawyer. He served in the Navy (just like the future President Jack Kennedy) during World War II before winning election to the House of Representatives in 1946. He was soon making a name for himself by becoming involved in one of the high-profile spy cases of the post-war era. Nixon joined the investigations of the HUAC (the House Un-American Activities Commission), looking into the accusations against Alger Hiss, whose story is worth knowing as it provides important background for the rise of Joe McCarthy.

Alger Hiss (1904-1996) was an official with the US Federal Government who had been involved in setting up the United Nations, amongst other things. In 1948 he was accused of being part of a Communist group which had infiltrated the government. Hiss denied it but was put on trial. He denied all charges. A document allegedly produced on his typewriter was presented as key evidence, although such a thing could quite easily have been faked. Hiss was eventually found guilty of perjury (lying and misleading the court) but not guilty of the actual charges. Hiss’s conviction came on 25th January, 1950, just two weeks before McCarthy would make his claim of wide scale Communist infiltration into the US Government. Hiss went to prison for nearly four years and his career was ruined, one of the first to suffer as part of the new ‘Red Scare’ of the post-war years.

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Alger Hiss on trial. (Author: Unknown; Source: here)

Richard Nixon was one of the politicians who was convinced that communists had become powerful within the government. He fought hard against President Truman over his actions in Korea, claiming the President had been too weak and too slow in standing up to Communist expansionism. Likewise, he was one of those who accused Truman of being responsible for the “loss of China” when Jiang Jieshi’s Chinese nationalists, who had been supported by the USA, were defeated by Chairman Mao’s communist forces. The Chinese Revolution saw China, the largest population in the world, become Communist on 1st October, 1949, a clear sign to many in the West that Communism was on the march and the so called ‘domino-effect’ was happening. The facts were that China bordered the USSR, controlled most of the Asian coast of the Pacific and reached south to border French Indo-China and India, and these were all of concern to the US administration. The blame for the fall of China was put on Truman for being too soft on Communism abroad and at home. Richard Nixon was one of the anti-Red politicians and he went on to become a firm supporter of Joe McCarthy and the Communist ‘witch hunts’.

Ambitious for power, Nixon used his higher profile and status within the Republican Party to run for Senator of California in the elections of 1950. In the wake of the Hiss trial and that of Julius and Ethel Rosenberg, another very high profile spying case, many American voters were anxious about anyone with even slightly ‘left of centre’ policies. Nixon made out that his opponent, Helen Douglas was, if not a Red, then certainly a ‘pink’; his actual phrase about the former actress was that she was ‘pink, right down to her underwear’, meaning perhaps that she kept her ‘true’ Communist sympathies hidden away. Nixon won but Douglas’ nickname for him, ‘Tricky Dicky’, would stay with him for the rest of his life. But he had made a huge step in his political career by becoming a Senator at the age of just 33.

In 1952, Richard Nixon took a major step up the political ladder when he was the surprise choice as running mate for the Republican candidate, General Dwight D. Eisenhower, who was standing for the presidency. Eisenhower had a military background and had no links to either political party. In 1952 it was known he would probably stand for election but it was unclear if he would be a Republican or a Democrat. Whichever he chose, he was certain to be the favourite as he was a national hero after commanding Allied Forces at D-day and being the first leader of NATO. Nixon was chosen to be Vice-President as he was the young rising star of the Republican Party. He was the darling of the right-wing (McCarthy supporters loved him) while Eisenhower was a ‘softer’ Republican. Nixon would go on to play a key role in the Eisenhower administration over the next eight years, taking a major interest in foreign policy. Nixon was intelligent and ambitious but he did have a darker, nasty side. One incident worth noting in all this is that there were accusations made against Nixon in 1952 regarding his expenses and campaign funds. It’s not the fact that he was accused but the way he handled that is so interesting. Nixon went on TV to make a statement and he took his six year-old daughter’s dog, called ‘Checkers’, with him. In these early days of TV, he manipulated the situation by creating the image of a lovely, happy, nice man, playing with a lovely happy, cute dog. ‘Aaaahhhh’, the people sighed, ‘How could a man with such a nice dog be anything but trustworthy?’ And so he got away with it, possibly setting a dangerous precedent and creating a sense of his own cleverness and talent.

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Eisenhower and Nixon with King Saud of Saudi Arabia in 1957.(Author: Unknown; Source: here)

Throughout this time, Nixon was striving for power. Nothing was ever quite enough to satisfy his drive to overcome his impoverished background and prove his intelligence. In foreign affairs in particular he developed an expertise beyond that of most members of the Government. He was popular but wanted more; for the greatness he desired, the greatness that would really get back at East Coast liberals and privileged classes, Nixon needed the top job as President. And for true greatness, he knew that he would need to be re-elected so as to serve two terms. In 1960, as Eisenhower stood down after eight years, Nixon was chosen to be the Republican candidate and it seemed to be his job for the taking. In challenging Nixon, the Democrats went to the son of one of the richest men in the USA, John Fitzgerald Kennedy, (usually known as JFK or ‘Jack’).

Jack Kennedy was privileged, one of those East Coast clans that Nixon had decided to hate from nearly three decades earlier. The head of the Kennedy dynasty, Joseph Kennedy Snr., was a multi-millionaire and one of the richest men in the USA. He was from an Irish-Catholic family who had made it big in Boston, Massachusetts, building a fortune from finance (gambling on the stock market) and alcohol (he gained rights to distribute Scottish whisky after prohibition). He was also rumoured to have links with the Mafia and other gangsters during the prohibition era and was certainly well connected in official circles too. Such a wealthy and privileged background saw the Kennedy children have a golden life, the best schools and a couple of years living in London when Joe Kennedy became the US Ambassador. But despite the many advantages dealt to JFK by birth, Nixon was a far better politician, more experienced, a better debater and with a stronger grasp of policy, and he was a clear favourite to win the White House in 1960.

The turning point in 1960 is always said to be the first of the televised debates. Fifty years before they appeared in the UK, these debates started in the USA, with Nixon-Kennedy becoming prime time viewing. Little planning was considered at the time but what happened in the first debate set in train a process which has turned such events into a small industry. Arguments about who stands where, the height and angles of the podium, who speaks first, the colour of ties, the amount of make-up and the heat of the studio are just some of the factors considered. And it all goes back to 1960. So, what happened and how does it link with Watergate?

Richard Nixon was not as tall as Jack Kennedy. He was not as handsome as Kennedy. He did not dress as well as Kennedy. But Nixon knew far more than Kennedy and could run rings round him with his arguments and grasp of facts. And Kennedy knew all this. And his advisers did. And his Dad did. So during the campaign and in the build-up to the debates, Joe Kennedy hired a TV crew to go round with his son, filming events and then distributing them to the news shows. They showed them and it became free advertising for Kennedy. Most of these clips showed him smiling, greeting happy crowds and standing alongside his beautiful wife, Jacqueline.

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John F. Kennedy and his wife, Jackie. (Author: Abbie Rowe; Source: here)

The first TV debate was held on 26th September 1960. The view on this debate is that Nixon did not perform well, giving a mediocre performance by his high standards, but he had been ill, coming out of hospital only a few days earlier after a bout of ‘flu’. But most people still believed he out-performed Kennedy in the debate about domestic affairs. Certainly those listening on radio believed that Nixon won the debate. But TV audiences differed. They gave it to Kennedy, not for his arguments but because of looks and image. Kennedy stood straight and tall while Nixon slouched over the podium. Kennedy looked cool and smart while Nixon sweated badly in a creased suit. Kennedy smiled and cracked jokes while Nixon scowled and gave long detailed answers that went over some people’s heads. In its simplest form, many TV viewers said they would rather go for a beer with Kennedy than with Nixon.

What was going on? Well, one reason why Kennedy stood tall was because he had a bad back, a chronic injury from WWII, while Nixon slumped forward as he was recovering from flu. But people judged by such looks. Next, Kennedy was simply taller and better-looking than Nixon, and he had grown up with a different sense of style and the experience of meeting many people. Nixon, in contrast, also had a terrible problem with sweating, something that plagued him throughout his career. Under the hot TV lights, recovering from flu, it was worse than ever at that debate. People did not see or judge based on sweat on the radio, of course, but it affected the opinions of the TV viewers. Kennedy was more charming than Nixon but he had less to say, so he went for short, simple answers that made sense to people rather than dealing with the big, complicated issues which Nixon did. Kennedy’s witty openers won people over while Nixon’s analysis lost them. The reality is that people who don’t understand the issues get one vote each, just as those who do understand the issues get one vote each. Kennedy won that first TV debate through image not content and many people did not bother to watch the other three debates, which Nixon was thought to have won. They made their minds up early: Kennedy would do. It was a classic case of perception being more important than reality.

Nixon lost the 1960 election, ‘his’ election, to Kennedy, the rich boy from the East Coast who had all the help and luck in the world. He lost by 120 000 votes or just 0.2% of the vote. Nixon was devastated. Privilege, looks and luck had beaten him; he felt cheated and betrayed by the system. After considering alternative options, he stepped back from front-line politics. He was not yet 50 and could find a new way forward. He considered standing again in 1964 but sympathy for the Democrats following Kennedy’s assassination meant there was no way the new President, Lyndon B. Johnson, could lose, so Nixon stayed in the wilderness. The Kennedy assassination served to remind him of the way unpredictable events could shatter your plans. Nixon stayed away from Washington politics but maintained his interest and involvement in foreign affairs. He was a major critic of Johnson’s policy in Vietnam, for instance, demanding more force against the Viet Minh and the North Vietnamese. With the war not going well and with a lot of support from businessmen and some Republicans, a return to the Presidency looked like a possibility in 1968.

1968 saw the Vietnam War going badly for the USA and when President Johnson announced that he would not seek the Democrat nomination to run in 1968, Nixon got involved. The Democrats were struggling and needed a candidate to unite them otherwise Republican victory looked possible. Things suddenly turned against Nixon and the Republicans when Bobby Kennedy, the popular younger brother of Jack Kennedy, announced that he would stand for the Democrat nomination. History looked as if it might repeat itself at the election and a second presidential defeat for Nixon to a Kennedy would mark the end of his Presidential ambitions and his political career. But the ‘gods’ (or the ‘devils’) smiled on Nixon, as Bobby Kennedy became the fourth high-profile assassination in the USA in the 1960s. Following JFK in November 1963, Malcolm X in February 1965 and Martin Luther King in April 1968, Bobby Kennedy was killed in June 1968 in Los Angeles, having just won the Democrat nomination for California.

In the absence of Kennedy, the Democrats were divided. Hubert Humphrey was the candidate but Senator George Wallace of Alabama stood as an independent Democrat, really as an alternative for the Southern Democrats. The Democrat vote was split, allowing Richard Nixon to become President. He defeated Humphrey by just 500 000 votes. Nixon won comfortably on States (31 – 19 against the combined number for Humphrey and Wallace) but on votes he won only 43% and he was only 0.7% ahead of Humphrey. In total he was over 9 million votes (or 13%) behind when the two Democrats were added together. This would trouble him greatly in the approach to the 1972 election, seeking re-election, with a second term, and the dream of greatness, within his grasp. Insecurity walked with him at his Inauguration in January 1969.

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Nixon’s inauguration, January, 1969. (Author: Oliver F. Atkins; Source: here)

When it came to the next election in 1972, Nixon was frantically busy in the months leading up to it. As well as the ordinary day to day aspects of being President, he was trying to get ‘peace with honour’ in Vietnam so that the US could withdraw without appearing to have lost or deserted its ally in South Vietnam. He was trying to address issues in the Cold War by improving relations with both China and the USSR, building tension between them through negotiations and trying to get their help in putting pressure on the Communists of North Vietnam to cut a deal. His visits to Chairman Mao Zedong in China and Leonid Brezhnev in Moscow had captured the world’s imagination. He had been given pandas by Mao, vodka and hugs by Brezhnev and there were deals on nuclear weapons to be signed. In the midst of all this, Nixon felt a mix of elation, power and anxiety. He was so busy he often lost track of what was going on so he took to taping all of his conversations and meetings in the Oval Office (his main office) in the White House. He was also keen to get on with the ‘big’ stuff of government, Vietnam and the Cold War, without having to worry about the election too much. But the memories of 1960, the fateful assassinations of Jack and Bobby Kennedy, the close-run election of 1968 and his own deep insecurities and desperate dream of being ‘special’ would not let go. And so he approved the bugging of the Watergate Building in the summer of 1972.

A group of ex-CIA agents and Cuban exiles did it. They were called ‘The Plumbers’ and they broke in to the Watergate Building to bug the Democrat offices on 17th June, 1972. They got caught when a piece of tape was found holding a door lock closed. No one thought too much of this burglary except for young journalist with ‘The Washington Post’, called Bob Woodward, who became suspicious because nothing seemed to have been taken during the ‘burglary. The idea of this being a ‘burglary’ did not quite add up. Still no one seemed too bothered and it looked like it would all fall away even after the ‘plumbers’ were convicted. Another journalist, Carl Bernstein, joined Woodward to investigate the story but they made little progress at first. Eventually an FBI Informant, using the codename ‘Deep Throat’, a reference to a porn movie of the time, gave them details that linked the incident to the White House and so developed one of the most famous political tales of all time. Enquiries continued into 1973 and 1974 which led to high-profile arrests and took the story into the ‘Oval Office’ itself. Nixon was implicated and two of his senior aides, John Ehrlichman and Bob Haldeman, ended up in prison.

The investigation had not been able to find Nixon’s role in ‘Watergate’ as there was no clear trail to him. However, Nixon’s fate was sealed when a junior official in the White House, Alexander Butterfield, said that the President had tapes of all of his conversations. The Supreme Court demanded these tapes but they were refused. Eventually they got some, then a few more, then others with sections missing. In early August 1974, the ‘smoking gun’ tape was passed to prosecutors, giving clear evidence that Nixon had known about and authorised the break in. In the chaos that followed, the noose tightened around Nixon, especially as many of the tapes could not be played on TV because they contained so much swearing and profanity. Edited versions with the famous ‘expletive deleted’ subtitle horrified and scandalised the USA. Along with revelations about Nixon’s heavy drinking, the swearing would have had his mother turning in her grave. The imagined disappointment that Mrs. Nixon might have felt were as nothing compared with the anger and humiliation her son experienced when Richard Nixon was forced to resign from the Presidency. At 9 pm, East Coast Time, on 8th August, 1974, Richard Milhous Nixon became the only US president to be forced to resign. All his dreams and ambitions had ended in the ultimate disgrace.

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Nixon’s resignation speech, 8th August, 1974. (Author: White House photo, Courtesy Richard Nixon Presidential Library; Source: here)

Nixon was immediately replaced by his vice-president, Gerald Ford, who went on to lose the 1976 election to Jimmy Carter, a peanut farmer from Georgia. Ford’s first act as President was to give a full pardon to Nixon. In the Communist world, Brezhnev and Mao were bewildered by what had happened as it seemed as nothing compared to what they considered logical and reasonable. The people of America felt anger, betrayal and horror at what had happened. Woodward and Bernstein were awarded prize after prize for their journalism.

And Nixon went home to California where he had lots of time to think. No doubt he went back over the things that had brought him to Watergate. Jealousy, fear of failure, ambition and the dream of being special were just some of the things that would have gone through his head. And some important faces, too, from his mother and brothers, to Alger Hiss and Joe McCarthy, to Jack and Bobby Kennedy.

Maybe his most nagging thought in those dark times was, ‘If only I didn’t sweat so much…’ It’s strange how life often turns on such small matters.

 

Find out more

Film: ‘Nixon’ by Oliver Stone (Certificate 15, Eiv, 1995). Typically robust approach to film making by Oliver Stone which emphasises many of the deep-seated flaws in Nixon’s personality with much being made of his childhood and his relationship with his mother.

Film: ‘All the President’s Men’ (Certificate 15, Warner Home Video, 1976). Famous Oscar winning film about the investigation into Watergate by Carl Bernstein and Bob Woodward of ‘The Washington Post’.

Film: ‘Frost-Nixon’ (Certificate 15, Universal pictures UK, 2009). Interesting film version of the play about the interviews between a relatively unknown David Frost and Richard Nixon. Nixon ends up being led into far more revealing comments than expected.

Book: ‘The Arrogance of Power’ by Anthony Summers (Phoenix Press, 2000.) An interesting if clearly critical study of Nixon highlighting many of the Presidents failings and the more murky side of his personality and relationships.

Book: ‘The Presidents: The Transformation of the American Presidency from Theodore Roosevelt to Barack Obama’ by Stephen Graubard (Penguin, 2009). A fascinating study of changes in the Presidency including the impact of Nixon.